PELOWSKI KEN exercised options at AQUANTIA CORP
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 8/22/2018ACC: 0000899243-18-023100
-44.94K
Net shares
Net seller
$600.0K
Total sold
0
Open market trades
0B · 0S
3
Total transactions
64.66K acquired · 109.60K disposed
Non-Derivative Transactions2
Common Stock
Indirect
Shares
+64.66K
Price / share
$9.28
Trade value
$600K
% of position
22.3%
7/30/2018
289.61K→354.26K
Common Stock
Indirect
Shares
−44.94K
Price / share
$13.35
Trade value
$600K
% of position
12.7%
7/30/2018
354.26K→309.32K
Total
Net shares
+19.71K
Net value
-$4.00
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Indirect | 7/30/2018 | M · Option Exercise | +64.66K | $9.28 | $600K | 22.3% | 289.61K | 354.26K |
| Common Stock Indirect | 7/30/2018 | F · Tax Withholding | −44.94K | $13.35 | $600K | 12.7% | 354.26K | 309.32K |
| Total | +19.71K | -$4.00 | ||||||
Derivative Transactions1
Common Stock Warrant (Right to Buy)
Indirect
Converts to
Common Stock
64.66K shares
Shares
−64.66K
Strike price
9.28
Held after
0.00
Exercisable
—
7/30/2018
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Common Stock Warrant (Right to Buy) Indirect | Common Stock64.66K shares | 7/30/2018 | M · Option Exercise | −64.66K | 9.28 | — | 0.00 |
Non-Derivative Holdings (Post-Transaction)1
Common Stock
DirectShares owned8.53K
Total
8.53K direct8.53K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 8.53K | Direct |
| Total | 8.53K | 8.53K direct |
Derivative Holdings (Post-Transaction)0
No derivative holdings reported