Filed: 8/11/2023ACC: 0001706164-23-000003
📋 What this filing means
PENDERFUND CAPITAL MANAGEMENT LTD. filed this quarterly 13F‑HR report disclosing 114 equity positions with a total reported market value of $321.7K. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
114
Positions
$321.7K
Total AUM (reported)
150.99M
Total Shares
Allocation by class
COM$96.7K30.1%
COM NEW$29.5K9.2%
NOTE 4.000%11/1$20.9K6.5%
NOTE 4.500% 2/1$19.4K6.0%
NOTE 0.375% 1/1$19.2K6.0%
NOTE 4.750% 5/0$17.2K5.3%
NOTE 0.500% 4/0$16.8K5.2%
Portfolio Concentration
Top 3$59.5K18.5%
4–10$99.2K30.8%
11–25$87.1K27.1%
Rest$75.9K23.6%
Top 3 weight
18.5%
Top 10 weight
49.3%
Voting Authority Distribution
Total shares with voting rights: 150.99M
Sole
Full voting authority
150.99M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole114
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings114
Rows:
ESPERION THERAPEUTICS INC NE
SOLEShares31.35M
TypePRN
Market value$20.9K
6.49%
Sole
31.35M
Shared
0.00
None
0.00
OPKO HEALTH INC
SOLEShares14M
TypePRN
Market value$19.4K
6.04%
Sole
14M
Shared
0.00
None
0.00
FIRST MAJESTIC SILVER CORP
SOLEShares20M
TypePRN
Market value$19.2K
5.98%
Sole
20M
Shared
0.00
None
0.00
PARATEK PHARMACEUTICALS INC
SOLEShares13.01M
TypePRN
Market value$17.2K
5.34%
Sole
13.01M
Shared
0.00
None
0.00
BANDWIDTH INC
SOLEShares19.50M
TypePRN
Market value$16.8K
5.22%
Sole
19.50M
Shared
0.00
None
0.00
SANGOMA TECHNOLOGIES CORP
SOLEShares3.10M
TypeSH
Market value$15.4K
4.80%
Sole
3.10M
Shared
0.00
None
0.00
BURFORD CAP LTD
SOLEShares855.57K
TypeSH
Market value$13.8K
4.29%
Sole
855.57K
Shared
0.00
None
0.00
PAR TECHNOLOGY CORP
SOLEShares304.68K
TypeSH
Market value$13.3K
4.13%
Sole
304.68K
Shared
0.00
None
0.00
INTERCEPT PHARMACEUTICALS IN
SOLEShares11.79M
TypePRN
Market value$12.6K
3.92%
Sole
11.79M
Shared
0.00
None
0.00
NUVEEN MUNICIPAL CREDIT INC
SOLEShares650K
TypeSH
Market value$10.0K
3.12%
Sole
650K
Shared
0.00
None
0.00
SSR MINING IN
SOLEShares6.80M
TypePRN
Market value$9.7K
3.03%
Sole
6.80M
Shared
0.00
None
0.00
FORUM ENERGY TECHNOLOGIES IN
SOLEShares250.76K
TypeSH
Market value$8.5K
2.64%
Sole
250.76K
Shared
0.00
None
0.00
ABRDN ASIA PACIFIC INCOME FU
SOLEShares2.06M
TypeSH
Market value$7.4K
2.29%
Sole
2.06M
Shared
0.00
None
0.00
WESTERN ASSET EMERGING MKTS
SOLEShares570.11K
TypeSH
Market value$6.5K
2.02%
Sole
570.11K
Shared
0.00
None
0.00
DOCEBO INC
SOLEShares117.82K
TypeSH
Market value$6.2K
1.92%
Sole
117.82K
Shared
0.00
None
0.00
MORGAN STANLEY EMERGING MKTS
SOLEShares974.82K
TypeSH
Market value$6.1K
1.88%
Sole
974.82K
Shared
0.00
None
0.00
AVIAT NETWORKS INC
SOLEShares129.52K
TypeSH
Market value$5.7K
1.78%
Sole
129.52K
Shared
0.00
None
0.00
KKR & CO INC
SOLEShares76.02K
TypeSH
Market value$5.6K
1.75%
Sole
76.02K
Shared
0.00
None
0.00
ZILLOW GROUP INC
SOLEShares80.45K
TypeSH
Market value$5.4K
1.67%
Sole
80.45K
Shared
0.00
None
0.00
ANTERIX INC
SOLEShares126.50K
TypeSH
Market value$5.3K
1.65%
Sole
126.50K
Shared
0.00
None
0.00
BAIDU INC
SOLEShares26.39K
TypeSH
Market value$4.8K
1.49%
Sole
26.39K
Shared
0.00
None
0.00
INTERACTIVE BROKERS GROUP IN
SOLEShares42.72K
TypeSH
Market value$4.7K
1.46%
Sole
42.72K
Shared
0.00
None
0.00
BANDWIDTH INC
SOLEShares4M
TypePRN
Market value$4.2K
1.31%
Sole
4M
Shared
0.00
None
0.00
SS&C TECHNOLOGIES HLDGS INC
SOLEShares43.81K
TypeSH
Market value$3.5K
1.09%
Sole
43.81K
Shared
0.00
None
0.00
WESTERN AST INFL LKD OPP & I
SOLEShares298.81K
TypeSH
Market value$3.5K
1.09%
Sole
298.81K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
ESPERION THERAPEUTICS INC NESOLE | NOTE 4.000%11/1 | 31.35M | PRN | $20.9K 6.49% | 31.35M | 0.00 | 0.00 |
OPKO HEALTH INCSOLE | NOTE 4.500% 2/1 | 14M | PRN | $19.4K 6.04% | 14M | 0.00 | 0.00 |
FIRST MAJESTIC SILVER CORPSOLE | NOTE 0.375% 1/1 | 20M | PRN | $19.2K 5.98% | 20M | 0.00 | 0.00 |
PARATEK PHARMACEUTICALS INCSOLE | NOTE 4.750% 5/0 | 13.01M | PRN | $17.2K 5.34% | 13.01M | 0.00 | 0.00 |
BANDWIDTH INCSOLE | NOTE 0.500% 4/0 | 19.50M | PRN | $16.8K 5.22% | 19.50M | 0.00 | 0.00 |
SANGOMA TECHNOLOGIES CORPSOLE | COM NEW | 3.10M | SH | $15.4K 4.80% | 3.10M | 0.00 | 0.00 |
BURFORD CAP LTDSOLE | ORD SHS | 855.57K | SH | $13.8K 4.29% | 855.57K | 0.00 | 0.00 |
PAR TECHNOLOGY CORPSOLE | COM | 304.68K | SH | $13.3K 4.13% | 304.68K | 0.00 | 0.00 |
INTERCEPT PHARMACEUTICALS INSOLE | NOTE 2.000% 5/1 | 11.79M | PRN | $12.6K 3.92% | 11.79M | 0.00 | 0.00 |
NUVEEN MUNICIPAL CREDIT INCSOLE | COM SH BEN INT | 650K | SH | $10.0K 3.12% | 650K | 0.00 | 0.00 |
SSR MINING INSOLE | NOTE 2.500% 4/0 | 6.80M | PRN | $9.7K 3.03% | 6.80M | 0.00 | 0.00 |
FORUM ENERGY TECHNOLOGIES INSOLE | COM | 250.76K | SH | $8.5K 2.64% | 250.76K | 0.00 | 0.00 |
ABRDN ASIA PACIFIC INCOME FUSOLE | COM | 2.06M | SH | $7.4K 2.29% | 2.06M | 0.00 | 0.00 |
WESTERN ASSET EMERGING MKTSSOLE | COM | 570.11K | SH | $6.5K 2.02% | 570.11K | 0.00 | 0.00 |
DOCEBO INCSOLE | COM | 117.82K | SH | $6.2K 1.92% | 117.82K | 0.00 | 0.00 |
MORGAN STANLEY EMERGING MKTSSOLE | COM | 974.82K | SH | $6.1K 1.88% | 974.82K | 0.00 | 0.00 |
AVIAT NETWORKS INCSOLE | COM NEW | 129.52K | SH | $5.7K 1.78% | 129.52K | 0.00 | 0.00 |
KKR & CO INCSOLE | COM | 76.02K | SH | $5.6K 1.75% | 76.02K | 0.00 | 0.00 |
ZILLOW GROUP INCSOLE | CL C CAP STK | 80.45K | SH | $5.4K 1.67% | 80.45K | 0.00 | 0.00 |
ANTERIX INCSOLE | COM | 126.50K | SH | $5.3K 1.65% | 126.50K | 0.00 | 0.00 |
BAIDU INCSOLE | SPON ADR REP A | 26.39K | SH | $4.8K 1.49% | 26.39K | 0.00 | 0.00 |
INTERACTIVE BROKERS GROUP INSOLE | COM CL A | 42.72K | SH | $4.7K 1.46% | 42.72K | 0.00 | 0.00 |
BANDWIDTH INCSOLE | NOTE 0.250% 3/0 | 4M | PRN | $4.2K 1.31% | 4M | 0.00 | 0.00 |
SS&C TECHNOLOGIES HLDGS INCSOLE | COM | 43.81K | SH | $3.5K 1.09% | 43.81K | 0.00 | 0.00 |
WESTERN AST INFL LKD OPP & ISOLE | COM | 298.81K | SH | $3.5K 1.09% | 298.81K | 0.00 | 0.00 |
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