Filed: 5/9/2023ACC: 0001941040-23-000135
📋 What this filing means
PEREGRINE ASSET ADVISERS, INC. filed this quarterly 13F‑HR report disclosing 64 equity positions with a total reported market value of $102.19M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
64
Positions
$102.19M
Total AUM (reported)
1.08M
Total Shares
Allocation by class
COM$71.35M69.8%
COM NEW$7.71M7.5%
SHS$5.64M5.5%
20 YR TR BD ETF$4.19M4.1%
TR UNIT$2.99M2.9%
CAP STK CL A$1.78M1.7%
UNIT SER 1$1.54M1.5%
Portfolio Concentration
Top 3$19.15M18.7%
4–10$30.01M29.4%
11–25$32.97M32.3%
Rest$20.07M19.6%
Top 3 weight
18.7%
Top 10 weight
48.1%
Voting Authority Distribution
Total shares with voting rights: 1.08M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
1.08M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole64
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings64
Rows:
PEPSICO INC
SOLEShares43.78K
TypeSH
Market value$7.98M
7.81%
Sole
0.00
Shared
0.00
None
43.78K
ABBOTT LABS
SOLEShares58.47K
TypeSH
Market value$5.92M
5.79%
Sole
0.00
Shared
0.00
None
58.47K
ONEOK INC NEW
SOLEShares82.58K
TypeSH
Market value$5.25M
5.13%
Sole
0.00
Shared
0.00
None
82.58K
AMAZON COM INC
SOLEShares44.54K
TypeSH
Market value$4.60M
4.50%
Sole
0.00
Shared
0.00
None
44.54K
SHERWIN WILLIAMS CO
SOLEShares19.43K
TypeSH
Market value$4.37M
4.27%
Sole
0.00
Shared
0.00
None
19.43K
UNITED AIRLS HLDGS INC
SOLEShares98.23K
TypeSH
Market value$4.35M
4.25%
Sole
0.00
Shared
0.00
None
98.23K
GENERAL MLS INC
SOLEShares50.54K
TypeSH
Market value$4.32M
4.23%
Sole
0.00
Shared
0.00
None
50.54K
ISHARES TR
SOLEShares39.43K
TypeSH
Market value$4.19M
4.10%
Sole
0.00
Shared
0.00
None
39.43K
NEXTERA ENERGY INC
SOLEShares54.04K
TypeSH
Market value$4.17M
4.08%
Sole
0.00
Shared
0.00
None
54.04K
GENERAL ELECTRIC CO
SOLEShares42.04K
TypeSH
Market value$4.02M
3.93%
Sole
0.00
Shared
0.00
None
42.04K
JOHNSON CTLS INTL PLC
SOLEShares62K
TypeSH
Market value$3.73M
3.65%
Sole
0.00
Shared
0.00
None
62K
PNC FINL SVCS GROUP INC
SOLEShares25.95K
TypeSH
Market value$3.30M
3.23%
Sole
0.00
Shared
0.00
None
25.95K
SPDR S&P 500 ETF TR
SOLEShares7.32K
TypeSH
Market value$2.99M
2.93%
Sole
0.00
Shared
0.00
None
7.32K
SMUCKER J M CO
SOLEShares16.17K
TypeSH
Market value$2.55M
2.49%
Sole
0.00
Shared
0.00
None
16.17K
AAR CORP
SOLEShares43.41K
TypeSH
Market value$2.37M
2.32%
Sole
0.00
Shared
0.00
None
43.41K
APPLE INC
SOLEShares13.40K
TypeSH
Market value$2.21M
2.16%
Sole
0.00
Shared
0.00
None
13.40K
MODINE MFG CO
SOLEShares85.67K
TypeSH
Market value$1.97M
1.93%
Sole
0.00
Shared
0.00
None
85.67K
LIVE NATION ENTERTAINMENT IN
SOLEShares28.13K
TypeSH
Market value$1.97M
1.93%
Sole
0.00
Shared
0.00
None
28.13K
EATON CORP PLC
SOLEShares11.14K
TypeSH
Market value$1.91M
1.87%
Sole
0.00
Shared
0.00
None
11.14K
TESLA INC
SOLEShares9.11K
TypeSH
Market value$1.89M
1.85%
Sole
0.00
Shared
0.00
None
9.11K
CHEVRON CORP NEW
SOLEShares11.25K
TypeSH
Market value$1.84M
1.80%
Sole
0.00
Shared
0.00
None
11.25K
ALPHABET INC
SOLEShares17.18K
TypeSH
Market value$1.78M
1.74%
Sole
0.00
Shared
0.00
None
17.18K
INVESCO QQQ TR
SOLEShares4.79K
TypeSH
Market value$1.54M
1.51%
Sole
0.00
Shared
0.00
None
4.79K
GRANITE CONSTR INC
SOLEShares36.03K
TypeSH
Market value$1.48M
1.45%
Sole
0.00
Shared
0.00
None
36.03K
NVIDIA CORPORATION
SOLEShares5.17K
TypeSH
Market value$1.44M
1.41%
Sole
0.00
Shared
0.00
None
5.17K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
PEPSICO INCSOLE | COM | 43.78K | SH | $7.98M 7.81% | 0.00 | 0.00 | 43.78K |
ABBOTT LABSSOLE | COM | 58.47K | SH | $5.92M 5.79% | 0.00 | 0.00 | 58.47K |
ONEOK INC NEWSOLE | COM | 82.58K | SH | $5.25M 5.13% | 0.00 | 0.00 | 82.58K |
AMAZON COM INCSOLE | COM | 44.54K | SH | $4.60M 4.50% | 0.00 | 0.00 | 44.54K |
SHERWIN WILLIAMS COSOLE | COM | 19.43K | SH | $4.37M 4.27% | 0.00 | 0.00 | 19.43K |
UNITED AIRLS HLDGS INCSOLE | COM | 98.23K | SH | $4.35M 4.25% | 0.00 | 0.00 | 98.23K |
GENERAL MLS INCSOLE | COM | 50.54K | SH | $4.32M 4.23% | 0.00 | 0.00 | 50.54K |
ISHARES TRSOLE | 20 YR TR BD ETF | 39.43K | SH | $4.19M 4.10% | 0.00 | 0.00 | 39.43K |
NEXTERA ENERGY INCSOLE | COM | 54.04K | SH | $4.17M 4.08% | 0.00 | 0.00 | 54.04K |
GENERAL ELECTRIC COSOLE | COM NEW | 42.04K | SH | $4.02M 3.93% | 0.00 | 0.00 | 42.04K |
JOHNSON CTLS INTL PLCSOLE | SHS | 62K | SH | $3.73M 3.65% | 0.00 | 0.00 | 62K |
PNC FINL SVCS GROUP INCSOLE | COM | 25.95K | SH | $3.30M 3.23% | 0.00 | 0.00 | 25.95K |
SPDR S&P 500 ETF TRSOLE | TR UNIT | 7.32K | SH | $2.99M 2.93% | 0.00 | 0.00 | 7.32K |
SMUCKER J M COSOLE | COM NEW | 16.17K | SH | $2.55M 2.49% | 0.00 | 0.00 | 16.17K |
AAR CORPSOLE | COM | 43.41K | SH | $2.37M 2.32% | 0.00 | 0.00 | 43.41K |
APPLE INCSOLE | COM | 13.40K | SH | $2.21M 2.16% | 0.00 | 0.00 | 13.40K |
MODINE MFG COSOLE | COM | 85.67K | SH | $1.97M 1.93% | 0.00 | 0.00 | 85.67K |
LIVE NATION ENTERTAINMENT INSOLE | COM | 28.13K | SH | $1.97M 1.93% | 0.00 | 0.00 | 28.13K |
EATON CORP PLCSOLE | SHS | 11.14K | SH | $1.91M 1.87% | 0.00 | 0.00 | 11.14K |
TESLA INCSOLE | COM | 9.11K | SH | $1.89M 1.85% | 0.00 | 0.00 | 9.11K |
CHEVRON CORP NEWSOLE | COM | 11.25K | SH | $1.84M 1.80% | 0.00 | 0.00 | 11.25K |
ALPHABET INCSOLE | CAP STK CL A | 17.18K | SH | $1.78M 1.74% | 0.00 | 0.00 | 17.18K |
INVESCO QQQ TRSOLE | UNIT SER 1 | 4.79K | SH | $1.54M 1.51% | 0.00 | 0.00 | 4.79K |
GRANITE CONSTR INCSOLE | COM | 36.03K | SH | $1.48M 1.45% | 0.00 | 0.00 | 36.03K |
NVIDIA CORPORATIONSOLE | COM | 5.17K | SH | $1.44M 1.41% | 0.00 | 0.00 | 5.17K |
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