PENELLA MIGUEL

PrivateCIK: 1558375

Location

ARLINGTON, VA

PENELLA MIGUEL (CEO) reported 1 transaction at RLJ ENTERTAINMENT, INC.

Review the transaction codes below to understand the nature of each event.

PENELLA MIGUEL

Filed: 11/1/2018ACC: 0001209191-18-056779

InsiderPENELLA MIGUELCIK 1558375

→

IssuerRLJ ENTERTAINMENT, INC.CIK 1546381

DirectorOfficer· CEO

Since Oct 2018

-2.38M

Net shares

Net seller

$1.73M

Total sold

0

Open market trades

0B · 0S

7

Total transactions

2.38M disposed

Non-Derivative Transactions1

Common Stock, par value $0.001 per share

Direct

D · Disposition

Shares

−276.98K

Price / share

$6.25

Trade value

$1.73M

% of position

New position

10/31/2018

276.98K→0.00

Total

Net shares

−276.98K

Net value

-$1.73M

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Common Stock, par value $0.001 per share Direct	10/31/2018	D · Disposition	−276.98K	$6.25	$1.73M	New position	276.98K	0.00
Total			−276.98K		-$1.73M

Derivative Transactions6

Stock Options

Direct

D · Disposition

Converts to

Common Stock, par value $0.001 per share

700K shares

Shares

−700K

Strike price

2.661

Held after

0.00

Exercisable

—

10/31/2018

Stock Options

Direct

D · Disposition

Converts to

Common Stock, par value $0.001 per share

700K shares

Shares

−700K

Strike price

3.00

Held after

0.00

Exercisable

—

10/31/2018

Restricted Stock Units

Direct

D · Disposition

Converts to

Common Stock, par value $0.001 per share

150K shares

Shares

−150K

Strike price

2.3999

Held after

75K

Exercisable

—

10/31/2018

Restricted Stock Units

Direct

D · Disposition

Converts to

Common Stock, par value $0.001 per share

75K shares

Shares

−75K

Strike price

2.3999

Held after

0.00

Exercisable

—

10/31/2018

Performance Stock Units

Direct

D · Disposition

Converts to

Common Stock, par value $0.001 per share

200K shares

Shares

−200K

Strike price

2.3999

Held after

281.25K

Exercisable

—

10/31/2018

Performance Stock Units

Direct

D · Disposition

Converts to

Common Stock, par value $0.001 per share

281.25K shares

Shares

−281.25K

Strike price

2.3999

Held after

0.00

Exercisable

—

10/31/2018

Security	Converts To	Date	Type	Shares	Strike Price	Exercisable	Held After
Stock Options Direct	Common Stock, par value $0.001 per share700K shares	10/31/2018	D · Disposition	−700K	2.661	—	0.00
Stock Options Direct	Common Stock, par value $0.001 per share700K shares	10/31/2018	D · Disposition	−700K	3.00	—	0.00
Restricted Stock Units Direct	Common Stock, par value $0.001 per share150K shares	10/31/2018	D · Disposition	−150K	2.3999	—	75K
Restricted Stock Units Direct	Common Stock, par value $0.001 per share75K shares	10/31/2018	D · Disposition	−75K	2.3999	—	0.00
Performance Stock Units Direct	Common Stock, par value $0.001 per share200K shares	10/31/2018	D · Disposition	−200K	2.3999	—	281.25K
Performance Stock Units Direct	Common Stock, par value $0.001 per share281.25K shares	10/31/2018	D · Disposition	−281.25K	2.3999	—	0.00

PENELLA MIGUEL — Insider Transaction (Form 4) Filed Nov 1, 2018 | Finecho