PERAZA LISA (VP, Chief Accounting Officer) exercised options at HERON THERAPEUTICS, INC. /DE/

Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.

M · 3 exercises

PERAZA LISA

Filed: 10/17/2023ACC: 0001209191-23-053030

InsiderPERAZA LISACIK 1828266

→

IssuerHERON THERAPEUTICS, INC. /DE/CIK 818033

Officer· VP, Chief Accounting Officer

Since Oct 2020

-15.60K

Net shares

Net seller

$22.9K

Total sold

Open market trades

0B · 0S

Total transactions

45.12K acquired · 60.72K disposed

Non-Derivative Transactions5

Common Stock

Direct

M · Option Exercise

+42.63K

Price / share

—

Trade value

—

% of position

168.4%

7/25/2023

25.31K→67.94K

Common Stock

Direct

F · Tax Withholding

−14.74K

Price / share

$1.51

Trade value

$22.26K

% of position

21.7%

7/25/2023

67.94K→53.20K

Common Stock

Direct

M · Option Exercise

+552.00

Price / share

—

Trade value

—

% of position

1.0%

10/13/2023

53.20K→53.75K

Common Stock

Direct

M · Option Exercise

+1.93K

Price / share

—

Trade value

—

% of position

3.6%

10/13/2023

53.75K→55.68K

Common Stock

Direct

F · Tax Withholding

−860.00

Price / share

$0.72

Trade value

$619.20

% of position

1.5%

10/13/2023

55.68K→54.82K

Total

Net shares

+29.51K

Net value

-$22.88K

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Common Stock Direct	7/25/2023	M · Option Exercise	+42.63K	—	—	168.4%	25.31K	67.94K
Common Stock Direct	7/25/2023	F · Tax Withholding	−14.74K	$1.51	$22.26K	21.7%	67.94K	53.20K
Common Stock Direct	10/13/2023	M · Option Exercise	+552.00	—	—	1.0%	53.20K	53.75K
Common Stock Direct	10/13/2023	M · Option Exercise	+1.93K	—	—	3.6%	53.75K	55.68K
Common Stock Direct	10/13/2023	F · Tax Withholding	−860.00	$0.72	$619.20	1.5%	55.68K	54.82K
Total			+29.51K		-$22.88K

Derivative Transactions3

Performance Stock Units

Direct

M · Option Exercise

Converts to

Common Stock

42.63K shares

−42.63K

Strike price

Held after

0.00

Exercisable

—

7/25/2023

Restricted Stock Units

Direct

M · Option Exercise

Converts to

Common Stock

552.00 shares

−552.00

Strike price

Held after

2.21K

Exercisable

—

10/13/2023

Restricted Stock Units

Direct

M · Option Exercise

Converts to

Common Stock

1.93K shares

−1.93K

Strike price

Held after

7.96K

Exercisable

—

10/13/2023

Security	Converts To	Date	Type	Shares	Exercisable	Held After
Performance Stock Units Direct	Common Stock42.63K shares	7/25/2023	M · Option Exercise	−42.63K	—	0.00
Restricted Stock Units Direct	Common Stock552.00 shares	10/13/2023	M · Option Exercise	−552.00	—	2.21K
Restricted Stock Units Direct	Common Stock1.93K shares	10/13/2023	M · Option Exercise	−1.93K	—	7.96K