PEIZER TERREN S

PrivateCIK: 904534

Location

LOS ANGELES, CA

PEIZER TERREN S (Chairman & CEO) reported 1 transaction at ONTRAK, INC.

Review the transaction codes below to understand the nature of each event.

PEIZER TERREN S

Filed: 12/22/2023ACC: 0001104659-23-128890

InsiderPEIZER TERREN SCIK 904534

→

IssuerONTRAK, INC.CIK 1136174

DirectorOfficer10% Owner· Chairman & CEO

Since Aug 2018

+73.05M

Net shares

Net buyer

$5.42M

Total acquired

0

Open market trades

0B · 0S

7

Total transactions

91.11M acquired · 18.05M disposed

Non-Derivative Transactions1

Common Stock

Indirect

C · Conversion

Shares

+9.03M

Price / share

$0.60

Trade value

$5.42M

% of position

50.0%

12/20/2023

18.05M→27.08M

Total

Net shares

+9.03M

Net value

$5.42M

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Common Stock Indirect	12/20/2023	C · Conversion	+9.03M	$0.60	$5.42M	50.0%	18.05M	27.08M
Total			+9.03M		$5.42M

Derivative Transactions6

Common Stock Purchase Warrant

Indirect

H · H

Converts to

Common Stock

18.05M shares

Shares

−18.05M

Strike price

0.90

Held after

0.00

Exercisable

—

12/20/2023

Common Stock Purchase Warrant

Indirect

J · J

Converts to

Common Stock

27.08M shares

Shares

+27.08M

Strike price

0.60

Held after

27.08M

Exercisable

—

12/20/2023

Pre-Funded Common Stock Purchase Warrant

Indirect

P · Purchase

Converts to

Common Stock

18.33M shares

Shares

+18.33M

Strike price

0.0001

Held after

18.33M

Exercisable

—

12/20/2023

Common Stock Purchase Warrant

Indirect

P · Purchase

Converts to

Common Stock

36.67M shares

Shares

+36.67M

Strike price

0.85

Held after

36.67M

Exercisable

—

12/20/2023

Senior Secured Convertible Note

Indirect

H · H

Converts to

Common Stock

Shares

−N/A

Strike price

0.90

Held after

0.00

Exercisable

—

12/20/2023

Senior Secured Convertible Note

Indirect

J · J

Converts to

Common Stock

Shares

+N/A

Strike price

0.60

Held after

N/A

Exercisable

—

12/20/2023

Security	Converts To	Date	Type	Shares	Strike Price	Exercisable	Held After
Common Stock Purchase Warrant Indirect	Common Stock18.05M shares	12/20/2023	H · H	−18.05M	0.90	—	0.00
Common Stock Purchase Warrant Indirect	Common Stock27.08M shares	12/20/2023	J · J	+27.08M	0.60	—	27.08M
Pre-Funded Common Stock Purchase Warrant Indirect	Common Stock18.33M shares	12/20/2023	P · Purchase	+18.33M	0.0001	—	18.33M
Common Stock Purchase Warrant Indirect	Common Stock36.67M shares	12/20/2023	P · Purchase	+36.67M	0.85	—	36.67M
Senior Secured Convertible Note Indirect	Common Stock	12/20/2023	H · H	−N/A	0.90	—	0.00
Senior Secured Convertible Note Indirect	Common Stock	12/20/2023	J · J	+N/A	0.60	—	N/A

Non-Derivative Holdings (Post-Transaction)1

Common Stock

Indirect

Shares owned1.98M

Total

1.98M indirect1.98M

Security Title	Shares Owned	Ownership Type
Common Stock	1.98M	Indirect
Total	1.98M	1.98M indirect

Derivative Holdings (Post-Transaction)0

No derivative holdings reported

PEIZER TERREN S — Insider Transaction (Form 4) Filed Dec 22, 2023 | Finecho