PENA FEDERICO F

PrivateCIK: 1166862

Location

DES MOINES, IA

PENA FEDERICO F reported 4 transactions at SONIC CORP

Review the transaction codes below to understand the nature of each event.

PENA FEDERICO F

Filed: 12/10/2018ACC: 0001567619-18-007611

InsiderPENA FEDERICO FCIK 1166862

→

IssuerSONIC CORPCIK 868611

Director

Since Oct 2018

-76.75K

Net shares

Net seller

$1.08M

Total sold

0

Open market trades

0B · 0S

11

Total transactions

76.75K disposed

Non-Derivative Transactions4

Common Stock

Indirect

G · Gift

Shares

−2.31K

Price / share

—

Trade value

—

% of position

6.7%

10/11/2018

34.50K→32.19K

Common Stock

Indirect

G · Gift

Shares

−2.07K

Price / share

—

Trade value

—

% of position

6.4%

10/19/2018

32.19K→30.12K

Common Stock

Indirect

G · Gift

Shares

−5.29K

Price / share

—

Trade value

—

% of position

17.6%

12/4/2018

30.12K→24.83K

Common Stock

Indirect

D · Disposition

Shares

−24.83K

Price / share

$43.50

Trade value

$1.08M

% of position

New position

12/7/2018

24.83K→0.00

Total

Net shares

−34.50K

Net value

-$1.08M

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Common Stock Indirect	10/11/2018	G · Gift	−2.31K	—	—	6.7%	34.50K	32.19K
Common Stock Indirect	10/19/2018	G · Gift	−2.07K	—	—	6.4%	32.19K	30.12K
Common Stock Indirect	12/4/2018	G · Gift	−5.29K	—	—	17.6%	30.12K	24.83K
Common Stock Indirect	12/7/2018	D · Disposition	−24.83K	$43.50	$1.08M	New position	24.83K	0.00
Total			−34.50K		-$1.08M

Derivative Transactions7

Restricted Stock Units

Direct

D · Disposition

Converts to

Common Stock

2.03K shares

Shares

−2.03K

Strike price

0

Held after

0.00

Exercisable

—

12/7/2018

Non-qualified stock options (right to buy)

Direct

D · Disposition

Converts to

Common Stock

9.16K shares

Shares

−9.16K

Strike price

11.07

Held after

0.00

Exercisable

—

12/7/2018

Non-qualified stock options (right to buy)

Direct

D · Disposition

Converts to

Common Stock

6.22K shares

Shares

−6.22K

Strike price

20.58

Held after

0.00

Exercisable

—

12/7/2018

Non-qualified stock options (right to buy)

Direct

D · Disposition

Converts to

Common Stock

4.78K shares

Shares

−4.78K

Strike price

31.29

Held after

0.00

Exercisable

—

12/7/2018

Non-qualified stock options (right to buy)

Direct

D · Disposition

Converts to

Common Stock

5.14K shares

Shares

−5.14K

Strike price

29.37

Held after

0.00

Exercisable

—

12/7/2018

Non-qualified stock options (right to buy)

Direct

D · Disposition

Converts to

Common Stock

6.67K shares

Shares

−6.67K

Strike price

25.4

Held after

0.00

Exercisable

—

12/7/2018

Non-qualified stock options (right to buy)

Direct

D · Disposition

Converts to

Common Stock

8.24K shares

Shares

−8.24K

Strike price

25.84

Held after

0.00

Exercisable

—

12/7/2018

Security	Converts To	Date	Type	Shares	Strike Price	Exercisable	Held After
Restricted Stock Units Direct	Common Stock2.03K shares	12/7/2018	D · Disposition	−2.03K	0	—	0.00
Non-qualified stock options (right to buy) Direct	Common Stock9.16K shares	12/7/2018	D · Disposition	−9.16K	11.07	—	0.00
Non-qualified stock options (right to buy) Direct	Common Stock6.22K shares	12/7/2018	D · Disposition	−6.22K	20.58	—	0.00
Non-qualified stock options (right to buy) Direct	Common Stock4.78K shares	12/7/2018	D · Disposition	−4.78K	31.29	—	0.00
Non-qualified stock options (right to buy) Direct	Common Stock5.14K shares	12/7/2018	D · Disposition	−5.14K	29.37	—	0.00
Non-qualified stock options (right to buy) Direct	Common Stock6.67K shares	12/7/2018	D · Disposition	−6.67K	25.4	—	0.00
Non-qualified stock options (right to buy) Direct	Common Stock8.24K shares	12/7/2018	D · Disposition	−8.24K	25.84	—	0.00

PENA FEDERICO F — Insider Transaction (Form 4) Filed Dec 10, 2018 | Finecho