PETRIZZO MATTHEW J (President, Energy & Industrial) exercised options at NOS4-1, INC.
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 3/9/2020ACC: 0001104659-20-030885
Officer· President, Energy & Industrial
Since Aug 2019
-11.96K
Net shares
Net seller
$6.1K
Total acquired
0
Open market trades
0B · 0S
2
Total transactions
4.71K acquired · 16.67K disposed
Non-Derivative Transactions1
Common Stock, $0.01 par value per share
Direct
Shares
+4.71K
Price / share
$1.30
Trade value
$6.12K
% of position
9.4%
3/5/2020
50K→54.71K
Total
Net shares
+4.71K
Net value
$6.12K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.01 par value per share Direct | 3/5/2020 | M · Option Exercise | +4.71K | $1.30 | $6.12K | 9.4% | 50K | 54.71K |
| Total | +4.71K | $6.12K | ||||||
Derivative Transactions1
Subscription Rights (right to buy)
Direct
Converts to
Common Stock
4.71K shares
Shares
−16.67K
Strike price
1.30
Held after
0.00
Exercisable
—
3/5/2020
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Subscription Rights (right to buy) Direct | Common Stock4.71K shares | 3/5/2020 | M · Option Exercise | −16.67K | 1.30 | — | 0.00 |