PEYTON WHITNEY E.

PrivateCIK: 1683874

Location

WAYZATA, MN

PEYTON WHITNEY E.

Filed: 5/25/2018ACC: 0000914190-18-000238

InsiderPEYTON WHITNEY E.CIK 1683874

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IssuerORANGEHOOK, INC.CIK 1503985

Director10% Owner

Since May 2018

+175K

Net shares

Net buyer

$0.00

Total acquired

0

Open market trades

0B · 0S

2

Total transactions

175K acquired

Non-Derivative Transactions0

No non-derivative transactions reported

Derivative Transactions2

Stock Option (right to buy)

Direct

A · Award

Converts to

Common Stock

25K shares

Shares

+25K

Strike price

3.28

Held after

25K

Exercisable

—

5/23/2018

Common Stock Warrants (right to buy)

Direct

A · Award

Converts to

Common Stock

150K shares

Shares

+150K

Strike price

3.28

Held after

150K

Exercisable

—

5/23/2018

Security	Converts To	Date	Type	Shares	Strike Price	Exercisable	Held After
Stock Option (right to buy) Direct	Common Stock25K shares	5/23/2018	A · Award	+25K	3.28	—	25K
Common Stock Warrants (right to buy) Direct	Common Stock150K shares	5/23/2018	A · Award	+150K	3.28	—	150K

Non-Derivative Holdings (Post-Transaction)2

Common Stock

Direct

Shares owned536.20K

Common Stock

Indirect

Shares owned240.33K

Total

536.20K direct·240.33K indirect776.53K

Security Title	Shares Owned	Ownership Type
Common Stock	536.20K	Direct
Common Stock	240.33K	Indirect
Total	776.53K	536.20K direct·240.33K indirect

Derivative Holdings (Post-Transaction)6

10% Convertible Promissory Note

Direct

Underlying security

Common Stock

Underlying shares

N/A

Shares owned

N/A

Exercise price

7.00

Expiration

—

Exercise window

—

Common Stock Warrants (right to buy)

Direct

Underlying security

Common Stock

Underlying shares

14.29K

Shares owned

14.29K

Exercise price

10.00

Expiration

—

Exercise window

—

Common Stock Warrants (right to buy)

Direct

Underlying security

Common Stock

Underlying shares

35.75K

Shares owned

35.75K

Exercise price

7.00

Expiration

—

Exercise window

—

Series OH-2 Convertible Preferred Stock

Direct

Underlying security

Common Stock

Underlying shares

851.99K

Shares owned

5.96K

Exercise price

Expiration

—

Exercise window

—

Common Stock Warrants (right to buy)

Direct

Underlying security

Common Stock

Underlying shares

390.25K

Shares owned

390.25K

Exercise price

7.00

Expiration

—

Exercise window

—

Common Stock Warrants (right to buy)

Direct

Underlying security

Common Stock

Underlying shares

12.50K

Shares owned

12.50K

Exercise price

7.00

Expiration

—

Exercise window

—

Total

Underlying

1.30M

Owned

458.74K

Security	Underlying	Exercise Price	Exercise Window	Expiration	Underlying Shares	Shares Owned
10% Convertible Promissory Note Direct	Common Stock	7.00	—	—	N/A	N/A
Common Stock Warrants (right to buy) Direct	Common Stock	10.00	—	—	14.29K	14.29K
Common Stock Warrants (right to buy) Direct	Common Stock	7.00	—	—	35.75K	35.75K
Series OH-2 Convertible Preferred Stock Direct	Common Stock		—	—	851.99K	5.96K
Common Stock Warrants (right to buy) Direct	Common Stock	7.00	—	—	390.25K	390.25K
Common Stock Warrants (right to buy) Direct	Common Stock	7.00	—	—	12.50K	12.50K
Total					1.30M	458.74K

PEYTON WHITNEY E. — Insider Transaction (Form 4) Filed May 25, 2018 | Finecho