Filed: 11/14/2022ACC: 0001706164-22-000004
📋 What this filing means
PENDERFUND CAPITAL MANAGEMENT LTD. filed this quarterly 13F‑HR report disclosing 179 equity positions with a total reported market value of $319.7K. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
179
Positions
$319.7K
Total AUM (reported)
129.86M
Total Shares
Allocation by class
COM$91.4K28.6%
COM NEW$28.1K8.8%
NOTE 4.000%11/1$23.7K7.4%
NOTE 9.000% 8/0$23.1K7.2%
NOTE 4.750% 5/0$19.6K6.1%
NOTE 4.500% 2/1$13.2K4.1%
NOTE 2.000% 5/1$12.4K3.9%
Portfolio Concentration
Top 3$66.4K20.8%
4–10$77.7K24.3%
11–25$94.1K29.4%
Rest$81.4K25.5%
Top 3 weight
20.8%
Top 10 weight
45.1%
Voting Authority Distribution
Total shares with voting rights: 129.86M
Sole
Full voting authority
129.86M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole179
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings179
Rows:
ESPERION THERAPEUTICS INC NE
SOLEShares29.68M
TypePRN
Market value$23.7K
7.42%
Sole
29.68M
Shared
0.00
None
0.00
FORUM ENERGY TECHNOLOGIES IN
SOLEShares17.12M
TypePRN
Market value$23.1K
7.23%
Sole
17.12M
Shared
0.00
None
0.00
PARATEK PHARMACEUTICALS INC
SOLEShares15.51M
TypePRN
Market value$19.6K
6.13%
Sole
15.51M
Shared
0.00
None
0.00
OPKO HEALTH INC
SOLEShares10M
TypePRN
Market value$13.2K
4.12%
Sole
10M
Shared
0.00
None
0.00
INTERCEPT PHARMACEUTICALS IN
SOLEShares11.79M
TypePRN
Market value$12.4K
3.89%
Sole
11.79M
Shared
0.00
None
0.00
SFL CORPORATION LTD
SOLEShares8.66M
TypePRN
Market value$11.9K
3.73%
Sole
8.66M
Shared
0.00
None
0.00
SANGOMA TECHNOLOGIES CORP
SOLEShares1.59M
TypeSH
Market value$11.5K
3.60%
Sole
1.59M
Shared
0.00
None
0.00
PAR TECHNOLOGY CORP
SOLEShares251.31K
TypeSH
Market value$10.3K
3.21%
Sole
251.31K
Shared
0.00
None
0.00
BURFORD CAP LTD
SOLEShares952.18K
TypeSH
Market value$9.9K
3.09%
Sole
952.18K
Shared
0.00
None
0.00
TEXAS PACIFIC LAND CORPORATI
SOLEShares3.50K
TypeSH
Market value$8.6K
2.69%
Sole
3.50K
Shared
0.00
None
0.00
D-WAVE QUANTUM INC
SOLEShares747.84K
TypeSH
Market value$8.1K
2.55%
Sole
747.84K
Shared
0.00
None
0.00
BAIDU INC
SOLEShares48.11K
TypeSH
Market value$7.8K
2.44%
Sole
48.11K
Shared
0.00
None
0.00
KKR & CO INC
SOLEShares126.66K
TypeSH
Market value$7.5K
2.35%
Sole
126.66K
Shared
0.00
None
0.00
MAXAR TECHNOLOGIES INC
SOLEShares288.33K
TypeSH
Market value$7.5K
2.33%
Sole
288.33K
Shared
0.00
None
0.00
ZILLOW GROUP INC
SOLEShares186.06K
TypeSH
Market value$7.4K
2.30%
Sole
186.06K
Shared
0.00
None
0.00
INTERACTIVE BROKERS GROUP IN
SOLEShares74.15K
TypeSH
Market value$6.5K
2.05%
Sole
74.15K
Shared
0.00
None
0.00
ANTERIX INC
SOLEShares126.50K
TypeSH
Market value$6.2K
1.95%
Sole
126.50K
Shared
0.00
None
0.00
SS&C TECHNOLOGIES HLDGS INC
SOLEShares93.64K
TypeSH
Market value$6.2K
1.93%
Sole
93.64K
Shared
0.00
None
0.00
JD.COM INC
SOLEShares88.31K
TypeSH
Market value$6.1K
1.92%
Sole
88.31K
Shared
0.00
None
0.00
SSR MNG INC
SOLEShares4M
TypePRN
Market value$6.0K
1.89%
Sole
4M
Shared
0.00
None
0.00
AVIAT NETWORKS INC
SOLEShares141.22K
TypeSH
Market value$5.3K
1.67%
Sole
141.22K
Shared
0.00
None
0.00
TRICIDA INC
SOLEShares6.66M
TypePRN
Market value$5.1K
1.59%
Sole
6.66M
Shared
0.00
None
0.00
ABRDN ASIA PACIFIC INCOME FU
SOLEShares1.46M
TypeSH
Market value$5.1K
1.59%
Sole
1.46M
Shared
0.00
None
0.00
EGAIN CORP
SOLEShares458.43K
TypeSH
Market value$4.7K
1.46%
Sole
458.43K
Shared
0.00
None
0.00
TABULA RASA HEALTHCARE INC
SOLEShares4M
TypePRN
Market value$4.5K
1.40%
Sole
4M
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
ESPERION THERAPEUTICS INC NESOLE | NOTE 4.000%11/1 | 29.68M | PRN | $23.7K 7.42% | 29.68M | 0.00 | 0.00 |
FORUM ENERGY TECHNOLOGIES INSOLE | NOTE 9.000% 8/0 | 17.12M | PRN | $23.1K 7.23% | 17.12M | 0.00 | 0.00 |
PARATEK PHARMACEUTICALS INCSOLE | NOTE 4.750% 5/0 | 15.51M | PRN | $19.6K 6.13% | 15.51M | 0.00 | 0.00 |
OPKO HEALTH INCSOLE | NOTE 4.500% 2/1 | 10M | PRN | $13.2K 4.12% | 10M | 0.00 | 0.00 |
INTERCEPT PHARMACEUTICALS INSOLE | NOTE 2.000% 5/1 | 11.79M | PRN | $12.4K 3.89% | 11.79M | 0.00 | 0.00 |
SFL CORPORATION LTDSOLE | NOTE 4.875% 5/0 | 8.66M | PRN | $11.9K 3.73% | 8.66M | 0.00 | 0.00 |
SANGOMA TECHNOLOGIES CORPSOLE | COM NEW | 1.59M | SH | $11.5K 3.60% | 1.59M | 0.00 | 0.00 |
PAR TECHNOLOGY CORPSOLE | COM | 251.31K | SH | $10.3K 3.21% | 251.31K | 0.00 | 0.00 |
BURFORD CAP LTDSOLE | ORD SHS | 952.18K | SH | $9.9K 3.09% | 952.18K | 0.00 | 0.00 |
TEXAS PACIFIC LAND CORPORATISOLE | COM | 3.50K | SH | $8.6K 2.69% | 3.50K | 0.00 | 0.00 |
D-WAVE QUANTUM INCSOLE | COM ADDED | 747.84K | SH | $8.1K 2.55% | 747.84K | 0.00 | 0.00 |
BAIDU INCSOLE | SPON ADR REP A | 48.11K | SH | $7.8K 2.44% | 48.11K | 0.00 | 0.00 |
KKR & CO INCSOLE | COM | 126.66K | SH | $7.5K 2.35% | 126.66K | 0.00 | 0.00 |
MAXAR TECHNOLOGIES INCSOLE | COM | 288.33K | SH | $7.5K 2.33% | 288.33K | 0.00 | 0.00 |
ZILLOW GROUP INCSOLE | CL C CAP STK | 186.06K | SH | $7.4K 2.30% | 186.06K | 0.00 | 0.00 |
INTERACTIVE BROKERS GROUP INSOLE | COM CL A | 74.15K | SH | $6.5K 2.05% | 74.15K | 0.00 | 0.00 |
ANTERIX INCSOLE | COM | 126.50K | SH | $6.2K 1.95% | 126.50K | 0.00 | 0.00 |
SS&C TECHNOLOGIES HLDGS INCSOLE | COM | 93.64K | SH | $6.2K 1.93% | 93.64K | 0.00 | 0.00 |
JD.COM INCSOLE | SPON ADR CL A | 88.31K | SH | $6.1K 1.92% | 88.31K | 0.00 | 0.00 |
SSR MNG INCSOLE | NOTE 2.500% 4/0 | 4M | PRN | $6.0K 1.89% | 4M | 0.00 | 0.00 |
AVIAT NETWORKS INCSOLE | COM NEW | 141.22K | SH | $5.3K 1.67% | 141.22K | 0.00 | 0.00 |
TRICIDA INCSOLE | NOTE 3.500% 5/1 | 6.66M | PRN | $5.1K 1.59% | 6.66M | 0.00 | 0.00 |
ABRDN ASIA PACIFIC INCOME FUSOLE | COM | 1.46M | SH | $5.1K 1.59% | 1.46M | 0.00 | 0.00 |
EGAIN CORPSOLE | COM NEW | 458.43K | SH | $4.7K 1.46% | 458.43K | 0.00 | 0.00 |
TABULA RASA HEALTHCARE INCSOLE | NOTE 1.750% 2/1 | 4M | PRN | $4.5K 1.40% | 4M | 0.00 | 0.00 |
Page 1 of 8
…