PERLMUTTER NATHAN M reported 4 transactions at BIOAFFINITY TECHNOLOGIES, INC.

Review the transaction codes below to understand the nature of each event.

PERLMUTTER NATHAN M

Filed: 3/7/2023ACC: 0001493152-23-006949

InsiderPERLMUTTER NATHAN MCIK 1947867

→

IssuerBIOAFFINITY TECHNOLOGIES, INC.CIK 1712762

10% Owner

Since Aug 2022

+225.91K

Net shares

Net buyer

$717.4K

Total acquired

Open market trades

0B · 0S

Total transactions

329.59K acquired · 103.68K disposed

Non-Derivative Transactions4

Common Stock, par value $0.007

Direct

C · Conversion

+31.78K

Price / share

$4.20

Trade value

$133.48K

% of position

19.1%

9/6/2022

166.09K→197.87K

Common Stock, par value $0.007

Direct

C · Conversion

+87.85K

Price / share

$4.20

Trade value

$368.97K

% of position

44.4%

9/6/2022

197.87K→285.72K

Common Stock, par value $0.007

Direct

C · Conversion

+27.38K

Price / share

$4.20

Trade value

$114.99K

% of position

9.6%

9/6/2022

285.72K→313.10K

Common Stock, par value $0.007

Direct

C · Conversion

+14.81K

Price / share

$6.75

Trade value

$99.97K

% of position

4.7%

9/6/2022

313.10K→327.91K

Total

Net shares

+161.82K

Net value

$717.41K

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Common Stock, par value $0.007 Direct	9/6/2022	C · Conversion	+31.78K	$4.20	$133.48K	19.1%	166.09K	197.87K
Common Stock, par value $0.007 Direct	9/6/2022	C · Conversion	+87.85K	$4.20	$368.97K	44.4%	197.87K	285.72K
Common Stock, par value $0.007 Direct	9/6/2022	C · Conversion	+27.38K	$4.20	$114.99K	9.6%	285.72K	313.10K
Common Stock, par value $0.007 Direct	9/6/2022	C · Conversion	+14.81K	$6.75	$99.97K	4.7%	313.10K	327.91K
Total			+161.82K		$717.41K

Derivative Transactions8

Warrants (right to buy)

Direct

A · Award

Converts to

Common Stock

47.94K shares

+47.94K

Strike price

5.25

Held after

47.94K

Exercisable

—

7/20/2022

Secured Convertible Promissory Note

Direct

C · Conversion

Converts to

Common Stock

31.78K shares

−N/A

Strike price

4.20

Held after

0.00

Exercisable

—

9/6/2022

Secured Convertible Promissory Note

Direct

C · Conversion

Converts to

Common Stock

87.85K shares

−N/A

Strike price

4.20

Held after

0.00

Exercisable

—

9/6/2022

Unsecured Convertible Promissory Note

Direct

C · Conversion

Converts to

Common Stock

27.38K shares

−N/A

Strike price

4.20

Held after

0.00

Exercisable

—

9/6/2022

Series A Convertible Preferred Stock

Direct

C · Conversion

Converts to

Common Stock

14.81K shares

−103.68K

Strike price

6.75

Held after

0.00

Exercisable

—

9/6/2022

Warrant (right to buy)

Direct

A · Award

Converts to

Common Stock

24.60K shares

+24.60K

Strike price

6.125

Held after

24.60K

Exercisable

—

9/6/2022

Warrant (right to buy)

Direct

A · Award

Converts to

Common Stock

71.43K shares

+71.43K

Strike price

6.125

Held after

71.43K

Exercisable

—

9/6/2022

Warrant (right to buy)

Direct

A · Award

Converts to

Common Stock

23.81K shares

+23.81K

Strike price

6.125

Held after

23.81K

Exercisable

—

9/6/2022

Security	Converts To	Date	Type	Shares	Strike Price	Exercisable	Held After
Warrants (right to buy) Direct	Common Stock47.94K shares	7/20/2022	A · Award	+47.94K	5.25	—	47.94K
Secured Convertible Promissory Note Direct	Common Stock31.78K shares	9/6/2022	C · Conversion	−N/A	4.20	—	0.00
Secured Convertible Promissory Note Direct	Common Stock87.85K shares	9/6/2022	C · Conversion	−N/A	4.20	—	0.00
Unsecured Convertible Promissory Note Direct	Common Stock27.38K shares	9/6/2022	C · Conversion	−N/A	4.20	—	0.00
Series A Convertible Preferred Stock Direct	Common Stock14.81K shares	9/6/2022	C · Conversion	−103.68K	6.75	—	0.00
Warrant (right to buy) Direct	Common Stock24.60K shares	9/6/2022	A · Award	+24.60K	6.125	—	24.60K
Warrant (right to buy) Direct	Common Stock71.43K shares	9/6/2022	A · Award	+71.43K	6.125	—	71.43K
Warrant (right to buy) Direct	Common Stock23.81K shares	9/6/2022	A · Award	+23.81K	6.125	—	23.81K