PEIZER TERREN S

Filed: 6/5/2024ACC: 0001104659-24-068774

InsiderPEIZER TERREN SCIK 904534

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IssuerONTRAK, INC.CIK 1136174

DirectorOfficer10% Owner· Chairman & CEO

Since Aug 2018

+63.49M

Net shares

Net buyer

$0.00

Total acquired

Open market trades

0B · 0S

Total transactions

97.61M acquired · 34.12M disposed

Non-Derivative Transactions0

No non-derivative transactions reported

Derivative Transactions18

Senior Secured Convertible Promissory Note

Indirect

P · Purchase

Converts to

Common Stock

+N/A

Strike price

Held after

N/A

Exercisable

—

6/2/2024

Senior Secured Convertible Promissory Note

Indirect

P · Purchase

Converts to

Common Stock

+N/A

Strike price

Held after

N/A

Exercisable

—

6/2/2024

Senior Secured Convertible Note

Indirect

H · H

Converts to

Common Stock

−N/A

Strike price

0.6

Held after

0.00

Exercisable

—

6/2/2024

Senior Secured Convertible Note

Indirect

J · J

Converts to

Common Stock

+N/A

Strike price

0.12

Held after

N/A

Exercisable

—

6/2/2024

Senior Secured Convertible Promissory Note

Indirect

P · Purchase

Converts to

Common Stock

+N/A

Strike price

Held after

N/A

Exercisable

—

6/5/2024

Common Stock Purchase Warrant

Indirect

J · J

Converts to

Common Stock

8.72M shares

+8.72M

Strike price

0.3442

Held after

8.72M

Exercisable

—

6/5/2024

Common Stock Purchase Warrant

Indirect

J · J

Converts to

Common Stock

11.28M shares

+11.28M

Strike price

0.266

Held after

11.28M

Exercisable

—

6/5/2024

Common Stock Purchase Warrant

Indirect

J · J

Converts to

Common Stock

11.54M shares

+11.54M

Strike price

0.26

Held after

11.54M

Exercisable

—

6/5/2024

Common Stock Purchase Warrant

Indirect

H · H

Converts to

Common Stock

1.85M shares

−1.85M

Strike price

0.9228

Held after

0.00

Exercisable

—

6/5/2024

Common Stock Purchase Warrant

Indirect

J · J

Converts to

Common Stock

4.96M shares

+4.96M

Strike price

0.3442

Held after

4.96M

Exercisable

—

6/5/2024

Common Stock Purchase Warrant

Indirect

H · H

Converts to

Common Stock

2.22M shares

−2.22M

Strike price

0.9228

Held after

0.00

Exercisable

—

6/5/2024

Common Stock Purchase Warrant

Indirect

J · J

Converts to

Common Stock

5.96M shares

+5.96M

Strike price

0.3442

Held after

5.96M

Exercisable

—

6/5/2024

Common Stock Purchase Warrant

Indirect

H · H

Converts to

Common Stock

1.48M shares

−1.48M

Strike price

0.9228

Held after

0.00

Exercisable

—

6/5/2024

Common Stock Purchase Warrant

Indirect

J · J

Converts to

Common Stock

3.97M shares

+3.97M

Strike price

0.3442

Held after

3.97M

Exercisable

—

6/5/2024

Common Stock Purchase Warrant

Indirect

H · H

Converts to

Common Stock

1.48M shares

−1.48M

Strike price

0.9228

Held after

0.00

Exercisable

—

6/5/2024

Common Stock Purchase Warrant

Indirect

J · J

Converts to

Common Stock

3.97M shares

+3.97M

Strike price

0.3442

Held after

3.97M

Exercisable

—

6/5/2024

Common Stock Purchase Warrant

Indirect

H · H

Converts to

Common Stock

27.08M shares

−27.08M

Strike price

0.6

Held after

0.00

Exercisable

—

6/5/2024

Common Stock Purchase Warrant

Indirect

J · J

Converts to

Common Stock

47.21M shares

+47.21M

Strike price

0.3442

Held after

47.21M

Exercisable

—

6/5/2024

Security	Converts To	Date	Type	Shares	Strike Price	Exercisable	Held After
Senior Secured Convertible Promissory Note Indirect	Common Stock	6/2/2024	P · Purchase	+N/A		—	N/A
Senior Secured Convertible Promissory Note Indirect	Common Stock	6/2/2024	P · Purchase	+N/A		—	N/A
Senior Secured Convertible Note Indirect	Common Stock	6/2/2024	H · H	−N/A	0.6	—	0.00
Senior Secured Convertible Note Indirect	Common Stock	6/2/2024	J · J	+N/A	0.12	—	N/A
Senior Secured Convertible Promissory Note Indirect	Common Stock	6/5/2024	P · Purchase	+N/A		—	N/A
Common Stock Purchase Warrant Indirect	Common Stock8.72M shares	6/5/2024	J · J	+8.72M	0.3442	—	8.72M
Common Stock Purchase Warrant Indirect	Common Stock11.28M shares	6/5/2024	J · J	+11.28M	0.266	—	11.28M
Common Stock Purchase Warrant Indirect	Common Stock11.54M shares	6/5/2024	J · J	+11.54M	0.26	—	11.54M
Common Stock Purchase Warrant Indirect	Common Stock1.85M shares	6/5/2024	H · H	−1.85M	0.9228	—	0.00
Common Stock Purchase Warrant Indirect	Common Stock4.96M shares	6/5/2024	J · J	+4.96M	0.3442	—	4.96M
Common Stock Purchase Warrant Indirect	Common Stock2.22M shares	6/5/2024	H · H	−2.22M	0.9228	—	0.00
Common Stock Purchase Warrant Indirect	Common Stock5.96M shares	6/5/2024	J · J	+5.96M	0.3442	—	5.96M
Common Stock Purchase Warrant Indirect	Common Stock1.48M shares	6/5/2024	H · H	−1.48M	0.9228	—	0.00
Common Stock Purchase Warrant Indirect	Common Stock3.97M shares	6/5/2024	J · J	+3.97M	0.3442	—	3.97M
Common Stock Purchase Warrant Indirect	Common Stock1.48M shares	6/5/2024	H · H	−1.48M	0.9228	—	0.00
Common Stock Purchase Warrant Indirect	Common Stock3.97M shares	6/5/2024	J · J	+3.97M	0.3442	—	3.97M
Common Stock Purchase Warrant Indirect	Common Stock27.08M shares	6/5/2024	H · H	−27.08M	0.6	—	0.00
Common Stock Purchase Warrant Indirect	Common Stock47.21M shares	6/5/2024	J · J	+47.21M	0.3442	—	47.21M