PENA LUIS C. (Chief Development Officer) sold 57.6% of their position (23.42K shares) of DERMIRA, INC. on the open market

Open‑market sale worth $200.0K — a major position exit. Review remaining holdings and any 10b5‑1 plan disclosures.

S · 1 sale

PENA LUIS C.

Filed: 8/19/2019ACC: 0001562180-19-004393

InsiderPENA LUIS C.CIK 1620548

→

IssuerDERMIRA, INC.CIK 1557883

Officer· Chief Development Officer

Since Aug 2018

-27.70K

Net shares

Net seller

$233.8K

Total sold

Open market trades

0B · 1S

Total transactions

12.20K acquired · 39.90K disposed

Non-Derivative Transactions8

Common Stock

Direct

M · Option Exercise

+3.19K

Price / share

—

Trade value

—

% of position

9.8%

8/15/2019

32.70K→35.89K

Common Stock

Direct

M · Option Exercise

+3K

Price / share

—

Trade value

—

% of position

8.4%

8/15/2019

35.89K→38.89K

Common Stock

Direct

M · Option Exercise

+2.44K

Price / share

—

Trade value

—

% of position

6.3%

8/15/2019

38.89K→41.33K

Common Stock

Direct

F · Tax Withholding

−1.21K

Price / share

$7.91

Trade value

$9.56K

% of position

2.9%

8/15/2019

41.33K→40.12K

Common Stock

Direct

F · Tax Withholding

−1.49K

Price / share

$7.91

Trade value

$11.77K

% of position

3.7%

8/15/2019

40.12K→38.63K

Common Stock

Direct

F · Tax Withholding

−1.58K

Price / share

$7.91

Trade value

$12.51K

% of position

4.1%

8/15/2019

38.63K→37.05K

Common Stock

Direct

M · Option Exercise

+3.58K

Price / share

$0.99

Trade value

$3.53K

% of position

9.7%

8/19/2019

37.05K→40.63K

Common Stock

Direct

S · Sale

−23.42K

Price / share

$8.54

Trade value

$200K

% of position

57.6%

8/19/2019

40.63K→17.21K

Total

Net shares

−15.49K

Net value

-$230.32K

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Common Stock Direct	8/15/2019	M · Option Exercise	+3.19K	—	—	9.8%	32.70K	35.89K
Common Stock Direct	8/15/2019	M · Option Exercise	+3K	—	—	8.4%	35.89K	38.89K
Common Stock Direct	8/15/2019	M · Option Exercise	+2.44K	—	—	6.3%	38.89K	41.33K
Common Stock Direct	8/15/2019	F · Tax Withholding	−1.21K	$7.91	$9.56K	2.9%	41.33K	40.12K
Common Stock Direct	8/15/2019	F · Tax Withholding	−1.49K	$7.91	$11.77K	3.7%	40.12K	38.63K
Common Stock Direct	8/15/2019	F · Tax Withholding	−1.58K	$7.91	$12.51K	4.1%	38.63K	37.05K
Common Stock Direct	8/19/2019	M · Option Exercise	+3.58K	$0.99	$3.53K	9.7%	37.05K	40.63K
Common Stock Direct	8/19/2019	S · Sale	−23.42K	$8.54	$200K	57.6%	40.63K	17.21K
Total			−15.49K		-$230.32K

Derivative Transactions4

Restricted Stock Unit

Direct

M · Option Exercise

Converts to

Common Stock

2.44K shares

−2.44K

Strike price

Held after

2.44K

Exercisable

—

8/15/2019

Restricted Stock Unit

Direct

M · Option Exercise

Converts to

Common Stock

3.19K shares

−3.19K

Strike price

Held after

6.38K

Exercisable

—

8/15/2019

Restricted Stock Unit

Direct

M · Option Exercise

Converts to

Common Stock

3K shares

−3K

Strike price

Held after

0.00

Exercisable

—

8/15/2019

Employee Stock Options (Right to buy)

Direct

M · Option Exercise

Converts to

Common Stock

3.58K shares

−3.58K

Strike price

0.986

Held after

88.25K

Exercisable

—

8/19/2019

Security	Converts To	Date	Type	Shares	Strike Price	Exercisable	Held After
Restricted Stock Unit Direct	Common Stock2.44K shares	8/15/2019	M · Option Exercise	−2.44K		—	2.44K
Restricted Stock Unit Direct	Common Stock3.19K shares	8/15/2019	M · Option Exercise	−3.19K		—	6.38K
Restricted Stock Unit Direct	Common Stock3K shares	8/15/2019	M · Option Exercise	−3K		—	0.00
Employee Stock Options (Right to buy) Direct	Common Stock3.58K shares	8/19/2019	M · Option Exercise	−3.58K	0.986	—	88.25K