PETERS CARTER M (EVP-CFO) exercised options at GUARANTY FEDERAL BANCSHARES INC
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 4/5/2022ACC: 0001140361-22-013166
Officer· EVP-CFO
Since Apr 2019
-34.33K
Net shares
Net seller
$0.00
Total acquired
0
Open market trades
0B · 0S
6
Total transactions
9.10K acquired · 43.43K disposed
Non-Derivative Transactions4
Common Stock
Direct
Shares
+4.55K
Price / share
—
Trade value
—
% of position
17.2%
4/1/2022
26.49K→31.04K
Common Stock
Direct
Shares
−4.55K
Price / share
—
Trade value
—
% of position
14.7%
4/1/2022
31.04K→26.49K
Common Stock
Direct
Shares
−26.49K
Price / share
—
Trade value
—
% of position
New position
4/1/2022
26.49K→0.00
Common Stock
Indirect
Shares
−7.83K
Price / share
—
Trade value
—
% of position
New position
4/1/2022
7.83K→0.00
Total
Net shares
−34.33K
Net value
$0.00
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 4/1/2022 | M · Option Exercise | +4.55K | — | — | 17.2% | 26.49K | 31.04K |
| Common Stock Direct | 4/1/2022 | D · Disposition | −4.55K | — | — | 14.7% | 31.04K | 26.49K |
| Common Stock Direct | 4/1/2022 | D · Disposition | −26.49K | — | — | New position | 26.49K | 0.00 |
| Common Stock Indirect | 4/1/2022 | D · Disposition | −7.83K | — | — | New position | 7.83K | 0.00 |
| Total | −34.33K | $0.00 | ||||||
Derivative Transactions2
Performance-Based Restricted Stock Units
Direct
Converts to
Common Stock
4.55K shares
Shares
+4.55K
Strike price
Held after
4.55K
Exercisable
—
4/1/2022
Performance-Based Restricted Stock Units
Direct
Converts to
Common Stock
4.55K shares
Shares
−4.55K
Strike price
Held after
0.00
Exercisable
—
4/1/2022
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Performance-Based Restricted Stock Units Direct | Common Stock4.55K shares | 4/1/2022 | A · Award | +4.55K | — | 4.55K | |
| Performance-Based Restricted Stock Units Direct | Common Stock4.55K shares | 4/1/2022 | M · Option Exercise | −4.55K | — | 0.00 |