PETRIZZO MATTHEW J enters NOS4-1, INC. with 50K shares plus derivative instruments
Holding both equity and derivatives at entry signals strong long-term conviction in the company.
Direct Derivatives
Filed: 8/19/2019ACC: 0001104659-19-046519
Officer· President, Energy & Industrial
Since Aug 2019
50K
Baseline shares
100% direct
50K
Direct ownership
1 position
77.62K
Derivative underlying
2 instruments
1
Security positions
All direct
Non-Derivative Holdings1
Common Stock, $0.01 par value per share
DirectShares owned50K
Total
50K direct50K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock, $0.01 par value per share | 50K | Direct |
| Total | 50K | 50K direct |
Derivative Holdings2
Phantom Stock Units
DirectUnderlying security
Common Stock
Underlying shares
27.62K
Shares owned
N/A
Exercise price
0
Expiration
—
Exercise window
—
Performance-Based Restricted Stock Units
DirectUnderlying security
Common Stock
Underlying shares
50K
Shares owned
N/A
Exercise price
0
Expiration
—
Exercise window
—
Total
Underlying
77.62K
Owned
0.00
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Phantom Stock Units Direct | Common Stock | 0 | — | — | 27.62K | N/A |
| Performance-Based Restricted Stock Units Direct | Common Stock | 0 | — | — | 50K | N/A |
| Total | 77.62K | 0.00 | ||||