Filed: 5/15/2023ACC: 0001706164-23-000002
📋 What this filing means
PENDERFUND CAPITAL MANAGEMENT LTD. filed this quarterly 13F‑HR report disclosing 130 equity positions with a total reported market value of $318.4K. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
130
Positions
$318.4K
Total AUM (reported)
131.54M
Total Shares
Allocation by class
COM$97.7K30.7%
COM NEW$26.7K8.4%
NOTE 0.375% 1/1$18.2K5.7%
NOTE 4.500% 2/1$17.5K5.5%
NOTE 4.750% 5/0$15.9K5.0%
NOTE 2.000% 5/1$13.3K4.2%
COM CL A$12.6K4.0%
Portfolio Concentration
Top 3$51.7K16.2%
4–10$79.8K25.1%
11–25$98.0K30.8%
Rest$88.8K27.9%
Top 3 weight
16.2%
Top 10 weight
41.3%
Voting Authority Distribution
Total shares with voting rights: 131.54M
Sole
Full voting authority
131.54M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole130
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings130
Rows:
FIRST MAJESTIC SILVER CORP
SOLEShares17.50M
TypePRN
Market value$18.2K
5.73%
Sole
17.50M
Shared
0.00
None
0.00
OPKO HEALTH INC
SOLEShares14M
TypePRN
Market value$17.5K
5.51%
Sole
14M
Shared
0.00
None
0.00
PARATEK PHARMACEUTICALS INC
SOLEShares15.51M
TypePRN
Market value$15.9K
5.00%
Sole
15.51M
Shared
0.00
None
0.00
INTERCEPT PHARMACEUTICALS IN
SOLEShares11.79M
TypePRN
Market value$13.3K
4.18%
Sole
11.79M
Shared
0.00
None
0.00
PAR TECHNOLOGY CORP
SOLEShares277.76K
TypeSH
Market value$12.7K
4.00%
Sole
277.76K
Shared
0.00
None
0.00
SANGOMA TECHNOLOGIES CORP
SOLEShares2.40M
TypeSH
Market value$12.2K
3.83%
Sole
2.40M
Shared
0.00
None
0.00
BURFORD CAP LTD
SOLEShares718.08K
TypeSH
Market value$10.7K
3.37%
Sole
718.08K
Shared
0.00
None
0.00
BANDWIDTH INC
SOLEShares12M
TypePRN
Market value$10.5K
3.31%
Sole
12M
Shared
0.00
None
0.00
NUVEEN MUNICIPAL CREDIT INC
SOLEShares650K
TypeSH
Market value$10.5K
3.30%
Sole
650K
Shared
0.00
None
0.00
FORUM ENERGY TECHNOLOGIES IN
SOLEShares7.38M
TypePRN
Market value$9.8K
3.09%
Sole
7.38M
Shared
0.00
None
0.00
ESPERION THERAPEUTICS INC NE
SOLEShares17.45M
TypePRN
Market value$9.8K
3.09%
Sole
17.45M
Shared
0.00
None
0.00
FORUM ENERGY TECHNOLOGIES IN
SOLEShares250.76K
TypeSH
Market value$8.6K
2.71%
Sole
250.76K
Shared
0.00
None
0.00
ABRDN ASIA PACIFIC INCOME FU
SOLEShares2.16M
TypeSH
Market value$7.8K
2.44%
Sole
2.16M
Shared
0.00
None
0.00
SSR MINING IN
SOLEShares5M
TypePRN
Market value$7.4K
2.33%
Sole
5M
Shared
0.00
None
0.00
KKR & CO INC
SOLEShares98.62K
TypeSH
Market value$7.0K
2.20%
Sole
98.62K
Shared
0.00
None
0.00
ZILLOW GROUP INC
SOLEShares111.08K
TypeSH
Market value$6.7K
2.10%
Sole
111.08K
Shared
0.00
None
0.00
DOCEBO INC
SOLEShares117.82K
TypeSH
Market value$6.5K
2.04%
Sole
117.82K
Shared
0.00
None
0.00
WESTERN ASSET EMERGING MKTS
SOLEShares556.52K
TypeSH
Market value$6.5K
2.03%
Sole
556.52K
Shared
0.00
None
0.00
AVIAT NETWORKS INC
SOLEShares129.52K
TypeSH
Market value$6.0K
1.89%
Sole
129.52K
Shared
0.00
None
0.00
ANTERIX INC
SOLEShares126.50K
TypeSH
Market value$5.7K
1.78%
Sole
126.50K
Shared
0.00
None
0.00
INTERACTIVE BROKERS GROUP IN
SOLEShares49.18K
TypeSH
Market value$5.5K
1.72%
Sole
49.18K
Shared
0.00
None
0.00
BAIDU INC
SOLEShares26.79K
TypeSH
Market value$5.5K
1.72%
Sole
26.79K
Shared
0.00
None
0.00
SS&C TECHNOLOGIES HLDGS INC
SOLEShares69.57K
TypeSH
Market value$5.3K
1.67%
Sole
69.57K
Shared
0.00
None
0.00
PELOTON INTERACTIVE INC
SOLEShares337.09K
TypeSH
Market value$5.2K
1.62%
Sole
337.09K
Shared
0.00
None
0.00
MORGAN STANLEY EMERGING MKTS
SOLEShares761.93K
TypeSH
Market value$4.7K
1.46%
Sole
761.93K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
FIRST MAJESTIC SILVER CORPSOLE | NOTE 0.375% 1/1 | 17.50M | PRN | $18.2K 5.73% | 17.50M | 0.00 | 0.00 |
OPKO HEALTH INCSOLE | NOTE 4.500% 2/1 | 14M | PRN | $17.5K 5.51% | 14M | 0.00 | 0.00 |
PARATEK PHARMACEUTICALS INCSOLE | NOTE 4.750% 5/0 | 15.51M | PRN | $15.9K 5.00% | 15.51M | 0.00 | 0.00 |
INTERCEPT PHARMACEUTICALS INSOLE | NOTE 2.000% 5/1 | 11.79M | PRN | $13.3K 4.18% | 11.79M | 0.00 | 0.00 |
PAR TECHNOLOGY CORPSOLE | COM | 277.76K | SH | $12.7K 4.00% | 277.76K | 0.00 | 0.00 |
SANGOMA TECHNOLOGIES CORPSOLE | COM NEW | 2.40M | SH | $12.2K 3.83% | 2.40M | 0.00 | 0.00 |
BURFORD CAP LTDSOLE | ORD SHS | 718.08K | SH | $10.7K 3.37% | 718.08K | 0.00 | 0.00 |
BANDWIDTH INCSOLE | NOTE 0.500% 4/0 | 12M | PRN | $10.5K 3.31% | 12M | 0.00 | 0.00 |
NUVEEN MUNICIPAL CREDIT INCSOLE | COM SH BEN INT | 650K | SH | $10.5K 3.30% | 650K | 0.00 | 0.00 |
FORUM ENERGY TECHNOLOGIES INSOLE | NOTE 9.000% 8/0 | 7.38M | PRN | $9.8K 3.09% | 7.38M | 0.00 | 0.00 |
ESPERION THERAPEUTICS INC NESOLE | NOTE 4.000%11/1 | 17.45M | PRN | $9.8K 3.09% | 17.45M | 0.00 | 0.00 |
FORUM ENERGY TECHNOLOGIES INSOLE | COM | 250.76K | SH | $8.6K 2.71% | 250.76K | 0.00 | 0.00 |
ABRDN ASIA PACIFIC INCOME FUSOLE | COM | 2.16M | SH | $7.8K 2.44% | 2.16M | 0.00 | 0.00 |
SSR MINING INSOLE | NOTE 2.500% 4/0 | 5M | PRN | $7.4K 2.33% | 5M | 0.00 | 0.00 |
KKR & CO INCSOLE | COM | 98.62K | SH | $7.0K 2.20% | 98.62K | 0.00 | 0.00 |
ZILLOW GROUP INCSOLE | CL C CAP STK | 111.08K | SH | $6.7K 2.10% | 111.08K | 0.00 | 0.00 |
DOCEBO INCSOLE | COM | 117.82K | SH | $6.5K 2.04% | 117.82K | 0.00 | 0.00 |
WESTERN ASSET EMERGING MKTSSOLE | COM | 556.52K | SH | $6.5K 2.03% | 556.52K | 0.00 | 0.00 |
AVIAT NETWORKS INCSOLE | COM NEW | 129.52K | SH | $6.0K 1.89% | 129.52K | 0.00 | 0.00 |
ANTERIX INCSOLE | COM | 126.50K | SH | $5.7K 1.78% | 126.50K | 0.00 | 0.00 |
INTERACTIVE BROKERS GROUP INSOLE | COM CL A | 49.18K | SH | $5.5K 1.72% | 49.18K | 0.00 | 0.00 |
BAIDU INCSOLE | SPON ADR REP A | 26.79K | SH | $5.5K 1.72% | 26.79K | 0.00 | 0.00 |
SS&C TECHNOLOGIES HLDGS INCSOLE | COM | 69.57K | SH | $5.3K 1.67% | 69.57K | 0.00 | 0.00 |
PELOTON INTERACTIVE INCSOLE | CL A COM | 337.09K | SH | $5.2K 1.62% | 337.09K | 0.00 | 0.00 |
MORGAN STANLEY EMERGING MKTSSOLE | COM | 761.93K | SH | $4.7K 1.46% | 761.93K | 0.00 | 0.00 |
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