PETTINGA FINANCIAL ADVISORS LLC

Filed: 4/21/2023ACC: 0001085146-23-001799

📋 What this filing means

PETTINGA FINANCIAL ADVISORS LLC filed this quarterly 13F‑HR report disclosing 99 equity positions with a total reported market value of $320.72M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

Positions

$320.72M

Total AUM (reported)

5.58M

Total Shares

Allocation by class

COM$43.73M13.6%

U S EQUITY FACTR$33.58M10.5%

CORE S&P500 ETF$27.75M8.7%

MSCI USA QLT FCT$23.88M7.4%

EAFE GRWTH ETF$22.54M7.0%

EAFE VALUE ETF$14.10M4.4%

FTSE RAFI 1000$12.70M4.0%

Portfolio Concentration

Top 3$85.21M26.6%

4–10$93.12M29.0%

11–25$83.77M26.1%

Rest$58.61M18.3%

Top 3 weight

26.6%

Top 10 weight

55.6%

Voting Authority Distribution

Total shares with voting rights: 5.58M

Sole

Full voting authority

0.00

% of voting shares0.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

5.58M

% of voting shares100.0%

Investment Discretion (by position count)

Sole97

Shared0

Other2

Dominant voting typeNone · 100.0% of voting shares

Institutional Holdings99

Rows:

ISHARES TR

SOLE

U S EQUITY FACTR

Shares810.43K

TypeSH

Market value$33.58M

10.47%

Sole

0.00

Shared

0.00

None

810.43K

ISHARES TR

SOLE

CORE S&P500 ETF

Shares67.51K

TypeSH

Market value$27.75M

8.65%

Sole

0.00

Shared

0.00

None

67.51K

ISHARES TR

SOLE

MSCI USA QLT FCT

Shares192.46K

TypeSH

Market value$23.88M

7.44%

Sole

0.00

Shared

0.00

None

192.46K

ISHARES TR

SOLE

EAFE GRWTH ETF

Shares240.60K

TypeSH

Market value$22.54M

7.03%

Sole

0.00

Shared

0.00

None

240.60K

ISHARES TR

OTR

EAFE VALUE ETF

Shares290.48K

TypeSH

Market value$14.10M

4.40%

Sole

0.00

Shared

0.00

None

290.48K

INVESCO EXCHANGE TRADED FD T

SOLE

FTSE RAFI 1000

Shares81.03K

TypeSH

Market value$12.70M

3.96%

Sole

0.00

Shared

0.00

None

81.03K

OWL ROCK CAPITAL CORPORATION

SOLE

COM

Shares981.67K

TypeSH

Market value$12.38M

3.86%

Sole

0.00

Shared

0.00

None

981.67K

SPDR GOLD TR

SOLE

GOLD SHS

Shares62.62K

TypeSH

Market value$11.47M

3.58%

Sole

0.00

Shared

0.00

None

62.62K

ISHARES TR

SOLE

U.S. TECH ETF

Shares116.31K

TypeSH

Market value$10.79M

3.37%

Sole

0.00

Shared

0.00

None

116.31K

ISHARES TR

SOLE

CORE S&P SCP ETF

Shares94.46K

TypeSH

Market value$9.13M

2.85%

Sole

0.00

Shared

0.00

None

94.46K

ISHARES TR

SOLE

CORE TOTAL USD

Shares182.65K

TypeSH

Market value$8.43M

2.63%

Sole

0.00

Shared

0.00

None

182.65K

ISHARES TR

SOLE

MSCI USA MIN VOL

Shares106.16K

TypeSH

Market value$7.72M

2.41%

Sole

0.00

Shared

0.00

None

106.16K

APPLE INC

SOLE

COM

Shares46.50K

TypeSH

Market value$7.67M

2.39%

Sole

0.00

Shared

0.00

None

46.50K

ISHARES TR

SOLE

RUS 1000 GRW ETF

Shares29.30K

TypeSH

Market value$7.16M

2.23%

Sole

0.00

Shared

0.00

None

29.30K

VANGUARD WHITEHALL FDS

SOLE

HIGH DIV YLD

Shares64.83K

TypeSH

Market value$6.84M

2.13%

Sole

0.00

Shared

0.00

None

64.83K

SPDR S&P 500 ETF TR

SOLE

TR UNIT

Shares14.53K

TypeSH

Market value$5.95M

1.85%

Sole

0.00

Shared

0.00

None

14.53K

CINCINNATI FINL CORP

SOLE

COM

Shares52.69K

TypeSH

Market value$5.91M

1.84%

Sole

0.00

Shared

0.00

None

52.69K

ISHARES TR

SOLE

CORE S&P MCP ETF

Shares23.02K

TypeSH

Market value$5.76M

1.80%

Sole

0.00

Shared

0.00

None

23.02K

INVESCO QQQ TR

SOLE

UNIT SER 1

Shares15.14K

TypeSH

Market value$4.86M

1.52%

Sole

0.00

Shared

0.00

None

15.14K

ISHARES TR

SOLE

10-20 YR TRS ETF

Shares40.40K

TypeSH

Market value$4.63M

1.44%

Sole

0.00

Shared

0.00

None

40.40K

DOUBLELINE YIELD OPPORTUNITI

SOLE

COM

Shares312.99K

TypeSH

Market value$4.38M

1.37%

Sole

0.00

Shared

0.00

None

312.99K

SPDR DOW JONES INDL AVERAGE

SOLE

UT SER 1

Shares11.77K

TypeSH

Market value$3.91M

1.22%

Sole

0.00

Shared

0.00

None

11.77K

ISHARES TR

SOLE

MBS ETF

Shares37.70K

TypeSH

Market value$3.57M

1.11%

Sole

0.00

Shared

0.00

None

37.70K

ABRDN SILVER ETF TRUST

SOLE

PHYSCL SILVR SHS

Shares153.25K

TypeSH

Market value$3.54M

1.10%

Sole

0.00

Shared

0.00

None

153.25K

VANGUARD INDEX FDS

SOLE

REAL ESTATE ETF

Shares41.52K

TypeSH

Market value$3.45M

1.08%

Sole

0.00

Shared

0.00

None

41.52K

Issuer	Class	Shares	Type	Value / Portfolio %	None
ISHARES TRSOLE	U S EQUITY FACTR	810.43K	SH	$33.58M 10.47%	810.43K
ISHARES TRSOLE	CORE S&P500 ETF	67.51K	SH	$27.75M 8.65%	67.51K
ISHARES TRSOLE	MSCI USA QLT FCT	192.46K	SH	$23.88M 7.44%	192.46K
ISHARES TRSOLE	EAFE GRWTH ETF	240.60K	SH	$22.54M 7.03%	240.60K
ISHARES TROTR	EAFE VALUE ETF	290.48K	SH	$14.10M 4.40%	290.48K
INVESCO EXCHANGE TRADED FD TSOLE	FTSE RAFI 1000	81.03K	SH	$12.70M 3.96%	81.03K
OWL ROCK CAPITAL CORPORATIONSOLE	COM	981.67K	SH	$12.38M 3.86%	981.67K
SPDR GOLD TRSOLE	GOLD SHS	62.62K	SH	$11.47M 3.58%	62.62K
ISHARES TRSOLE	U.S. TECH ETF	116.31K	SH	$10.79M 3.37%	116.31K
ISHARES TRSOLE	CORE S&P SCP ETF	94.46K	SH	$9.13M 2.85%	94.46K
ISHARES TRSOLE	CORE TOTAL USD	182.65K	SH	$8.43M 2.63%	182.65K
ISHARES TRSOLE	MSCI USA MIN VOL	106.16K	SH	$7.72M 2.41%	106.16K
APPLE INCSOLE	COM	46.50K	SH	$7.67M 2.39%	46.50K
ISHARES TRSOLE	RUS 1000 GRW ETF	29.30K	SH	$7.16M 2.23%	29.30K
VANGUARD WHITEHALL FDSSOLE	HIGH DIV YLD	64.83K	SH	$6.84M 2.13%	64.83K
SPDR S&P 500 ETF TRSOLE	TR UNIT	14.53K	SH	$5.95M 1.85%	14.53K
CINCINNATI FINL CORPSOLE	COM	52.69K	SH	$5.91M 1.84%	52.69K
ISHARES TRSOLE	CORE S&P MCP ETF	23.02K	SH	$5.76M 1.80%	23.02K
INVESCO QQQ TRSOLE	UNIT SER 1	15.14K	SH	$4.86M 1.52%	15.14K
ISHARES TRSOLE	10-20 YR TRS ETF	40.40K	SH	$4.63M 1.44%	40.40K
DOUBLELINE YIELD OPPORTUNITISOLE	COM	312.99K	SH	$4.38M 1.37%	312.99K
SPDR DOW JONES INDL AVERAGESOLE	UT SER 1	11.77K	SH	$3.91M 1.22%	11.77K
ISHARES TRSOLE	MBS ETF	37.70K	SH	$3.57M 1.11%	37.70K
ABRDN SILVER ETF TRUSTSOLE	PHYSCL SILVR SHS	153.25K	SH	$3.54M 1.10%	153.25K
VANGUARD INDEX FDSSOLE	REAL ESTATE ETF	41.52K	SH	$3.45M 1.08%	41.52K

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