PEPPER JON

PrivateCIK: 1484963

Location

SEATTLE, WA

PEPPER JON received a stock award from USBC, INC.

Compensation award — not an open‑market transaction. Less informative as a directional signal.

A · 1 award

PEPPER JON

Filed: 2/9/2024ACC: 0001161697-24-000068

InsiderPEPPER JONCIK 1484963

→

IssuerUSBC, INC.CIK 1074828

Director

Since Oct 2018

+600K

Net shares

Net buyer

$49.0K

Total acquired

0

Open market trades

0B · 0S

2

Total transactions

600K acquired

Non-Derivative Transactions1

Common Stock

Direct

A · Award

Shares

+100K

Price / share

$0.49

Trade value

$49K

% of position

23.4%

2/8/2024

428K→528K

Total

Net shares

+100K

Net value

$49K

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Common Stock Direct	2/8/2024	A · Award	+100K	$0.49	$49K	23.4%	428K	528K
Total			+100K		$49K

Derivative Transactions1

Option to Purchase Common Stock

Direct

A · Award

Converts to

Common Stock

500K shares

Shares

+500K

Strike price

0.49

Held after

500K

Exercisable

—

2/8/2024

Security	Converts To	Date	Type	Shares	Strike Price	Exercisable	Held After
Option to Purchase Common Stock Direct	Common Stock500K shares	2/8/2024	A · Award	+500K	0.49	—	500K

Non-Derivative Holdings (Post-Transaction)0

No non-derivative holdings reported

Derivative Holdings (Post-Transaction)5

Warrant to Purchase Common Stock

Direct

Underlying security

Common Stock

Underlying shares

20K

Shares owned

20K

Exercise price

1.53

Expiration

—

Exercise window

—

Option to Purchase Common Stock

Direct

Underlying security

Common Stock

Underlying shares

79.53K

Shares owned

79.53K

Exercise price

0.25

Expiration

—

Exercise window

—

Option to Purchase Common Stock

Direct

Underlying security

Common Stock

Underlying shares

25K

Shares owned

25K

Exercise price

1.24

Expiration

—

Exercise window

—

Warrant to Purchase Common Stock

Direct

Underlying security

Common Stock

Underlying shares

20K

Shares owned

20K

Exercise price

1.70

Expiration

—

Exercise window

—

Option to Purchase Common Stock

Direct

Underlying security

Common Stock

Underlying shares

52.50K

Shares owned

52.50K

Exercise price

1.10

Expiration

—

Exercise window

—

Total

Underlying

197.03K

Owned

197.03K

Security	Underlying	Exercise Price	Exercise Window	Expiration	Underlying Shares	Shares Owned
Warrant to Purchase Common Stock Direct	Common Stock	1.53	—	—	20K	20K
Option to Purchase Common Stock Direct	Common Stock	0.25	—	—	79.53K	79.53K
Option to Purchase Common Stock Direct	Common Stock	1.24	—	—	25K	25K
Warrant to Purchase Common Stock Direct	Common Stock	1.70	—	—	20K	20K
Option to Purchase Common Stock Direct	Common Stock	1.10	—	—	52.50K	52.50K
Total					197.03K	197.03K

PEPPER JON — Insider Transaction (Form 4) Filed Feb 9, 2024 | Finecho