PENA MARIANI MARIA ALEJANDRA (SVP-Marketing) reported 2 transactions at CASTLE BRANDS INC
Review the transaction codes below to understand the nature of each event.
Filed: 10/9/2019ACC: 0001209191-19-052877
Officer· SVP-Marketing
Since Apr 2019
-490.19K
Net shares
Net seller
$409.8K
Total sold
0
Open market trades
0B · 0S
4
Total transactions
490.19K disposed
Non-Derivative Transactions2
Common Stock
Direct
Shares
−153.94K
Price / share
$1.27
Trade value
$195.51K
% of position
47.7%
10/8/2019
322.69K→168.75K
Common Stock
Direct
Shares
−168.75K
Price / share
$1.27
Trade value
$214.31K
% of position
New position
10/8/2019
168.75K→0.00
Total
Net shares
−322.69K
Net value
-$409.82K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 10/8/2019 | U · U | −153.94K | $1.27 | $195.51K | 47.7% | 322.69K | 168.75K |
| Common Stock Direct | 10/8/2019 | D · Disposition | −168.75K | $1.27 | $214.31K | New position | 168.75K | 0.00 |
| Total | −322.69K | -$409.82K | ||||||
Derivative Transactions2
Stock Option (Right to Buy)
Direct
Converts to
Common Stock
125K shares
Shares
−125K
Strike price
1.67
Held after
0.00
Exercisable
—
10/8/2019
Stock Option (Right to Buy)
Direct
Converts to
Common Stock
42.50K shares
Shares
−42.50K
Strike price
0.90
Held after
0.00
Exercisable
—
10/8/2019
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) Direct | Common Stock125K shares | 10/8/2019 | D · Disposition | −125K | 1.67 | — | 0.00 |
| Stock Option (Right to Buy) Direct | Common Stock42.50K shares | 10/8/2019 | D · Disposition | −42.50K | 0.90 | — | 0.00 |