Filed: 2/10/2023ACC: 0001706164-23-000001
📋 What this filing means
PENDERFUND CAPITAL MANAGEMENT LTD. filed this quarterly 13F‑HR report disclosing 140 equity positions with a total reported market value of $335.4K. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
140
Positions
$335.4K
Total AUM (reported)
154.06M
Total Shares
Allocation by class
COM$95.5K28.5%
COM NEW$29.8K8.9%
NOTE 9.000% 8/0$25.2K7.5%
NOTE 4.750% 5/0$18.6K5.6%
NOTE 4.500% 2/1$16.9K5.0%
NOTE 4.000%11/1$15.9K4.7%
NOTE 0.375% 1/1 ADDED$14.4K4.3%
Portfolio Concentration
Top 3$60.8K18.1%
4–10$88.1K26.3%
11–25$93.5K27.9%
Rest$93.0K27.7%
Top 3 weight
18.1%
Top 10 weight
44.4%
Voting Authority Distribution
Total shares with voting rights: 154.06M
Sole
Full voting authority
154.06M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole140
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings140
Rows:
FORUM ENERGY TECHNOLOGIES IN
SOLEShares17M
TypePRN
Market value$25.2K
7.53%
Sole
17M
Shared
0.00
None
0.00
PARATEK PHARMACEUTICALS INC
SOLEShares15.51M
TypePRN
Market value$18.6K
5.56%
Sole
15.51M
Shared
0.00
None
0.00
OPKO HEALTH INC
SOLEShares14M
TypePRN
Market value$16.9K
5.03%
Sole
14M
Shared
0.00
None
0.00
ESPERION THERAPEUTICS INC NE
SOLEShares21.10M
TypePRN
Market value$15.9K
4.73%
Sole
21.10M
Shared
0.00
None
0.00
SANGOMA TECHNOLOGIES CORP
SOLEShares2.38M
TypeSH
Market value$15.1K
4.51%
Sole
2.38M
Shared
0.00
None
0.00
FIRST MAJESTIC SILVER CORP
SOLEShares12.50M
TypePRN
Market value$14.4K
4.29%
Sole
12.50M
Shared
0.00
None
0.00
INTERCEPT PHARMACEUTICALS IN
SOLEShares11.79M
TypePRN
Market value$12.0K
3.59%
Sole
11.79M
Shared
0.00
None
0.00
EVENTBRITE INC
SOLEShares12.50M
TypePRN
Market value$11.8K
3.52%
Sole
12.50M
Shared
0.00
None
0.00
BANDWIDTH INC
SOLEShares11M
TypePRN
Market value$9.4K
2.81%
Sole
11M
Shared
0.00
None
0.00
MAXAR TECHNOLOGIES INC
SOLEShares134.72K
TypeSH
Market value$9.4K
2.81%
Sole
134.72K
Shared
0.00
None
0.00
BURFORD CAP LTD
SOLEShares827.77K
TypeSH
Market value$9.1K
2.72%
Sole
827.77K
Shared
0.00
None
0.00
PAR TECHNOLOGY CORP
SOLEShares229.88K
TypeSH
Market value$8.1K
2.42%
Sole
229.88K
Shared
0.00
None
0.00
KKR & CO INC
SOLEShares125.29K
TypeSH
Market value$7.9K
2.35%
Sole
125.29K
Shared
0.00
None
0.00
ABRDN ASIA PACIFIC INCOME FU
SOLEShares2.16M
TypeSH
Market value$7.7K
2.29%
Sole
2.16M
Shared
0.00
None
0.00
SS&C TECHNOLOGIES HLDGS INC
SOLEShares90.38K
TypeSH
Market value$6.4K
1.90%
Sole
90.38K
Shared
0.00
None
0.00
ZILLOW GROUP INC
SOLEShares143.68K
TypeSH
Market value$6.3K
1.87%
Sole
143.68K
Shared
0.00
None
0.00
SSR MNG INC
SOLEShares4M
TypePRN
Market value$6.1K
1.82%
Sole
4M
Shared
0.00
None
0.00
BAIDU INC
SOLEShares35.58K
TypeSH
Market value$5.5K
1.64%
Sole
35.58K
Shared
0.00
None
0.00
ANTERIX INC
SOLEShares126.50K
TypeSH
Market value$5.5K
1.64%
Sole
126.50K
Shared
0.00
None
0.00
AVIAT NETWORKS INC
SOLEShares129.52K
TypeSH
Market value$5.5K
1.63%
Sole
129.52K
Shared
0.00
None
0.00
INTERACTIVE BROKERS GROUP IN
SOLEShares53.97K
TypeSH
Market value$5.3K
1.58%
Sole
53.97K
Shared
0.00
None
0.00
DOCEBO INC
SOLEShares117.82K
TypeSH
Market value$5.3K
1.57%
Sole
117.82K
Shared
0.00
None
0.00
WESTERN ASSET EMERGING MKTS
SOLEShares409.81K
TypeSH
Market value$5.1K
1.51%
Sole
409.81K
Shared
0.00
None
0.00
EGAIN CORP
SOLEShares405.06K
TypeSH
Market value$5.0K
1.48%
Sole
405.06K
Shared
0.00
None
0.00
NUVEEN MUNICIPAL CREDIT INC
SOLEShares300K
TypeSH
Market value$4.9K
1.46%
Sole
300K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
FORUM ENERGY TECHNOLOGIES INSOLE | NOTE 9.000% 8/0 | 17M | PRN | $25.2K 7.53% | 17M | 0.00 | 0.00 |
PARATEK PHARMACEUTICALS INCSOLE | NOTE 4.750% 5/0 | 15.51M | PRN | $18.6K 5.56% | 15.51M | 0.00 | 0.00 |
OPKO HEALTH INCSOLE | NOTE 4.500% 2/1 | 14M | PRN | $16.9K 5.03% | 14M | 0.00 | 0.00 |
ESPERION THERAPEUTICS INC NESOLE | NOTE 4.000%11/1 | 21.10M | PRN | $15.9K 4.73% | 21.10M | 0.00 | 0.00 |
SANGOMA TECHNOLOGIES CORPSOLE | COM NEW | 2.38M | SH | $15.1K 4.51% | 2.38M | 0.00 | 0.00 |
FIRST MAJESTIC SILVER CORPSOLE | NOTE 0.375% 1/1 ADDED | 12.50M | PRN | $14.4K 4.29% | 12.50M | 0.00 | 0.00 |
INTERCEPT PHARMACEUTICALS INSOLE | NOTE 2.000% 5/1 | 11.79M | PRN | $12.0K 3.59% | 11.79M | 0.00 | 0.00 |
EVENTBRITE INCSOLE | NOTE 0.750% 9/1 | 12.50M | PRN | $11.8K 3.52% | 12.50M | 0.00 | 0.00 |
BANDWIDTH INCSOLE | NOTE 0.500% 4/0 | 11M | PRN | $9.4K 2.81% | 11M | 0.00 | 0.00 |
MAXAR TECHNOLOGIES INCSOLE | COM | 134.72K | SH | $9.4K 2.81% | 134.72K | 0.00 | 0.00 |
BURFORD CAP LTDSOLE | ORD SHS | 827.77K | SH | $9.1K 2.72% | 827.77K | 0.00 | 0.00 |
PAR TECHNOLOGY CORPSOLE | COM | 229.88K | SH | $8.1K 2.42% | 229.88K | 0.00 | 0.00 |
KKR & CO INCSOLE | COM | 125.29K | SH | $7.9K 2.35% | 125.29K | 0.00 | 0.00 |
ABRDN ASIA PACIFIC INCOME FUSOLE | COM | 2.16M | SH | $7.7K 2.29% | 2.16M | 0.00 | 0.00 |
SS&C TECHNOLOGIES HLDGS INCSOLE | COM | 90.38K | SH | $6.4K 1.90% | 90.38K | 0.00 | 0.00 |
ZILLOW GROUP INCSOLE | CL C CAP STK | 143.68K | SH | $6.3K 1.87% | 143.68K | 0.00 | 0.00 |
SSR MNG INCSOLE | NOTE 2.500% 4/0 | 4M | PRN | $6.1K 1.82% | 4M | 0.00 | 0.00 |
BAIDU INCSOLE | SPON ADR REP A | 35.58K | SH | $5.5K 1.64% | 35.58K | 0.00 | 0.00 |
ANTERIX INCSOLE | COM | 126.50K | SH | $5.5K 1.64% | 126.50K | 0.00 | 0.00 |
AVIAT NETWORKS INCSOLE | COM NEW | 129.52K | SH | $5.5K 1.63% | 129.52K | 0.00 | 0.00 |
INTERACTIVE BROKERS GROUP INSOLE | COM CL A | 53.97K | SH | $5.3K 1.58% | 53.97K | 0.00 | 0.00 |
DOCEBO INCSOLE | COM | 117.82K | SH | $5.3K 1.57% | 117.82K | 0.00 | 0.00 |
WESTERN ASSET EMERGING MKTSSOLE | COM | 409.81K | SH | $5.1K 1.51% | 409.81K | 0.00 | 0.00 |
EGAIN CORPSOLE | COM NEW | 405.06K | SH | $5.0K 1.48% | 405.06K | 0.00 | 0.00 |
NUVEEN MUNICIPAL CREDIT INCSOLE | COM SH BEN INT | 300K | SH | $4.9K 1.46% | 300K | 0.00 | 0.00 |
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