PETTINGA FINANCIAL ADVISORS LLC

Filed: 7/18/2023ACC: 0001085146-23-002741

📋 What this filing means

PETTINGA FINANCIAL ADVISORS LLC filed this quarterly 13F‑HR report disclosing 105 equity positions with a total reported market value of $336.97M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

105

Positions

$336.97M

Total AUM (reported)

5.59M

Total Shares

Allocation by class

COM$48.79M14.5%

U S EQUITY FACTR$35.70M10.6%

CORE S&P500 ETF$29.69M8.8%

MSCI USA QLT FCT$25.64M7.6%

EAFE GRWTH ETF$22.65M6.7%

EAFE VALUE ETF$14.08M4.2%

FTSE RAFI 1000$13.10M3.9%

Portfolio Concentration

Top 3$91.03M27.0%

4–10$97.29M28.9%

11–25$87.36M25.9%

Rest$61.28M18.2%

Top 3 weight

27.0%

Top 10 weight

55.9%

Voting Authority Distribution

Total shares with voting rights: 5.59M

Sole

Full voting authority

0.00

% of voting shares0.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

5.59M

% of voting shares100.0%

Investment Discretion (by position count)

Sole99

Shared0

Other6

Dominant voting typeNone · 100.0% of voting shares

Institutional Holdings105

Rows:

ISHARES TR

SOLE

U S EQUITY FACTR

Shares801.17K

TypeSH

Market value$35.70M

10.59%

Sole

0.00

Shared

0.00

None

801.17K

ISHARES TR

SOLE

CORE S&P500 ETF

Shares66.61K

TypeSH

Market value$29.69M

8.81%

Sole

0.00

Shared

0.00

None

66.61K

ISHARES TR

SOLE

MSCI USA QLT FCT

Shares190.11K

TypeSH

Market value$25.64M

7.61%

Sole

0.00

Shared

0.00

None

190.11K

ISHARES TR

SOLE

EAFE GRWTH ETF

Shares237.40K

TypeSH

Market value$22.65M

6.72%

Sole

0.00

Shared

0.00

None

237.40K

ISHARES TR

OTR

EAFE VALUE ETF

Shares287.70K

TypeSH

Market value$14.08M

4.18%

Sole

0.00

Shared

0.00

None

287.70K

OWL ROCK CAPITAL CORPORATION

SOLE

COM

Shares1.05M

TypeSH

Market value$14.04M

4.17%

Sole

0.00

Shared

0.00

None

1.05M

INVESCO EXCHANGE TRADED FD T

SOLE

FTSE RAFI 1000

Shares80.03K

TypeSH

Market value$13.10M

3.89%

Sole

0.00

Shared

0.00

None

80.03K

ISHARES TR

SOLE

U.S. TECH ETF

Shares115.32K

TypeSH

Market value$12.55M

3.73%

Sole

0.00

Shared

0.00

None

115.32K

SPDR GOLD TR

SOLE

GOLD SHS

Shares62.44K

TypeSH

Market value$11.13M

3.30%

Sole

0.00

Shared

0.00

None

62.44K

ISHARES TR

SOLE

CORE S&P SCP ETF

Shares97.74K

TypeSH

Market value$9.74M

2.89%

Sole

0.00

Shared

0.00

None

97.74K

VANGUARD WHITEHALL FDS

SOLE

HIGH DIV YLD

Shares85.24K

TypeSH

Market value$9.04M

2.68%

Sole

0.00

Shared

0.00

None

85.24K

APPLE INC

SOLE

COM

Shares46.56K

TypeSH

Market value$9.03M

2.68%

Sole

0.00

Shared

0.00

None

46.56K

ISHARES TR

SOLE

CORE TOTAL USD

Shares184.09K

TypeSH

Market value$8.37M

2.48%

Sole

0.00

Shared

0.00

None

184.09K

ISHARES TR

SOLE

MSCI USA MIN VOL

Shares103.92K

TypeSH

Market value$7.72M

2.29%

Sole

0.00

Shared

0.00

None

103.92K

ISHARES TR

SOLE

RUS 1000 GRW ETF

Shares28.07K

TypeSH

Market value$7.72M

2.29%

Sole

0.00

Shared

0.00

None

28.07K

SPDR S&P 500 ETF TR

SOLE

TR UNIT

Shares13.32K

TypeSH

Market value$5.90M

1.75%

Sole

0.00

Shared

0.00

None

13.32K

ISHARES TR

SOLE

CORE S&P MCP ETF

Shares21.87K

TypeSH

Market value$5.72M

1.70%

Sole

0.00

Shared

0.00

None

21.87K

INVESCO QQQ TR

SOLE

UNIT SER 1

Shares14.66K

TypeSH

Market value$5.42M

1.61%

Sole

0.00

Shared

0.00

None

14.66K

CINCINNATI FINL CORP

SOLE

COM

Shares52.71K

TypeSH

Market value$5.13M

1.52%

Sole

0.00

Shared

0.00

None

52.71K

SPDR DOW JONES INDL AVERAGE

SOLE

UT SER 1

Shares13.37K

TypeSH

Market value$4.60M

1.36%

Sole

0.00

Shared

0.00

None

13.37K

ISHARES TR

SOLE

10-20 YR TRS ETF

Shares40.38K

TypeSH

Market value$4.47M

1.33%

Sole

0.00

Shared

0.00

None

40.38K

DOUBLELINE YIELD OPPORTUNITI

SOLE

COM

Shares276.13K

TypeSH

Market value$4.01M

1.19%

Sole

0.00

Shared

0.00

None

276.13K

ISHARES TR

SOLE

MBS ETF

Shares40.49K

TypeSH

Market value$3.78M

1.12%

Sole

0.00

Shared

0.00

None

40.49K

ISHARES TR

SOLE

US INFRASTRUC

Shares84.22K

TypeSH

Market value$3.29M

0.98%

Sole

0.00

Shared

0.00

None

84.22K

VANGUARD INDEX FDS

SOLE

REAL ESTATE ETF

Shares37.71K

TypeSH

Market value$3.15M

0.94%

Sole

0.00

Shared

0.00

None

37.71K

Issuer	Class	Shares	Type	Value / Portfolio %	None
ISHARES TRSOLE	U S EQUITY FACTR	801.17K	SH	$35.70M 10.59%	801.17K
ISHARES TRSOLE	CORE S&P500 ETF	66.61K	SH	$29.69M 8.81%	66.61K
ISHARES TRSOLE	MSCI USA QLT FCT	190.11K	SH	$25.64M 7.61%	190.11K
ISHARES TRSOLE	EAFE GRWTH ETF	237.40K	SH	$22.65M 6.72%	237.40K
ISHARES TROTR	EAFE VALUE ETF	287.70K	SH	$14.08M 4.18%	287.70K
OWL ROCK CAPITAL CORPORATIONSOLE	COM	1.05M	SH	$14.04M 4.17%	1.05M
INVESCO EXCHANGE TRADED FD TSOLE	FTSE RAFI 1000	80.03K	SH	$13.10M 3.89%	80.03K
ISHARES TRSOLE	U.S. TECH ETF	115.32K	SH	$12.55M 3.73%	115.32K
SPDR GOLD TRSOLE	GOLD SHS	62.44K	SH	$11.13M 3.30%	62.44K
ISHARES TRSOLE	CORE S&P SCP ETF	97.74K	SH	$9.74M 2.89%	97.74K
VANGUARD WHITEHALL FDSSOLE	HIGH DIV YLD	85.24K	SH	$9.04M 2.68%	85.24K
APPLE INCSOLE	COM	46.56K	SH	$9.03M 2.68%	46.56K
ISHARES TRSOLE	CORE TOTAL USD	184.09K	SH	$8.37M 2.48%	184.09K
ISHARES TRSOLE	MSCI USA MIN VOL	103.92K	SH	$7.72M 2.29%	103.92K
ISHARES TRSOLE	RUS 1000 GRW ETF	28.07K	SH	$7.72M 2.29%	28.07K
SPDR S&P 500 ETF TRSOLE	TR UNIT	13.32K	SH	$5.90M 1.75%	13.32K
ISHARES TRSOLE	CORE S&P MCP ETF	21.87K	SH	$5.72M 1.70%	21.87K
INVESCO QQQ TRSOLE	UNIT SER 1	14.66K	SH	$5.42M 1.61%	14.66K
CINCINNATI FINL CORPSOLE	COM	52.71K	SH	$5.13M 1.52%	52.71K
SPDR DOW JONES INDL AVERAGESOLE	UT SER 1	13.37K	SH	$4.60M 1.36%	13.37K
ISHARES TRSOLE	10-20 YR TRS ETF	40.38K	SH	$4.47M 1.33%	40.38K
DOUBLELINE YIELD OPPORTUNITISOLE	COM	276.13K	SH	$4.01M 1.19%	276.13K
ISHARES TRSOLE	MBS ETF	40.49K	SH	$3.78M 1.12%	40.49K
ISHARES TRSOLE	US INFRASTRUC	84.22K	SH	$3.29M 0.98%	84.22K
VANGUARD INDEX FDSSOLE	REAL ESTATE ETF	37.71K	SH	$3.15M 0.94%	37.71K

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