PENA LUIS C.

PrivateCIK: 1620548
Location

REDWOOD CITY, CA

PENA LUIS C. (Chief Development Officer) reported 1 transaction at DERMIRA, INC.

Review the transaction codes below to understand the nature of each event.

InsiderPENA LUIS C.CIK 1620548
IssuerDERMIRA, INC.CIK 1557883
Officer· Chief Development Officer
Since Aug 2018
-573.94K
Net shares
Net seller
$341.9K
Total sold
0
Open market trades
0B · 0S
15
Total transactions
573.94K disposed
Non-Derivative Transactions1

Common Stock

Direct
D · Disposition

Shares

18.23K

Price / share

$18.75

Trade value

$341.87K

% of position

New position
2/20/2020
18.23K0.00
Total

Net shares

18.23K

Net value

-$341.87K

Derivative Transactions14

Stock Options (Right to buy)

Direct
D · Disposition
Converts to

Common Stock

88.25K shares

Shares

88.25K

Strike price

0.986

Held after

0.00

Exercisable

2/20/2020

Stock Options (Right to buy)

Direct
D · Disposition
Converts to

Common Stock

32.51K shares

Shares

32.51K

Strike price

1.218

Held after

0.00

Exercisable

2/20/2020

Employee Stock Options (Right to buy)

Direct
D · Disposition
Converts to

Common Stock

71.40K shares

Shares

71.40K

Strike price

1.74

Held after

0.00

Exercisable

2/20/2020

Stock Options (Right to buy)

Direct
D · Disposition
Converts to

Common Stock

17.06K shares

Shares

17.06K

Strike price

16.00

Held after

0.00

Exercisable

2/20/2020

Stock Options (Right to buy)

Direct
D · Disposition
Converts to

Common Stock

50.18K shares

Shares

50.18K

Strike price

16.00

Held after

0.00

Exercisable

2/20/2020

Stock Options (Right to buy)

Direct
D · Disposition
Converts to

Common Stock

60K shares

Shares

60K

Strike price

26.37

Held after

0.00

Exercisable

2/20/2020

Employee Stock Options (Right to buy)

Direct
D · Disposition
Converts to

Common Stock

10K shares

Shares

10K

Strike price

26.37

Held after

0.00

Exercisable

2/20/2020

Employee Stock Options (Right to buy)

Direct
D · Disposition
Converts to

Common Stock

48.75K shares

Shares

48.75K

Strike price

33.84

Held after

0.00

Exercisable

2/20/2020

Employee Stock Options (Right to buy)

Direct
D · Disposition
Converts to

Common Stock

63.75K shares

Shares

63.75K

Strike price

28.25

Held after

0.00

Exercisable

2/20/2020

Employee Stock Options (Right to buy)

Direct
D · Disposition
Converts to

Common Stock

65K shares

Shares

65K

Strike price

7.42

Held after

0.00

Exercisable

2/20/2020

Restricted Stock Unit

Direct
D · Disposition
Converts to

Common Stock

2.44K shares

Shares

2.44K

Strike price

Held after

0.00

Exercisable

2/20/2020

Restricted Stock Unit

Direct
D · Disposition
Converts to

Common Stock

6.38K shares

Shares

6.38K

Strike price

Held after

0.00

Exercisable

2/20/2020

Restricted Stock Unit

Direct
D · Disposition
Converts to

Common Stock

25K shares

Shares

25K

Strike price

Held after

0.00

Exercisable

2/20/2020

Restricted Stock Unit

Direct
D · Disposition
Converts to

Common Stock

15K shares

Shares

15K

Strike price

Held after

0.00

Exercisable

2/20/2020
PENA LUIS C. — Insider Transaction (Form 4) Filed Feb 24, 2020 | Finecho