PENA MARIANI MARIA ALEJANDRA (SVP-Marketing) exercised options at CASTLE BRANDS INC
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 10/1/2019ACC: 0001209191-19-051411
Officer· SVP-Marketing
Since Apr 2019
0.00
Net shares
Net seller
$2.8K
Total acquired
0
Open market trades
0B · 0S
2
Total transactions
10.88K acquired · 10.88K disposed
Non-Derivative Transactions1
Common Stock
Direct
Shares
+10.88K
Price / share
$0.26
Trade value
$2.83K
% of position
5.4%
9/27/2019
201.99K→212.87K
Total
Net shares
+10.88K
Net value
$2.83K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 9/27/2019 | M · Option Exercise | +10.88K | $0.26 | $2.83K | 5.4% | 201.99K | 212.87K |
| Total | +10.88K | $2.83K | ||||||
Derivative Transactions1
Stock Option (Right to Buy)
Direct
Converts to
Common Stock
10.88K shares
Shares
−10.88K
Strike price
0.26
Held after
14.13K
Exercisable
—
9/27/2019
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) Direct | Common Stock10.88K shares | 9/27/2019 | M · Option Exercise | −10.88K | 0.26 | — | 14.13K |