Filed: 10/21/2022ACC: 0001085146-22-003536
📋 What this filing means
PETTINGA FINANCIAL ADVISORS LLC filed this quarterly 13F‑HR report disclosing 96 equity positions with a total reported market value of $290.9K. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
96
Positions
$290.9K
Total AUM (reported)
6.08M
Total Shares
Allocation by class
CORE S&P500 ETF$39.9K13.7%
ESG AWR MSCI USA$37.4K12.9%
COM$35.8K12.3%
EAFE VALUE ETF$15.9K5.4%
EAFE GRWTH ETF$13.3K4.6%
CORE S&P SCP ETF$12.9K4.4%
FTSE RAFI 1000$9.9K3.4%
Portfolio Concentration
Top 3$93.2K32.0%
4–10$72.9K25.1%
11–25$67.6K23.2%
Rest$57.3K19.7%
Top 3 weight
32.0%
Top 10 weight
57.1%
Voting Authority Distribution
Total shares with voting rights: 6.08M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
6.08M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole85
Shared0
Other11
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings96
Rows:
ISHARES TR
OTRShares111.30K
TypeSH
Market value$39.9K
13.72%
Sole
0.00
Shared
0.00
None
111.30K
ISHARES TR
OTRShares470.91K
TypeSH
Market value$37.4K
12.85%
Sole
0.00
Shared
0.00
None
470.91K
ISHARES TR
OTRShares411.45K
TypeSH
Market value$15.9K
5.45%
Sole
0.00
Shared
0.00
None
411.45K
ISHARES TR
OTRShares183.47K
TypeSH
Market value$13.3K
4.58%
Sole
0.00
Shared
0.00
None
183.47K
ISHARES TR
SOLEShares147.91K
TypeSH
Market value$12.9K
4.43%
Sole
0.00
Shared
0.00
None
147.91K
INVESCO EXCHANGE TRADED FD T
SOLEShares71.26K
TypeSH
Market value$9.9K
3.40%
Sole
0.00
Shared
0.00
None
71.26K
ISHARES INC
SOLEShares194.13K
TypeSH
Market value$9.8K
3.38%
Sole
0.00
Shared
0.00
None
194.13K
SPDR GOLD TR
SOLEShares63.30K
TypeSH
Market value$9.8K
3.37%
Sole
0.00
Shared
0.00
None
63.30K
ISHARES U S ETF TR
OTRShares247.83K
TypeSH
Market value$8.9K
3.04%
Sole
0.00
Shared
0.00
None
247.83K
OWL ROCK CAPITAL CORPORATION
SOLEShares802.87K
TypeSH
Market value$8.3K
2.86%
Sole
0.00
Shared
0.00
None
802.87K
SPDR S&P 500 ETF TR
SOLEShares22.26K
TypeSH
Market value$7.9K
2.73%
Sole
0.00
Shared
0.00
None
22.26K
ISHARES TR
SOLEShares34.32K
TypeSH
Market value$7.2K
2.48%
Sole
0.00
Shared
0.00
None
34.32K
DOUBLELINE YIELD OPPORTUNITI
SOLEShares433.49K
TypeSH
Market value$5.8K
2.01%
Sole
0.00
Shared
0.00
None
433.49K
ISHARES TR
SOLEShares25.30K
TypeSH
Market value$5.5K
1.91%
Sole
0.00
Shared
0.00
None
25.30K
INVESCO QQQ TR
SOLEShares19.52K
TypeSH
Market value$5.2K
1.79%
Sole
0.00
Shared
0.00
None
19.52K
ISHARES TR
OTRShares110.78K
TypeSH
Market value$4.9K
1.69%
Sole
0.00
Shared
0.00
None
110.78K
CINCINNATI FINL CORP
SOLEShares52.65K
TypeSH
Market value$4.7K
1.62%
Sole
0.00
Shared
0.00
None
52.65K
SPDR DOW JONES INDL AVERAGE
SOLEShares15.09K
TypeSH
Market value$4.3K
1.49%
Sole
0.00
Shared
0.00
None
15.09K
ISHARES TR
SOLEShares63.17K
TypeSH
Market value$4.2K
1.44%
Sole
0.00
Shared
0.00
None
63.17K
APPLE INC
OTRShares24.28K
TypeSH
Market value$3.4K
1.15%
Sole
0.00
Shared
0.00
None
24.28K
VANGUARD INDEX FDS
SOLEShares40.63K
TypeSH
Market value$3.3K
1.12%
Sole
0.00
Shared
0.00
None
40.63K
ISHARES TR
SOLEShares90.99K
TypeSH
Market value$2.9K
1.01%
Sole
0.00
Shared
0.00
None
90.99K
ABRDN SILVER ETF TRUST
SOLEShares154.22K
TypeSH
Market value$2.8K
0.97%
Sole
0.00
Shared
0.00
None
154.22K
ISHARES TR
SOLEShares25.68K
TypeSH
Market value$2.7K
0.93%
Sole
0.00
Shared
0.00
None
25.68K
SELECT SECTOR SPDR TR
SOLEShares35.50K
TypeSH
Market value$2.6K
0.88%
Sole
0.00
Shared
0.00
None
35.50K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
ISHARES TROTR | CORE S&P500 ETF | 111.30K | SH | $39.9K 13.72% | 0.00 | 0.00 | 111.30K |
ISHARES TROTR | ESG AWR MSCI USA | 470.91K | SH | $37.4K 12.85% | 0.00 | 0.00 | 470.91K |
ISHARES TROTR | EAFE VALUE ETF | 411.45K | SH | $15.9K 5.45% | 0.00 | 0.00 | 411.45K |
ISHARES TROTR | EAFE GRWTH ETF | 183.47K | SH | $13.3K 4.58% | 0.00 | 0.00 | 183.47K |
ISHARES TRSOLE | CORE S&P SCP ETF | 147.91K | SH | $12.9K 4.43% | 0.00 | 0.00 | 147.91K |
INVESCO EXCHANGE TRADED FD TSOLE | FTSE RAFI 1000 | 71.26K | SH | $9.9K 3.40% | 0.00 | 0.00 | 71.26K |
ISHARES INCSOLE | MSCI EMERG MRKT | 194.13K | SH | $9.8K 3.38% | 0.00 | 0.00 | 194.13K |
SPDR GOLD TRSOLE | GOLD SHS | 63.30K | SH | $9.8K 3.37% | 0.00 | 0.00 | 63.30K |
ISHARES U S ETF TROTR | GSCI CMDTY STGY | 247.83K | SH | $8.9K 3.04% | 0.00 | 0.00 | 247.83K |
OWL ROCK CAPITAL CORPORATIONSOLE | COM | 802.87K | SH | $8.3K 2.86% | 0.00 | 0.00 | 802.87K |
SPDR S&P 500 ETF TRSOLE | TR UNIT | 22.26K | SH | $7.9K 2.73% | 0.00 | 0.00 | 22.26K |
ISHARES TRSOLE | RUS 1000 GRW ETF | 34.32K | SH | $7.2K 2.48% | 0.00 | 0.00 | 34.32K |
DOUBLELINE YIELD OPPORTUNITISOLE | COM | 433.49K | SH | $5.8K 2.01% | 0.00 | 0.00 | 433.49K |
ISHARES TRSOLE | CORE S&P MCP ETF | 25.30K | SH | $5.5K 1.91% | 0.00 | 0.00 | 25.30K |
INVESCO QQQ TRSOLE | UNIT SER 1 | 19.52K | SH | $5.2K 1.79% | 0.00 | 0.00 | 19.52K |
ISHARES TROTR | CORE TOTAL USD | 110.78K | SH | $4.9K 1.69% | 0.00 | 0.00 | 110.78K |
CINCINNATI FINL CORPSOLE | COM | 52.65K | SH | $4.7K 1.62% | 0.00 | 0.00 | 52.65K |
SPDR DOW JONES INDL AVERAGESOLE | UT SER 1 | 15.09K | SH | $4.3K 1.49% | 0.00 | 0.00 | 15.09K |
ISHARES TRSOLE | MSCI USA MIN VOL | 63.17K | SH | $4.2K 1.44% | 0.00 | 0.00 | 63.17K |
APPLE INCOTR | COM | 24.28K | SH | $3.4K 1.15% | 0.00 | 0.00 | 24.28K |
VANGUARD INDEX FDSSOLE | REAL ESTATE ETF | 40.63K | SH | $3.3K 1.12% | 0.00 | 0.00 | 40.63K |
ISHARES TRSOLE | US INFRASTRUC | 90.99K | SH | $2.9K 1.01% | 0.00 | 0.00 | 90.99K |
ABRDN SILVER ETF TRUSTSOLE | PHYSCL SILVR SHS | 154.22K | SH | $2.8K 0.97% | 0.00 | 0.00 | 154.22K |
ISHARES TRSOLE | TIPS BD ETF | 25.68K | SH | $2.7K 0.93% | 0.00 | 0.00 | 25.68K |
SELECT SECTOR SPDR TRSOLE | ENERGY | 35.50K | SH | $2.6K 0.88% | 0.00 | 0.00 | 35.50K |
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