PETERSON JEFFREY DEAN reported 3 transactions at ELECTRO SENSORS INC
Review the transaction codes below to understand the nature of each event.
Filed: 11/20/2018ACC: 0000914190-18-000491
Director10% Owner
Since Apr 2017
+1.15M
Net shares
Net buyer
$0.00
Total acquired
0
Open market trades
0B · 0S
3
Total transactions
1.90M acquired · 750K disposed
Non-Derivative Transactions3
Common Stock
Indirect
Shares
+1.75M
Price / share
—
Trade value
—
% of position
New position
4/6/2017
0.00→1.75M
Common Stock
Indirect
Shares
−750K
Price / share
—
Trade value
—
% of position
42.7%
6/14/2018
1.75M→1M
Common Stock
Direct
Shares
+150K
Price / share
—
Trade value
—
% of position
New position
6/14/2018
0.00→150K
Total
Net shares
+1.15M
Net value
$0.00
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Indirect | 4/6/2017 | W · W | +1.75M | — | — | New position | 0.00 | 1.75M |
| Common Stock Indirect | 6/14/2018 | W · W | −750K | — | — | 42.7% | 1.75M | 1M |
| Common Stock Direct | 6/14/2018 | W · W | +150K | — | — | New position | 0.00 | 150K |
| Total | +1.15M | $0.00 | ||||||
Derivative Transactions0
No derivative transactions reported
Non-Derivative Holdings (Post-Transaction)0
No non-derivative holdings reported
Derivative Holdings (Post-Transaction)2
Stock Option (Right to Buy)
DirectUnderlying security
Common Stock
Underlying shares
50K
Shares owned
50K
Exercise price
4.66
Expiration
—
Exercise window
—
Stock Option (Right to Buy)
DirectUnderlying security
Common Stock
Underlying shares
2.50K
Shares owned
2.50K
Exercise price
4.15
Expiration
—
Exercise window
—
Total
Underlying
52.50K
Owned
52.50K
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) Direct | Common Stock | 4.66 | — | — | 50K | 50K |
| Stock Option (Right to Buy) Direct | Common Stock | 4.15 | — | — | 2.50K | 2.50K |
| Total | 52.50K | 52.50K | ||||