PETTINGA FINANCIAL ADVISORS LLC

Filed: 1/18/2024ACC: 0001085146-24-000272

📋 What this filing means

PETTINGA FINANCIAL ADVISORS LLC filed this quarterly 13F‑HR report disclosing 116 equity positions with a total reported market value of $372.75M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

116

Positions

$372.75M

Total AUM (reported)

6.18M

Total Shares

Allocation by class

COM$50.39M13.5%

CORE S&P500 ETF$44.46M11.9%

U S EQUITY FACTR$36.74M9.9%

MSCI USA QLT FCT$22.05M5.9%

EAFE VALUE ETF$19.63M5.3%

FTSE RAFI 1000$15.41M4.1%

GOLD SHS$12.37M3.3%

Portfolio Concentration

Top 3$103.24M27.7%

4–10$90.14M24.2%

11–25$86.13M23.1%

Rest$93.24M25.0%

Top 3 weight

27.7%

Top 10 weight

51.9%

Voting Authority Distribution

Total shares with voting rights: 6.18M

Sole

Full voting authority

0.00

% of voting shares0.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

6.18M

% of voting shares100.0%

Investment Discretion (by position count)

Sole112

Shared0

Other4

Dominant voting typeNone · 100.0% of voting shares

Institutional Holdings116

Rows:

ISHARES TR

SOLE

CORE S&P500 ETF

Shares93.08K

TypeSH

Market value$44.46M

11.93%

Sole

0.00

Shared

0.00

None

93.08K

ISHARES TR

SOLE

U S EQUITY FACTR

Shares760.74K

TypeSH

Market value$36.74M

9.86%

Sole

0.00

Shared

0.00

None

760.74K

ISHARES TR

SOLE

MSCI USA QLT FCT

Shares149.82K

TypeSH

Market value$22.05M

5.91%

Sole

0.00

Shared

0.00

None

149.82K

ISHARES TR

SOLE

EAFE VALUE ETF

Shares376.72K

TypeSH

Market value$19.63M

5.27%

Sole

0.00

Shared

0.00

None

376.72K

INVESCO EXCHANGE TRADED FD T

SOLE

FTSE RAFI 1000

Shares437.76K

TypeSH

Market value$15.41M

4.13%

Sole

0.00

Shared

0.00

None

437.76K

SPDR GOLD TR

SOLE

GOLD SHS

Shares64.72K

TypeSH

Market value$12.37M

3.32%

Sole

0.00

Shared

0.00

None

64.72K

BLUE OWL CAPITAL CORPORATION

SOLE

COM

Shares796.22K

TypeSH

Market value$11.75M

3.15%

Sole

0.00

Shared

0.00

None

796.22K

ISHARES TR

OTR

EAFE GRWTH ETF

Shares112.68K

TypeSH

Market value$10.91M

2.93%

Sole

0.00

Shared

0.00

None

112.68K

ISHARES TR

SOLE

CORE S&P SCP ETF

Shares99.95K

TypeSH

Market value$10.82M

2.90%

Sole

0.00

Shared

0.00

None

99.95K

APPLE INC

SOLE

COM

Shares48.05K

TypeSH

Market value$9.25M

2.48%

Sole

0.00

Shared

0.00

None

48.05K

ISHARES TR

SOLE

U.S. TECH ETF

Shares68.92K

TypeSH

Market value$8.46M

2.27%

Sole

0.00

Shared

0.00

None

68.92K

ISHARES TR

SOLE

RUS 1000 GRW ETF

Shares27.27K

TypeSH

Market value$8.27M

2.22%

Sole

0.00

Shared

0.00

None

27.27K

VANGUARD WHITEHALL FDS

SOLE

HIGH DIV YLD

Shares72.19K

TypeSH

Market value$8.06M

2.16%

Sole

0.00

Shared

0.00

None

72.19K

SPDR S&P 500 ETF TR

SOLE

TR UNIT

Shares12.89K

TypeSH

Market value$6.13M

1.64%

Sole

0.00

Shared

0.00

None

12.89K

INVESCO QQQ TR

SOLE

UNIT SER 1

Shares14.38K

TypeSH

Market value$5.89M

1.58%

Sole

0.00

Shared

0.00

None

14.38K

ISHARES TR

SOLE

CORE S&P MCP ETF

Shares21.25K

TypeSH

Market value$5.89M

1.58%

Sole

0.00

Shared

0.00

None

21.25K

ISHARES TR

SOLE

S&P 500 GRWT ETF

Shares77.15K

TypeSH

Market value$5.79M

1.55%

Sole

0.00

Shared

0.00

None

77.15K

ISHARES TR

SOLE

S&P 100 ETF

Shares24.96K

TypeSH

Market value$5.58M

1.50%

Sole

0.00

Shared

0.00

None

24.96K

CINCINNATI FINL CORP

SOLE

COM

Shares52.75K

TypeSH

Market value$5.46M

1.46%

Sole

0.00

Shared

0.00

None

52.75K

ISHARES TR

SOLE

CORE S&P TTL STK

Shares51.30K

TypeSH

Market value$5.40M

1.45%

Sole

0.00

Shared

0.00

None

51.30K

SPDR DOW JONES INDL AVERAGE

SOLE

UT SER 1

Shares13.48K

TypeSH

Market value$5.08M

1.36%

Sole

0.00

Shared

0.00

None

13.48K

ISHARES TR

SOLE

20 YR TR BD ETF

Shares44.09K

TypeSH

Market value$4.36M

1.17%

Sole

0.00

Shared

0.00

None

44.09K

SELECT SECTOR SPDR TR

SOLE

SBI HEALTHCARE

Shares29.86K

TypeSH

Market value$4.07M

1.09%

Sole

0.00

Shared

0.00

None

29.86K

ISHARES TR

SOLE

GLOBAL ENERG ETF

Shares99.72K

TypeSH

Market value$3.90M

1.05%

Sole

0.00

Shared

0.00

None

99.72K

SELECT SECTOR SPDR TR

SOLE

ENERGY

Shares45.26K

TypeSH

Market value$3.79M

1.02%

Sole

0.00

Shared

0.00

None

45.26K

Issuer	Class	Shares	Type	Value / Portfolio %	None
ISHARES TRSOLE	CORE S&P500 ETF	93.08K	SH	$44.46M 11.93%	93.08K
ISHARES TRSOLE	U S EQUITY FACTR	760.74K	SH	$36.74M 9.86%	760.74K
ISHARES TRSOLE	MSCI USA QLT FCT	149.82K	SH	$22.05M 5.91%	149.82K
ISHARES TRSOLE	EAFE VALUE ETF	376.72K	SH	$19.63M 5.27%	376.72K
INVESCO EXCHANGE TRADED FD TSOLE	FTSE RAFI 1000	437.76K	SH	$15.41M 4.13%	437.76K
SPDR GOLD TRSOLE	GOLD SHS	64.72K	SH	$12.37M 3.32%	64.72K
BLUE OWL CAPITAL CORPORATIONSOLE	COM	796.22K	SH	$11.75M 3.15%	796.22K
ISHARES TROTR	EAFE GRWTH ETF	112.68K	SH	$10.91M 2.93%	112.68K
ISHARES TRSOLE	CORE S&P SCP ETF	99.95K	SH	$10.82M 2.90%	99.95K
APPLE INCSOLE	COM	48.05K	SH	$9.25M 2.48%	48.05K
ISHARES TRSOLE	U.S. TECH ETF	68.92K	SH	$8.46M 2.27%	68.92K
ISHARES TRSOLE	RUS 1000 GRW ETF	27.27K	SH	$8.27M 2.22%	27.27K
VANGUARD WHITEHALL FDSSOLE	HIGH DIV YLD	72.19K	SH	$8.06M 2.16%	72.19K
SPDR S&P 500 ETF TRSOLE	TR UNIT	12.89K	SH	$6.13M 1.64%	12.89K
INVESCO QQQ TRSOLE	UNIT SER 1	14.38K	SH	$5.89M 1.58%	14.38K
ISHARES TRSOLE	CORE S&P MCP ETF	21.25K	SH	$5.89M 1.58%	21.25K
ISHARES TRSOLE	S&P 500 GRWT ETF	77.15K	SH	$5.79M 1.55%	77.15K
ISHARES TRSOLE	S&P 100 ETF	24.96K	SH	$5.58M 1.50%	24.96K
CINCINNATI FINL CORPSOLE	COM	52.75K	SH	$5.46M 1.46%	52.75K
ISHARES TRSOLE	CORE S&P TTL STK	51.30K	SH	$5.40M 1.45%	51.30K
SPDR DOW JONES INDL AVERAGESOLE	UT SER 1	13.48K	SH	$5.08M 1.36%	13.48K
ISHARES TRSOLE	20 YR TR BD ETF	44.09K	SH	$4.36M 1.17%	44.09K
SELECT SECTOR SPDR TRSOLE	SBI HEALTHCARE	29.86K	SH	$4.07M 1.09%	29.86K
ISHARES TRSOLE	GLOBAL ENERG ETF	99.72K	SH	$3.90M 1.05%	99.72K
SELECT SECTOR SPDR TRSOLE	ENERGY	45.26K	SH	$3.79M 1.02%	45.26K

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