PETTINGA FINANCIAL ADVISORS LLC

Filed: 1/13/2023ACC: 0001085146-23-000114

📋 What this filing means

PETTINGA FINANCIAL ADVISORS LLC filed this quarterly 13F‑HR report disclosing 100 equity positions with a total reported market value of $306.70M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

100

Positions

$306.70M

Total AUM (reported)

6.37M

Total Shares

Allocation by class

CORE S&P500 ETF$41.44M13.5%

COM$38.87M12.7%

U S EQUITY FACTR$33.83M11.0%

EAFE VALUE ETF$15.83M5.2%

EAFE GRWTH ETF$13.18M4.3%

FTSE RAFI 1000$13.03M4.2%

CORE S&P SCP ETF$12.89M4.2%

Portfolio Concentration

Top 3$91.10M29.7%

4–10$78.93M25.7%

11–25$71.80M23.4%

Rest$64.87M21.1%

Top 3 weight

29.7%

Top 10 weight

55.4%

Voting Authority Distribution

Total shares with voting rights: 6.37M

Sole

Full voting authority

0.00

% of voting shares0.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

6.37M

% of voting shares100.0%

Investment Discretion (by position count)

Sole97

Shared0

Other3

Dominant voting typeNone · 100.0% of voting shares

Institutional Holdings100

Rows:

ISHARES TR

SOLE

CORE S&P500 ETF

Shares107.86K

TypeSH

Market value$41.44M

13.51%

Sole

0.00

Shared

0.00

None

107.86K

ISHARES TR

SOLE

U S EQUITY FACTR

Shares867.18K

TypeSH

Market value$33.83M

11.03%

Sole

0.00

Shared

0.00

None

867.18K

ISHARES TR

OTR

EAFE VALUE ETF

Shares345.05K

TypeSH

Market value$15.83M

5.16%

Sole

0.00

Shared

0.00

None

345.05K

ISHARES TR

OTR

EAFE GRWTH ETF

Shares157.32K

TypeSH

Market value$13.18M

4.30%

Sole

0.00

Shared

0.00

None

157.32K

INVESCO EXCHANGE TRADED FD T

SOLE

FTSE RAFI 1000

Shares83.98K

TypeSH

Market value$13.03M

4.25%

Sole

0.00

Shared

0.00

None

83.98K

ISHARES TR

SOLE

CORE S&P SCP ETF

Shares136.20K

TypeSH

Market value$12.89M

4.20%

Sole

0.00

Shared

0.00

None

136.20K

SPDR GOLD TR

SOLE

GOLD SHS

Shares64.24K

TypeSH

Market value$10.90M

3.55%

Sole

0.00

Shared

0.00

None

64.24K

OWL ROCK CAPITAL CORPORATION

SOLE

COM

Shares915.97K

TypeSH

Market value$10.58M

3.45%

Sole

0.00

Shared

0.00

None

915.97K

ISHARES INC

SOLE

MSCI EMERG MRKT

Shares188.22K

TypeSH

Market value$9.98M

3.26%

Sole

0.00

Shared

0.00

None

188.22K

SPDR S&P 500 ETF TR

SOLE

TR UNIT

Shares21.89K

TypeSH

Market value$8.37M

2.73%

Sole

0.00

Shared

0.00

None

21.89K

ISHARES TR

SOLE

RUS 1000 GRW ETF

Shares34.90K

TypeSH

Market value$7.48M

2.44%

Sole

0.00

Shared

0.00

None

34.90K

ISHARES U S ETF TR

SOLE

GSCI CMDTY STGY

Shares224.87K

TypeSH

Market value$6.34M

2.07%

Sole

0.00

Shared

0.00

None

224.87K

ISHARES TR

SOLE

CORE S&P MCP ETF

Shares25.55K

TypeSH

Market value$6.18M

2.02%

Sole

0.00

Shared

0.00

None

25.55K

ISHARES TR

SOLE

U.S. TECH ETF

Shares79.09K

TypeSH

Market value$5.89M

1.92%

Sole

0.00

Shared

0.00

None

79.09K

ISHARES TR

SOLE

MSCI USA MMENTM

Shares38.41K

TypeSH

Market value$5.61M

1.83%

Sole

0.00

Shared

0.00

None

38.41K

CINCINNATI FINL CORP

SOLE

COM

Shares52.67K

TypeSH

Market value$5.39M

1.76%

Sole

0.00

Shared

0.00

None

52.67K

ISHARES TR

SOLE

CORE TOTAL USD

Shares117.90K

TypeSH

Market value$5.30M

1.73%

Sole

0.00

Shared

0.00

None

117.90K

DOUBLELINE YIELD OPPORTUNITI

SOLE

COM

Shares354.51K

TypeSH

Market value$4.65M

1.52%

Sole

0.00

Shared

0.00

None

354.51K

SPDR DOW JONES INDL AVERAGE

SOLE

UT SER 1

Shares12.02K

TypeSH

Market value$3.98M

1.30%

Sole

0.00

Shared

0.00

None

12.02K

INVESCO QQQ TR

SOLE

UNIT SER 1

Shares14.05K

TypeSH

Market value$3.74M

1.22%

Sole

0.00

Shared

0.00

None

14.05K

ISHARES TR

OTR

MSCI USA MIN VOL

Shares49.91K

TypeSH

Market value$3.60M

1.17%

Sole

0.00

Shared

0.00

None

49.91K

ABRDN SILVER ETF TRUST

SOLE

PHYSCL SILVR SHS

Shares154.47K

TypeSH

Market value$3.55M

1.16%

Sole

0.00

Shared

0.00

None

154.47K

VANGUARD INDEX FDS

SOLE

REAL ESTATE ETF

Shares41.72K

TypeSH

Market value$3.44M

1.12%

Sole

0.00

Shared

0.00

None

41.72K

ISHARES TR

SOLE

10-20 YR TRS ETF

Shares31.68K

TypeSH

Market value$3.43M

1.12%

Sole

0.00

Shared

0.00

None

31.68K

VANGUARD WHITEHALL FDS

SOLE

HIGH DIV YLD

Shares29.81K

TypeSH

Market value$3.23M

1.05%

Sole

0.00

Shared

0.00

None

29.81K

Issuer	Class	Shares	Type	Value / Portfolio %	None
ISHARES TRSOLE	CORE S&P500 ETF	107.86K	SH	$41.44M 13.51%	107.86K
ISHARES TRSOLE	U S EQUITY FACTR	867.18K	SH	$33.83M 11.03%	867.18K
ISHARES TROTR	EAFE VALUE ETF	345.05K	SH	$15.83M 5.16%	345.05K
ISHARES TROTR	EAFE GRWTH ETF	157.32K	SH	$13.18M 4.30%	157.32K
INVESCO EXCHANGE TRADED FD TSOLE	FTSE RAFI 1000	83.98K	SH	$13.03M 4.25%	83.98K
ISHARES TRSOLE	CORE S&P SCP ETF	136.20K	SH	$12.89M 4.20%	136.20K
SPDR GOLD TRSOLE	GOLD SHS	64.24K	SH	$10.90M 3.55%	64.24K
OWL ROCK CAPITAL CORPORATIONSOLE	COM	915.97K	SH	$10.58M 3.45%	915.97K
ISHARES INCSOLE	MSCI EMERG MRKT	188.22K	SH	$9.98M 3.26%	188.22K
SPDR S&P 500 ETF TRSOLE	TR UNIT	21.89K	SH	$8.37M 2.73%	21.89K
ISHARES TRSOLE	RUS 1000 GRW ETF	34.90K	SH	$7.48M 2.44%	34.90K
ISHARES U S ETF TRSOLE	GSCI CMDTY STGY	224.87K	SH	$6.34M 2.07%	224.87K
ISHARES TRSOLE	CORE S&P MCP ETF	25.55K	SH	$6.18M 2.02%	25.55K
ISHARES TRSOLE	U.S. TECH ETF	79.09K	SH	$5.89M 1.92%	79.09K
ISHARES TRSOLE	MSCI USA MMENTM	38.41K	SH	$5.61M 1.83%	38.41K
CINCINNATI FINL CORPSOLE	COM	52.67K	SH	$5.39M 1.76%	52.67K
ISHARES TRSOLE	CORE TOTAL USD	117.90K	SH	$5.30M 1.73%	117.90K
DOUBLELINE YIELD OPPORTUNITISOLE	COM	354.51K	SH	$4.65M 1.52%	354.51K
SPDR DOW JONES INDL AVERAGESOLE	UT SER 1	12.02K	SH	$3.98M 1.30%	12.02K
INVESCO QQQ TRSOLE	UNIT SER 1	14.05K	SH	$3.74M 1.22%	14.05K
ISHARES TROTR	MSCI USA MIN VOL	49.91K	SH	$3.60M 1.17%	49.91K
ABRDN SILVER ETF TRUSTSOLE	PHYSCL SILVR SHS	154.47K	SH	$3.55M 1.16%	154.47K
VANGUARD INDEX FDSSOLE	REAL ESTATE ETF	41.72K	SH	$3.44M 1.12%	41.72K
ISHARES TRSOLE	10-20 YR TRS ETF	31.68K	SH	$3.43M 1.12%	31.68K
VANGUARD WHITEHALL FDSSOLE	HIGH DIV YLD	29.81K	SH	$3.23M 1.05%	29.81K

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