PETTY GARY WAYNE JR (Chief Risk Officer) sold 11.1% of their position (2.39K shares) of SMARTFINANCIAL INC. on the open market
Open‑market sale worth $51.8K — a moderate reduction. Review remaining holdings and any 10b5‑1 plan disclosures.
S · 1 sale
Filed: 3/6/2024ACC: 0001415889-24-007003
Officer· Chief Risk Officer
Since Jan 2019
-2.39K
Net shares
Net seller
$51.8K
Total sold
1
Open market trades
0B · 1S
3
Total transactions
3.75K acquired · 6.14K disposed
Non-Derivative Transactions2
Common Stock
Direct
Shares
+3.75K
Price / share
$9.60
Trade value
$36K
% of position
21.1%
3/5/2024
17.73K→21.48K
Common Stock
Direct
Shares
−2.39K
Price / share
$21.63
Trade value
$51.78K
% of position
11.1%
3/5/2024
21.48K→19.09K
Total
Net shares
+1.36K
Net value
-$15.78K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 3/5/2024 | M · Option Exercise | +3.75K | $9.60 | $36K | 21.1% | 17.73K | 21.48K |
| Common Stock Direct | 3/5/2024 | S · Sale | −2.39K | $21.63 | $51.78K | 11.1% | 21.48K | 19.09K |
| Total | +1.36K | -$15.78K | ||||||
Derivative Transactions1
Stock Option
Direct
Converts to
Common Stock
3.75K shares
Shares
−3.75K
Strike price
9.60
Held after
0.00
Exercisable
—
3/5/2024
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Stock Option Direct | Common Stock3.75K shares | 3/5/2024 | M · Option Exercise | −3.75K | 9.60 | — | 0.00 |
Non-Derivative Holdings (Post-Transaction)0
No non-derivative holdings reported
Derivative Holdings (Post-Transaction)1
Stock Option
DirectUnderlying security
Common Stock
Underlying shares
3.59K
Shares owned
3.59K
Exercise price
15.05
Expiration
—
Exercise window
—
Total
Underlying
3.59K
Owned
3.59K
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Stock Option Direct | Common Stock | 15.05 | — | — | 3.59K | 3.59K |
| Total | 3.59K | 3.59K | ||||