PERSEN MALCOLM C

PrivateCIK: 1287975

Location

RIVER EDGE, NJ

PERSEN MALCOLM C received a stock award from NEPHROS INC

Compensation award — not an open‑market transaction. Less informative as a directional signal.

A · 1 award

PERSEN MALCOLM C

Filed: 1/8/2021ACC: 0000914190-21-000008

InsiderPERSEN MALCOLM CCIK 1287975

→

IssuerNEPHROS INCCIK 1196298

Director

Since Dec 2018

+12.77K

Net shares

Net buyer

$0.00

Total acquired

0

Open market trades

0B · 0S

2

Total transactions

12.77K acquired

Non-Derivative Transactions1

Common Stock

Direct

A · Award

Shares

+5.92K

Price / share

—

Trade value

—

% of position

13.8%

1/6/2021

42.85K→48.77K

Total

Net shares

+5.92K

Net value

$0.00

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Common Stock Direct	1/6/2021	A · Award	+5.92K	—	—	13.8%	42.85K	48.77K
Total			+5.92K		$0.00

Derivative Transactions1

Stock Option (Right to Buy)

Direct

A · Award

Converts to

Common Stock

6.85K shares

Shares

+6.85K

Strike price

8.06

Held after

6.85K

Exercisable

—

1/6/2021

Security	Converts To	Date	Type	Shares	Strike Price	Exercisable	Held After
Stock Option (Right to Buy) Direct	Common Stock6.85K shares	1/6/2021	A · Award	+6.85K	8.06	—	6.85K

Non-Derivative Holdings (Post-Transaction)1

Common Stock

Indirect

Shares owned5.19K

Total

5.19K indirect5.19K

Security Title	Shares Owned	Ownership Type
Common Stock	5.19K	Indirect
Total	5.19K	5.19K indirect

Derivative Holdings (Post-Transaction)5

Stock Option (Right to Buy)

Direct

Underlying security

Common Stock

Underlying shares

5.57K

Shares owned

5.57K

Exercise price

8.57

Expiration

—

Exercise window

—

Stock Option (Right to Buy)

Direct

Underlying security

Common Stock

Underlying shares

5.16K

Shares owned

5.16K

Exercise price

5.85

Expiration

—

Exercise window

—

Stock Option (Right to Buy)

Direct

Underlying security

Common Stock

Underlying shares

6.33K

Shares owned

6.33K

Exercise price

7.11

Expiration

—

Exercise window

—

Stock Option (Right to Buy)

Direct

Underlying security

Common Stock

Underlying shares

4.48K

Shares owned

4.48K

Exercise price

4.50

Expiration

—

Exercise window

—

Stock Option (Right to Buy)

Direct

Underlying security

Common Stock

Underlying shares

3.77K

Shares owned

3.77K

Exercise price

3.60

Expiration

—

Exercise window

—

Total

Underlying

25.30K

Owned

25.30K

Security	Underlying	Exercise Price	Exercise Window	Expiration	Underlying Shares	Shares Owned
Stock Option (Right to Buy) Direct	Common Stock	8.57	—	—	5.57K	5.57K
Stock Option (Right to Buy) Direct	Common Stock	5.85	—	—	5.16K	5.16K
Stock Option (Right to Buy) Direct	Common Stock	7.11	—	—	6.33K	6.33K
Stock Option (Right to Buy) Direct	Common Stock	4.50	—	—	4.48K	4.48K
Stock Option (Right to Buy) Direct	Common Stock	3.60	—	—	3.77K	3.77K
Total					25.30K	25.30K

PERSEN MALCOLM C — Insider Transaction (Form 4) Filed Jan 8, 2021 | Finecho