PETTINGA FINANCIAL ADVISORS LLC

Filed: 10/24/2023ACC: 0001085146-23-003877

📋 What this filing means

PETTINGA FINANCIAL ADVISORS LLC filed this quarterly 13F‑HR report disclosing 106 equity positions with a total reported market value of $331.00M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

106

Positions

$331.00M

Total AUM (reported)

5.90M

Total Shares

Allocation by class

COM$46.90M14.2%

CORE S&P500 ETF$35.89M10.8%

U S EQUITY FACTR$33.70M10.2%

EAFE VALUE ETF$21.14M6.4%

MSCI USA QLT FCT$20.49M6.2%

EAFE GRWTH ETF$17.17M5.2%

FTSE RAFI 1000$12.84M3.9%

Portfolio Concentration

Top 3$90.73M27.4%

4–10$95.38M28.8%

11–25$81.07M24.5%

Rest$63.81M19.3%

Top 3 weight

27.4%

Top 10 weight

56.2%

Voting Authority Distribution

Total shares with voting rights: 5.90M

Sole

Full voting authority

0.00

% of voting shares0.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

5.90M

% of voting shares100.0%

Investment Discretion (by position count)

Sole97

Shared0

Other9

Dominant voting typeNone · 100.0% of voting shares

Institutional Holdings106

Rows:

ISHARES TR

OTR

CORE S&P500 ETF

Shares83.58K

TypeSH

Market value$35.89M

10.84%

Sole

0.00

Shared

0.00

None

83.58K

ISHARES TR

SOLE

U S EQUITY FACTR

Shares778.04K

TypeSH

Market value$33.70M

10.18%

Sole

0.00

Shared

0.00

None

778.04K

ISHARES TR

SOLE

EAFE VALUE ETF

Shares431.98K

TypeSH

Market value$21.14M

6.39%

Sole

0.00

Shared

0.00

None

431.98K

ISHARES TR

SOLE

MSCI USA QLT FCT

Shares155.46K

TypeSH

Market value$20.49M

6.19%

Sole

0.00

Shared

0.00

None

155.46K

ISHARES TR

SOLE

EAFE GRWTH ETF

Shares198.91K

TypeSH

Market value$17.17M

5.19%

Sole

0.00

Shared

0.00

None

198.91K

BLUE OWL CAPITAL CORPORATION

SOLE

COM

Shares1.09M

TypeSH

Market value$15.04M

4.54%

Sole

0.00

Shared

0.00

None

1.09M

INVESCO EXCHANGE TRADED FD T

SOLE

FTSE RAFI 1000

Shares403.60K

TypeSH

Market value$12.84M

3.88%

Sole

0.00

Shared

0.00

None

403.60K

SPDR GOLD TR

SOLE

GOLD SHS

Shares63.18K

TypeSH

Market value$10.83M

3.27%

Sole

0.00

Shared

0.00

None

63.18K

ISHARES TR

SOLE

CORE S&P MCP ETF

Shares38.40K

TypeSH

Market value$9.57M

2.89%

Sole

0.00

Shared

0.00

None

38.40K

ISHARES TR

SOLE

CORE S&P SCP ETF

Shares100.08K

TypeSH

Market value$9.44M

2.85%

Sole

0.00

Shared

0.00

None

100.08K

VANGUARD WHITEHALL FDS

SOLE

HIGH DIV YLD

Shares86.36K

TypeSH

Market value$8.92M

2.70%

Sole

0.00

Shared

0.00

None

86.36K

APPLE INC

OTR

COM

Shares46.34K

TypeSH

Market value$7.93M

2.40%

Sole

0.00

Shared

0.00

None

46.34K

ISHARES TR

SOLE

RUS 1000 GRW ETF

Shares27.73K

TypeSH

Market value$7.38M

2.23%

Sole

0.00

Shared

0.00

None

27.73K

SPDR S&P 500 ETF TR

SOLE

TR UNIT

Shares13.22K

TypeSH

Market value$5.65M

1.71%

Sole

0.00

Shared

0.00

None

13.22K

ISHARES TR

SOLE

U.S. TECH ETF

Shares52.97K

TypeSH

Market value$5.56M

1.68%

Sole

0.00

Shared

0.00

None

52.97K

ISHARES TR

SOLE

S&P 500 GRWT ETF

Shares79.54K

TypeSH

Market value$5.44M

1.64%

Sole

0.00

Shared

0.00

None

79.54K

CINCINNATI FINL CORP

SOLE

COM

Shares52.73K

TypeSH

Market value$5.39M

1.63%

Sole

0.00

Shared

0.00

None

52.73K

INVESCO QQQ TR

SOLE

UNIT SER 1

Shares14.84K

TypeSH

Market value$5.32M

1.61%

Sole

0.00

Shared

0.00

None

14.84K

ISHARES TR

OTR

MSCI USA MIN VOL

Shares72.51K

TypeSH

Market value$5.25M

1.59%

Sole

0.00

Shared

0.00

None

72.51K

ISHARES TR

OTR

20 YR TR BD ETF

Shares57.86K

TypeSH

Market value$5.13M

1.55%

Sole

0.00

Shared

0.00

None

57.86K

SPDR DOW JONES INDL AVERAGE

SOLE

UT SER 1

Shares13.85K

TypeSH

Market value$4.64M

1.40%

Sole

0.00

Shared

0.00

None

13.85K

SPROTT FDS TR

SOLE

URANIUM MINERS E

Shares87.43K

TypeSH

Market value$4.12M

1.25%

Sole

0.00

Shared

0.00

None

87.43K

ISHARES TR

OTR

TRS FLT RT BD

Shares71.44K

TypeSH

Market value$3.63M

1.10%

Sole

0.00

Shared

0.00

None

71.44K

ISHARES TR

SOLE

MBS ETF

Shares39.81K

TypeSH

Market value$3.54M

1.07%

Sole

0.00

Shared

0.00

None

39.81K

ISHARES TR

SOLE

US INFRASTRUC

Shares86.48K

TypeSH

Market value$3.16M

0.96%

Sole

0.00

Shared

0.00

None

86.48K

Issuer	Class	Shares	Type	Value / Portfolio %	None
ISHARES TROTR	CORE S&P500 ETF	83.58K	SH	$35.89M 10.84%	83.58K
ISHARES TRSOLE	U S EQUITY FACTR	778.04K	SH	$33.70M 10.18%	778.04K
ISHARES TRSOLE	EAFE VALUE ETF	431.98K	SH	$21.14M 6.39%	431.98K
ISHARES TRSOLE	MSCI USA QLT FCT	155.46K	SH	$20.49M 6.19%	155.46K
ISHARES TRSOLE	EAFE GRWTH ETF	198.91K	SH	$17.17M 5.19%	198.91K
BLUE OWL CAPITAL CORPORATIONSOLE	COM	1.09M	SH	$15.04M 4.54%	1.09M
INVESCO EXCHANGE TRADED FD TSOLE	FTSE RAFI 1000	403.60K	SH	$12.84M 3.88%	403.60K
SPDR GOLD TRSOLE	GOLD SHS	63.18K	SH	$10.83M 3.27%	63.18K
ISHARES TRSOLE	CORE S&P MCP ETF	38.40K	SH	$9.57M 2.89%	38.40K
ISHARES TRSOLE	CORE S&P SCP ETF	100.08K	SH	$9.44M 2.85%	100.08K
VANGUARD WHITEHALL FDSSOLE	HIGH DIV YLD	86.36K	SH	$8.92M 2.70%	86.36K
APPLE INCOTR	COM	46.34K	SH	$7.93M 2.40%	46.34K
ISHARES TRSOLE	RUS 1000 GRW ETF	27.73K	SH	$7.38M 2.23%	27.73K
SPDR S&P 500 ETF TRSOLE	TR UNIT	13.22K	SH	$5.65M 1.71%	13.22K
ISHARES TRSOLE	U.S. TECH ETF	52.97K	SH	$5.56M 1.68%	52.97K
ISHARES TRSOLE	S&P 500 GRWT ETF	79.54K	SH	$5.44M 1.64%	79.54K
CINCINNATI FINL CORPSOLE	COM	52.73K	SH	$5.39M 1.63%	52.73K
INVESCO QQQ TRSOLE	UNIT SER 1	14.84K	SH	$5.32M 1.61%	14.84K
ISHARES TROTR	MSCI USA MIN VOL	72.51K	SH	$5.25M 1.59%	72.51K
ISHARES TROTR	20 YR TR BD ETF	57.86K	SH	$5.13M 1.55%	57.86K
SPDR DOW JONES INDL AVERAGESOLE	UT SER 1	13.85K	SH	$4.64M 1.40%	13.85K
SPROTT FDS TRSOLE	URANIUM MINERS E	87.43K	SH	$4.12M 1.25%	87.43K
ISHARES TROTR	TRS FLT RT BD	71.44K	SH	$3.63M 1.10%	71.44K
ISHARES TRSOLE	MBS ETF	39.81K	SH	$3.54M 1.07%	39.81K
ISHARES TRSOLE	US INFRASTRUC	86.48K	SH	$3.16M 0.96%	86.48K

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