Filed: 11/14/2024ACC: 0001706164-24-000007
📋 What this filing means
PENDERFUND CAPITAL MANAGEMENT LTD. filed this quarterly 13F‑HR report disclosing 137 equity positions with a total reported market value of $434.20M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
137
Positions
$434.20M
Total AUM (reported)
243.66M
Total Shares
Allocation by class
COM$97.85M22.5%
NOTE 4.000%11/1$52.94M12.2%
NOTE 0.375% 1/1$44.91M10.3%
NOTE 4.750%10/1$28.62M6.6%
COM NEW$26.09M6.0%
NOTE 1.750% 2/1$24.88M5.7%
NOTE 2.500% 4/0$24.04M5.5%
Portfolio Concentration
Top 3$126.47M29.1%
4–10$142.20M32.8%
11–25$97.13M22.4%
Rest$68.40M15.8%
Top 3 weight
29.1%
Top 10 weight
61.9%
Voting Authority Distribution
Total shares with voting rights: 243.66M
Sole
Full voting authority
243.66M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole137
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings137
Rows:
ESPERION THERAPEUTICS INC NE
SOLEShares40.43M
TypePRN
Market value$52.94M
12.19%
Sole
40.43M
Shared
0.00
None
0.00
FIRST MAJESTIC SILVER CORP
SOLEShares37.65M
TypePRN
Market value$44.91M
10.34%
Sole
37.65M
Shared
0.00
None
0.00
EQUINOX GOLD CORP
SOLEShares16.94M
TypePRN
Market value$28.62M
6.59%
Sole
16.94M
Shared
0.00
None
0.00
REVANCE THERAPEUTICS INC
SOLEShares21.45M
TypePRN
Market value$24.88M
5.73%
Sole
21.45M
Shared
0.00
None
0.00
SSR MINING IN
SOLEShares18.99M
TypePRN
Market value$24.04M
5.54%
Sole
18.99M
Shared
0.00
None
0.00
SANGOMA TECHNOLOGIES CORP
SOLEShares3.14M
TypeSH
Market value$23.52M
5.42%
Sole
3.14M
Shared
0.00
None
0.00
BANDWIDTH INC
SOLEShares21.25M
TypePRN
Market value$22.57M
5.20%
Sole
21.25M
Shared
0.00
None
0.00
PAR TECHNOLOGY CORP
SOLEShares258.01K
TypeSH
Market value$18.17M
4.19%
Sole
258.01K
Shared
0.00
None
0.00
ABRDN PLATINUM ETF TRUST
SOLEShares125K
TypeSH
Market value$15.18M
3.50%
Sole
125K
Shared
0.00
None
0.00
BURFORD CAP LTD
SOLEShares771.71K
TypeSH
Market value$13.84M
3.19%
Sole
771.71K
Shared
0.00
None
0.00
WESTERN AST INFL LKD OPP & I
SOLEShares953.09K
TypeSH
Market value$11.39M
2.62%
Sole
953.09K
Shared
0.00
None
0.00
NUVEEN QUALITY MUNCP INCOME
SOLEShares585K
TypeSH
Market value$9.79M
2.26%
Sole
585K
Shared
0.00
None
0.00
BEYOND MEAT INC
SOLEShares39.55M
TypePRN
Market value$9.09M
2.09%
Sole
39.55M
Shared
0.00
None
0.00
NUVEEN AMT FREE QLTY MUN INC
SOLEShares515K
TypeSH
Market value$8.34M
1.92%
Sole
515K
Shared
0.00
None
0.00
DOCEBO INC
SOLEShares117.82K
TypeSH
Market value$7.03M
1.62%
Sole
117.82K
Shared
0.00
None
0.00
NUVEEN MUNICIPAL CREDIT INC
SOLEShares365.50K
TypeSH
Market value$6.48M
1.49%
Sole
365.50K
Shared
0.00
None
0.00
ZILLOW GROUP INC
SOLEShares74.95K
TypeSH
Market value$6.47M
1.49%
Sole
74.95K
Shared
0.00
None
0.00
CARDLYTICS INC
SOLEShares4.50M
TypePRN
Market value$5.60M
1.29%
Sole
4.50M
Shared
0.00
None
0.00
CABLE ONE INC
SOLEShares5M
TypePRN
Market value$5.48M
1.26%
Sole
5M
Shared
0.00
None
0.00
MAGNITE INC
SOLEShares4.22M
TypePRN
Market value$5.32M
1.23%
Sole
4.22M
Shared
0.00
None
0.00
CLARIVATE PLC
SOLEShares502.80K
TypeSH
Market value$4.83M
1.11%
Sole
502.80K
Shared
0.00
None
0.00
SPIRIT AIRLS INC
SOLEShares10.85M
TypePRN
Market value$4.63M
1.07%
Sole
10.85M
Shared
0.00
None
0.00
KKR & CO INC
SOLEShares24.72K
TypeSH
Market value$4.37M
1.01%
Sole
24.72K
Shared
0.00
None
0.00
FORUM ENERGY TECHNOLOGIES IN
SOLEShares199.12K
TypeSH
Market value$4.16M
0.96%
Sole
199.12K
Shared
0.00
None
0.00
ERO COPPER CORP
SOLEShares137.70K
TypeSH
Market value$4.15M
0.95%
Sole
137.70K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
ESPERION THERAPEUTICS INC NESOLE | NOTE 4.000%11/1 | 40.43M | PRN | $52.94M 12.19% | 40.43M | 0.00 | 0.00 |
FIRST MAJESTIC SILVER CORPSOLE | NOTE 0.375% 1/1 | 37.65M | PRN | $44.91M 10.34% | 37.65M | 0.00 | 0.00 |
EQUINOX GOLD CORPSOLE | NOTE 4.750%10/1 | 16.94M | PRN | $28.62M 6.59% | 16.94M | 0.00 | 0.00 |
REVANCE THERAPEUTICS INCSOLE | NOTE 1.750% 2/1 | 21.45M | PRN | $24.88M 5.73% | 21.45M | 0.00 | 0.00 |
SSR MINING INSOLE | NOTE 2.500% 4/0 | 18.99M | PRN | $24.04M 5.54% | 18.99M | 0.00 | 0.00 |
SANGOMA TECHNOLOGIES CORPSOLE | COM NEW | 3.14M | SH | $23.52M 5.42% | 3.14M | 0.00 | 0.00 |
BANDWIDTH INCSOLE | NOTE 0.500% 4/0 | 21.25M | PRN | $22.57M 5.20% | 21.25M | 0.00 | 0.00 |
PAR TECHNOLOGY CORPSOLE | COM | 258.01K | SH | $18.17M 4.19% | 258.01K | 0.00 | 0.00 |
ABRDN PLATINUM ETF TRUSTSOLE | PHYSCL PLATM SHS | 125K | SH | $15.18M 3.50% | 125K | 0.00 | 0.00 |
BURFORD CAP LTDSOLE | ORD SHS | 771.71K | SH | $13.84M 3.19% | 771.71K | 0.00 | 0.00 |
WESTERN AST INFL LKD OPP & ISOLE | COM | 953.09K | SH | $11.39M 2.62% | 953.09K | 0.00 | 0.00 |
NUVEEN QUALITY MUNCP INCOMESOLE | COM | 585K | SH | $9.79M 2.26% | 585K | 0.00 | 0.00 |
BEYOND MEAT INCSOLE | NOTE 3/1 | 39.55M | PRN | $9.09M 2.09% | 39.55M | 0.00 | 0.00 |
NUVEEN AMT FREE QLTY MUN INCSOLE | COM | 515K | SH | $8.34M 1.92% | 515K | 0.00 | 0.00 |
DOCEBO INCSOLE | COM | 117.82K | SH | $7.03M 1.62% | 117.82K | 0.00 | 0.00 |
NUVEEN MUNICIPAL CREDIT INCSOLE | COM SH BEN INT | 365.50K | SH | $6.48M 1.49% | 365.50K | 0.00 | 0.00 |
ZILLOW GROUP INCSOLE | CL C CAP STK | 74.95K | SH | $6.47M 1.49% | 74.95K | 0.00 | 0.00 |
CARDLYTICS INCSOLE | NOTE 1.000% 9/1 | 4.50M | PRN | $5.60M 1.29% | 4.50M | 0.00 | 0.00 |
CABLE ONE INCSOLE | NOTE 1.125% 3/1 | 5M | PRN | $5.48M 1.26% | 5M | 0.00 | 0.00 |
MAGNITE INCSOLE | NOTE 0.250% 3/1 | 4.22M | PRN | $5.32M 1.23% | 4.22M | 0.00 | 0.00 |
CLARIVATE PLCSOLE | ORD SHS | 502.80K | SH | $4.83M 1.11% | 502.80K | 0.00 | 0.00 |
SPIRIT AIRLS INCSOLE | NOTE 1.000% 5/1 | 10.85M | PRN | $4.63M 1.07% | 10.85M | 0.00 | 0.00 |
KKR & CO INCSOLE | COM | 24.72K | SH | $4.37M 1.01% | 24.72K | 0.00 | 0.00 |
FORUM ENERGY TECHNOLOGIES INSOLE | COM | 199.12K | SH | $4.16M 0.96% | 199.12K | 0.00 | 0.00 |
ERO COPPER CORPSOLE | COM | 137.70K | SH | $4.15M 0.95% | 137.70K | 0.00 | 0.00 |
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