PERSEN MALCOLM C received a stock award from NEPHROS INC
Compensation award — not an open‑market transaction. Less informative as a directional signal.
A · 1 award
Filed: 12/18/2018ACC: 0000914190-18-000569
+71.51K
Net shares
Net buyer
$0.00
Total acquired
0
Open market trades
0B · 0S
1
Total transactions
71.51K acquired
Non-Derivative Transactions1
Common Stock
Direct
Shares
+71.51K
Price / share
—
Trade value
—
% of position
27.0%
12/14/2018
265.24K→336.75K
Total
Net shares
+71.51K
Net value
$0.00
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 12/14/2018 | A · Award | +71.51K | — | — | 27.0% | 265.24K | 336.75K |
| Total | +71.51K | $0.00 | ||||||
Derivative Transactions0
No derivative transactions reported
Non-Derivative Holdings (Post-Transaction)1
Common Stock
IndirectShares owned31.16K
Total
31.16K indirect31.16K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 31.16K | Indirect |
| Total | 31.16K | 31.16K indirect |
Derivative Holdings (Post-Transaction)4
Warrants (right to buy)
IndirectUnderlying security
Common Stock
Underlying shares
15.58K
Shares owned
15.58K
Exercise price
.85
Expiration
—
Exercise window
—
Stock Option (Right to Buy)
DirectUnderlying security
Common Stock
Underlying shares
40.28K
Shares owned
40.28K
Exercise price
.4999
Expiration
—
Exercise window
—
Stock Option (Right to Buy)
DirectUnderlying security
Common Stock
Underlying shares
56.98K
Shares owned
56.98K
Exercise price
.79
Expiration
—
Exercise window
—
Stock Option (Right to Buy)
DirectUnderlying security
Common Stock
Underlying shares
33.88K
Shares owned
33.88K
Exercise price
.40
Expiration
—
Exercise window
—
Total
Underlying
146.72K
Owned
146.72K
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Warrants (right to buy) Indirect | Common Stock | .85 | — | — | 15.58K | 15.58K |
| Stock Option (Right to Buy) Direct | Common Stock | .4999 | — | — | 40.28K | 40.28K |
| Stock Option (Right to Buy) Direct | Common Stock | .79 | — | — | 56.98K | 56.98K |
| Stock Option (Right to Buy) Direct | Common Stock | .40 | — | — | 33.88K | 33.88K |
| Total | 146.72K | 146.72K | ||||