Filed: 5/11/2023ACC: 0001754960-23-000151
📋 What this filing means
PFG INVESTMENTS, LLC filed this quarterly 13F‑HR report disclosing 496 equity positions with a total reported market value of $491.66M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
496
Positions
$491.66M
Total AUM (reported)
10.55M
Total Shares
Allocation by class
COM$256.34M52.1%
TR UNIT$16.31M3.3%
BLOOMBERG 1-3 MO$11.75M2.4%
COM NEW$7.59M1.5%
CL A$7.20M1.5%
SHS$5.81M1.2%
MSCI KLD400 SOC$5.62M1.1%
Portfolio Concentration
Top 3$73.76M15.0%
4–10$59.27M12.1%
11–25$58.01M11.8%
Rest$300.62M61.1%
Top 3 weight
15.0%
Top 10 weight
27.1%
Voting Authority Distribution
Total shares with voting rights: 10.55M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
10.55M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole496
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings496
Rows:
APPLE INC
SOLEShares211.21K
TypeSH
Market value$34.83M
7.08%
Sole
0.00
Shared
0.00
None
211.21K
TESLA INC
SOLEShares97.23K
TypeSH
Market value$20.17M
4.10%
Sole
0.00
Shared
0.00
None
97.23K
PIMCO CORPORATE & INCOME OPP
SOLEShares1.50M
TypeSH
Market value$18.76M
3.82%
Sole
0.00
Shared
0.00
None
1.50M
SPDR SER TR
SOLEShares128.01K
TypeSH
Market value$11.75M
2.39%
Sole
0.00
Shared
0.00
None
128.01K
MICROSOFT CORP
SOLEShares36.48K
TypeSH
Market value$10.52M
2.14%
Sole
0.00
Shared
0.00
None
36.48K
SPROTT PHYSICAL GOLD & SILVE
SOLEShares531.38K
TypeSH
Market value$10.05M
2.04%
Sole
0.00
Shared
0.00
None
531.38K
HANNON ARMSTRONG SUST INFR C
SOLEShares320K
TypeSH
Market value$9.15M
1.86%
Sole
0.00
Shared
0.00
None
320K
AMAZON COM INC
SOLEShares61.04K
TypeSH
Market value$6.30M
1.28%
Sole
0.00
Shared
0.00
None
61.04K
SPDR S&P 500 ETF TR
SOLEShares14.34K
TypeSH
Market value$5.87M
1.19%
Sole
0.00
Shared
0.00
None
14.34K
ISHARES TR
SOLEShares72.06K
TypeSH
Market value$5.62M
1.14%
Sole
0.00
Shared
0.00
None
72.06K
NVIDIA CORPORATION
SOLEShares18.94K
TypeSH
Market value$5.26M
1.07%
Sole
0.00
Shared
0.00
None
18.94K
INVESCO QQQ TR
SOLEShares16.32K
TypeSH
Market value$5.24M
1.06%
Sole
0.00
Shared
0.00
None
16.32K
ALPHABET INC
SOLEShares42.24K
TypeSH
Market value$4.38M
0.89%
Sole
0.00
Shared
0.00
None
42.24K
INVESTMENT MANAGERS SER TR I
SOLEShares147.83K
TypeSH
Market value$4.27M
0.87%
Sole
0.00
Shared
0.00
None
147.83K
CISCO SYS INC
SOLEShares79.58K
TypeSH
Market value$4.16M
0.85%
Sole
0.00
Shared
0.00
None
79.58K
VANGUARD WHITEHALL FDS
SOLEShares38.05K
TypeSH
Market value$4.01M
0.82%
Sole
0.00
Shared
0.00
None
38.05K
ISHARES TR
SOLEShares35.20K
TypeSH
Market value$3.88M
0.79%
Sole
0.00
Shared
0.00
None
35.20K
COSTCO WHSL CORP NEW
SOLEShares7.61K
TypeSH
Market value$3.78M
0.77%
Sole
0.00
Shared
0.00
None
7.61K
VANECK ETF TRUST
SOLEShares157.93K
TypeSH
Market value$3.71M
0.76%
Sole
0.00
Shared
0.00
None
157.93K
ISHARES TR
SOLEShares34.66K
TypeSH
Market value$3.45M
0.70%
Sole
0.00
Shared
0.00
None
34.66K
BERKSHIRE HATHAWAY INC DEL
SOLEShares10.77K
TypeSH
Market value$3.33M
0.68%
Sole
0.00
Shared
0.00
None
10.77K
PROCTER AND GAMBLE CO
SOLEShares22.27K
TypeSH
Market value$3.31M
0.67%
Sole
0.00
Shared
0.00
None
22.27K
NUSHARES ETF TR
SOLEShares112.78K
TypeSH
Market value$3.17M
0.65%
Sole
0.00
Shared
0.00
None
112.78K
ISHARES TR
SOLEShares32.62K
TypeSH
Market value$3.03M
0.62%
Sole
0.00
Shared
0.00
None
32.62K
SPROTT PHYSICAL GOLD TR
SOLEShares195.34K
TypeSH
Market value$3.02M
0.61%
Sole
0.00
Shared
0.00
None
195.34K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
APPLE INCSOLE | COM | 211.21K | SH | $34.83M 7.08% | 0.00 | 0.00 | 211.21K |
TESLA INCSOLE | COM | 97.23K | SH | $20.17M 4.10% | 0.00 | 0.00 | 97.23K |
PIMCO CORPORATE & INCOME OPPSOLE | COM | 1.50M | SH | $18.76M 3.82% | 0.00 | 0.00 | 1.50M |
SPDR SER TRSOLE | BLOOMBERG 1-3 MO | 128.01K | SH | $11.75M 2.39% | 0.00 | 0.00 | 128.01K |
MICROSOFT CORPSOLE | COM | 36.48K | SH | $10.52M 2.14% | 0.00 | 0.00 | 36.48K |
SPROTT PHYSICAL GOLD & SILVESOLE | TR UNIT | 531.38K | SH | $10.05M 2.04% | 0.00 | 0.00 | 531.38K |
HANNON ARMSTRONG SUST INFR CSOLE | COM | 320K | SH | $9.15M 1.86% | 0.00 | 0.00 | 320K |
AMAZON COM INCSOLE | COM | 61.04K | SH | $6.30M 1.28% | 0.00 | 0.00 | 61.04K |
SPDR S&P 500 ETF TRSOLE | TR UNIT | 14.34K | SH | $5.87M 1.19% | 0.00 | 0.00 | 14.34K |
ISHARES TRSOLE | MSCI KLD400 SOC | 72.06K | SH | $5.62M 1.14% | 0.00 | 0.00 | 72.06K |
NVIDIA CORPORATIONSOLE | COM | 18.94K | SH | $5.26M 1.07% | 0.00 | 0.00 | 18.94K |
INVESCO QQQ TRSOLE | UNIT SER 1 | 16.32K | SH | $5.24M 1.06% | 0.00 | 0.00 | 16.32K |
ALPHABET INCSOLE | CAP STK CL A | 42.24K | SH | $4.38M 0.89% | 0.00 | 0.00 | 42.24K |
INVESTMENT MANAGERS SER TR ISOLE | AXS CHANGE FINAN | 147.83K | SH | $4.27M 0.87% | 0.00 | 0.00 | 147.83K |
CISCO SYS INCSOLE | COM | 79.58K | SH | $4.16M 0.85% | 0.00 | 0.00 | 79.58K |
VANGUARD WHITEHALL FDSSOLE | HIGH DIV YLD | 38.05K | SH | $4.01M 0.82% | 0.00 | 0.00 | 38.05K |
ISHARES TRSOLE | TIPS BD ETF | 35.20K | SH | $3.88M 0.79% | 0.00 | 0.00 | 35.20K |
COSTCO WHSL CORP NEWSOLE | COM | 7.61K | SH | $3.78M 0.77% | 0.00 | 0.00 | 7.61K |
VANECK ETF TRUSTSOLE | GREEN BOND ETF | 157.93K | SH | $3.71M 0.76% | 0.00 | 0.00 | 157.93K |
ISHARES TRSOLE | CORE US AGGBD ET | 34.66K | SH | $3.45M 0.70% | 0.00 | 0.00 | 34.66K |
BERKSHIRE HATHAWAY INC DELSOLE | CL B NEW | 10.77K | SH | $3.33M 0.68% | 0.00 | 0.00 | 10.77K |
PROCTER AND GAMBLE COSOLE | COM | 22.27K | SH | $3.31M 0.67% | 0.00 | 0.00 | 22.27K |
NUSHARES ETF TRSOLE | NUVEEN ESG INTL | 112.78K | SH | $3.17M 0.65% | 0.00 | 0.00 | 112.78K |
ISHARES TRSOLE | U.S. TECH ETF | 32.62K | SH | $3.03M 0.62% | 0.00 | 0.00 | 32.62K |
SPROTT PHYSICAL GOLD TRSOLE | UNIT | 195.34K | SH | $3.02M 0.61% | 0.00 | 0.00 | 195.34K |
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