PETERSON DEREK (Chief Executive Officer) sold 0.2% of their position (2K shares) of UNRIVALED BRANDS, INC. on the open market
Open‑market sale worth $650.00 — a minor trim. Review remaining holdings and any 10b5‑1 plan disclosures.
S · 1 sale
Filed: 1/28/2021ACC: 0001477932-21-000477
DirectorOfficer· Chief Executive Officer
+21.43M
Net shares
Net buyer
$650.00
Total sold
1
Open market trades
0B · 1S
3
Total transactions
21.43M acquired · 2K disposed
Non-Derivative Transactions2
Common Stock
Indirect
Shares
−2K
Price / share
$0.33
Trade value
$650.00
% of position
0.2%
—
989.57K→987.57K
Common Stock
Direct
Shares
+16.49M
Price / share
—
Trade value
—
% of position
New position
—
0.00→16.49M
Total
Net shares
+16.48M
Net value
-$650.00
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Indirect | — | S · Sale | −2K | $0.33 | $650.00 | 0.2% | 989.57K | 987.57K |
| Common Stock Direct | — | C · Conversion | +16.49M | — | — | New position | 0.00 | 16.49M |
| Total | +16.48M | -$650.00 | ||||||
Derivative Transactions1
Common Stock Purchase Warrants
Direct
Converts to
Common Stock
4.95M shares
Shares
+4.95M
Strike price
0.01
Held after
4.95M
Exercisable
—
—
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Common Stock Purchase Warrants Direct | Common Stock4.95M shares | — | C · Conversion | +4.95M | 0.01 | — | 4.95M |
Non-Derivative Holdings (Post-Transaction)2
Common Stock
IndirectShares owned7.31M
Common Stock
DirectShares owned875.52K
Total
875.52K direct·7.31M indirect8.18M
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 7.31M | Indirect |
| Common Stock | 875.52K | Direct |
| Total | 8.18M | 875.52K direct·7.31M indirect |
Derivative Holdings (Post-Transaction)1
Nonqualified stock option
DirectUnderlying security
Common Stock
Underlying shares
500K
Shares owned
500K
Exercise price
0.0721
Expiration
—
Exercise window
—
Total
Underlying
500K
Owned
500K
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Nonqualified stock option Direct | Common Stock | 0.0721 | — | — | 500K | 500K |
| Total | 500K | 500K | ||||