Filed: 11/14/2023ACC: 0001706164-23-000004
📋 What this filing means
PENDERFUND CAPITAL MANAGEMENT LTD. filed this quarterly 13F‑HR report disclosing 112 equity positions with a total reported market value of $333.7K. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
112
Positions
$333.7K
Total AUM (reported)
137.82M
Total Shares
Allocation by class
COM$120.7K36.2%
NOTE 4.000%11/1$29.8K8.9%
COM NEW$29.3K8.8%
NOTE 0.375% 1/1$23.6K7.1%
NOTE 4.500% 2/1$18.9K5.7%
NOTE 0.500% 4/0$17.2K5.2%
ORD SHS$16.1K4.8%
Portfolio Concentration
Top 3$72.4K21.7%
4–10$101.8K30.5%
11–25$89.2K26.7%
Rest$70.3K21.1%
Top 3 weight
21.7%
Top 10 weight
52.2%
Voting Authority Distribution
Total shares with voting rights: 137.82M
Sole
Full voting authority
137.82M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole112
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings112
Rows:
ESPERION THERAPEUTICS INC NE
SOLEShares41.03M
TypePRN
Market value$29.8K
8.94%
Sole
41.03M
Shared
0.00
None
0.00
FIRST MAJESTIC SILVER CORP
SOLEShares23M
TypePRN
Market value$23.6K
7.08%
Sole
23M
Shared
0.00
None
0.00
OPKO HEALTH INC
SOLEShares14M
TypePRN
Market value$18.9K
5.66%
Sole
14M
Shared
0.00
None
0.00
BANDWIDTH INC
SOLEShares19.50M
TypePRN
Market value$17.2K
5.16%
Sole
19.50M
Shared
0.00
None
0.00
BURFORD CAP LTD
SOLEShares846.90K
TypeSH
Market value$16.1K
4.83%
Sole
846.90K
Shared
0.00
None
0.00
PAR TECHNOLOGY CORP
SOLEShares296.35K
TypeSH
Market value$15.5K
4.65%
Sole
296.35K
Shared
0.00
None
0.00
SANGOMA TECHNOLOGIES CORP
SOLEShares3.10M
TypeSH
Market value$14.6K
4.38%
Sole
3.10M
Shared
0.00
None
0.00
SSR MINING IN
SOLEShares10.15M
TypePRN
Market value$14.1K
4.24%
Sole
10.15M
Shared
0.00
None
0.00
INTERCEPT PHARMACEUTICALS IN
SOLEShares9.29M
TypePRN
Market value$12.5K
3.76%
Sole
9.29M
Shared
0.00
None
0.00
NUVEEN QUALITY MUNCP INCOME
SOLEShares850K
TypeSH
Market value$11.7K
3.51%
Sole
850K
Shared
0.00
None
0.00
NUVEEN AMT FREE QLTY MUN INC
SOLEShares850K
TypeSH
Market value$11.2K
3.35%
Sole
850K
Shared
0.00
None
0.00
NUVEEN MUNICIPAL CREDIT INC
SOLEShares757K
TypeSH
Market value$10.7K
3.21%
Sole
757K
Shared
0.00
None
0.00
FORUM ENERGY TECHNOLOGIES IN
SOLEShares200.12K
TypeSH
Market value$6.5K
1.96%
Sole
200.12K
Shared
0.00
None
0.00
DOCEBO INC
SOLEShares117.82K
TypeSH
Market value$6.5K
1.94%
Sole
117.82K
Shared
0.00
None
0.00
KKR & CO INC
SOLEShares71.06K
TypeSH
Market value$5.9K
1.78%
Sole
71.06K
Shared
0.00
None
0.00
MORGAN STANLEY EMERGING MKTS
SOLEShares967.92K
TypeSH
Market value$5.6K
1.68%
Sole
967.92K
Shared
0.00
None
0.00
AVIAT NETWORKS INC
SOLEShares129.52K
TypeSH
Market value$5.5K
1.64%
Sole
129.52K
Shared
0.00
None
0.00
ANTERIX INC
SOLEShares125.62K
TypeSH
Market value$5.4K
1.60%
Sole
125.62K
Shared
0.00
None
0.00
TEXAS PACIFIC LAND CORPORATI
SOLEShares1.91K
TypeSH
Market value$4.7K
1.42%
Sole
1.91K
Shared
0.00
None
0.00
SPROTT PHYSICAL GOLD & SILVE
SOLEShares200K
TypeSH
Market value$4.7K
1.41%
Sole
200K
Shared
0.00
None
0.00
WESTERN AST INFL LKD OPP & I
SOLEShares416.44K
TypeSH
Market value$4.7K
1.39%
Sole
416.44K
Shared
0.00
None
0.00
WESTERN ASSET EMERGING MKTS
SOLEShares407.30K
TypeSH
Market value$4.6K
1.38%
Sole
407.30K
Shared
0.00
None
0.00
INTERACTIVE BROKERS GROUP IN
SOLEShares37.76K
TypeSH
Market value$4.4K
1.33%
Sole
37.76K
Shared
0.00
None
0.00
ZILLOW GROUP INC
SOLEShares69.85K
TypeSH
Market value$4.4K
1.31%
Sole
69.85K
Shared
0.00
None
0.00
BAIDU INC
SOLEShares23.93K
TypeSH
Market value$4.4K
1.31%
Sole
23.93K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
ESPERION THERAPEUTICS INC NESOLE | NOTE 4.000%11/1 | 41.03M | PRN | $29.8K 8.94% | 41.03M | 0.00 | 0.00 |
FIRST MAJESTIC SILVER CORPSOLE | NOTE 0.375% 1/1 | 23M | PRN | $23.6K 7.08% | 23M | 0.00 | 0.00 |
OPKO HEALTH INCSOLE | NOTE 4.500% 2/1 | 14M | PRN | $18.9K 5.66% | 14M | 0.00 | 0.00 |
BANDWIDTH INCSOLE | NOTE 0.500% 4/0 | 19.50M | PRN | $17.2K 5.16% | 19.50M | 0.00 | 0.00 |
BURFORD CAP LTDSOLE | ORD SHS | 846.90K | SH | $16.1K 4.83% | 846.90K | 0.00 | 0.00 |
PAR TECHNOLOGY CORPSOLE | COM | 296.35K | SH | $15.5K 4.65% | 296.35K | 0.00 | 0.00 |
SANGOMA TECHNOLOGIES CORPSOLE | COM NEW | 3.10M | SH | $14.6K 4.38% | 3.10M | 0.00 | 0.00 |
SSR MINING INSOLE | NOTE 2.500% 4/0 | 10.15M | PRN | $14.1K 4.24% | 10.15M | 0.00 | 0.00 |
INTERCEPT PHARMACEUTICALS INSOLE | NOTE 2.000% 5/1 | 9.29M | PRN | $12.5K 3.76% | 9.29M | 0.00 | 0.00 |
NUVEEN QUALITY MUNCP INCOMESOLE | COM | 850K | SH | $11.7K 3.51% | 850K | 0.00 | 0.00 |
NUVEEN AMT FREE QLTY MUN INCSOLE | COM | 850K | SH | $11.2K 3.35% | 850K | 0.00 | 0.00 |
NUVEEN MUNICIPAL CREDIT INCSOLE | COM SH BEN INT | 757K | SH | $10.7K 3.21% | 757K | 0.00 | 0.00 |
FORUM ENERGY TECHNOLOGIES INSOLE | COM | 200.12K | SH | $6.5K 1.96% | 200.12K | 0.00 | 0.00 |
DOCEBO INCSOLE | COM | 117.82K | SH | $6.5K 1.94% | 117.82K | 0.00 | 0.00 |
KKR & CO INCSOLE | COM | 71.06K | SH | $5.9K 1.78% | 71.06K | 0.00 | 0.00 |
MORGAN STANLEY EMERGING MKTSSOLE | COM | 967.92K | SH | $5.6K 1.68% | 967.92K | 0.00 | 0.00 |
AVIAT NETWORKS INCSOLE | COM NEW | 129.52K | SH | $5.5K 1.64% | 129.52K | 0.00 | 0.00 |
ANTERIX INCSOLE | COM | 125.62K | SH | $5.4K 1.60% | 125.62K | 0.00 | 0.00 |
TEXAS PACIFIC LAND CORPORATISOLE | COM | 1.91K | SH | $4.7K 1.42% | 1.91K | 0.00 | 0.00 |
SPROTT PHYSICAL GOLD & SILVESOLE | TR UNIT | 200K | SH | $4.7K 1.41% | 200K | 0.00 | 0.00 |
WESTERN AST INFL LKD OPP & ISOLE | COM | 416.44K | SH | $4.7K 1.39% | 416.44K | 0.00 | 0.00 |
WESTERN ASSET EMERGING MKTSSOLE | COM | 407.30K | SH | $4.6K 1.38% | 407.30K | 0.00 | 0.00 |
INTERACTIVE BROKERS GROUP INSOLE | COM CL A | 37.76K | SH | $4.4K 1.33% | 37.76K | 0.00 | 0.00 |
ZILLOW GROUP INCSOLE | CL C CAP STK | 69.85K | SH | $4.4K 1.31% | 69.85K | 0.00 | 0.00 |
BAIDU INCSOLE | SPON ADR REP A | 23.93K | SH | $4.4K 1.31% | 23.93K | 0.00 | 0.00 |
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