PEIZER TERREN S (Chairman & CEO) reported 1 transaction at ONTRAK, INC.

Review the transaction codes below to understand the nature of each event.

PEIZER TERREN S

Filed: 11/15/2023ACC: 0001104659-23-118825

InsiderPEIZER TERREN SCIK 904534

→

IssuerONTRAK, INC.CIK 1136174

DirectorOfficer10% Owner· Chairman & CEO

Since Aug 2018

+91.11M

Net shares

Net buyer

$16.25M

Total acquired

Open market trades

0B · 0S

Total transactions

91.11M acquired

Non-Derivative Transactions1

Common Stock

Indirect

C · Conversion

+18.05M

Price / share

$0.90

Trade value

$16.25M

% of position

New position

11/14/2023

0.00→18.05M

Total

Net shares

+18.05M

Net value

$16.25M

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Common Stock Indirect	11/14/2023	C · Conversion	+18.05M	$0.90	$16.25M	New position	0.00	18.05M
Total			+18.05M		$16.25M

Derivative Transactions11

Senior Secured Convertible Note

Indirect

C · Conversion

Converts to

Common Stock

6.99M shares

−N/A

Strike price

0.90

Held after

N/A

Exercisable

—

11/14/2023

Senior Secured Convertible Note

Indirect

C · Conversion

Converts to

Common Stock

8.39M shares

−N/A

Strike price

0.90

Held after

N/A

Exercisable

—

11/14/2023

Senior Secured Convertible Note

Indirect

C · Conversion

Converts to

Common Stock

1.98M shares

−N/A

Strike price

0.90

Held after

N/A

Exercisable

—

11/14/2023

Senior Secured Convertible Note

Indirect

C · Conversion

Converts to

Common Stock

695.10K shares

−N/A

Strike price

0.90

Held after

N/A

Exercisable

—

11/14/2023

Common Stock Purchase Warrant

Indirect

P · Purchase

Converts to

Common Stock

18.05M shares

+18.05M

Strike price

0.90

Held after

18.05M

Exercisable

—

11/14/2023

Senior Secured Convertible Note

Indirect

S · Sale

Converts to

Common Stock

−N/A

Strike price

0.90

Held after

N/A

Exercisable

—

11/14/2023

Senior Secured Convertible Note

Indirect

S · Sale

Converts to

Common Stock

−N/A

Strike price

0.90

Held after

N/A

Exercisable

—

11/14/2023

Senior Secured Convertible Note

Indirect

S · Sale

Converts to

Common Stock

−N/A

Strike price

0.90

Held after

N/A

Exercisable

—

11/14/2023

Senior Secured Convertible Note

Indirect

P · Purchase

Converts to

Common Stock

+N/A

Strike price

0.90

Held after

N/A

Exercisable

—

11/14/2023

Pre-Funded Common Stock Purchase Warrant

Indirect

P · Purchase

Converts to

Common Stock

18.33M shares

+18.33M

Strike price

0.0001

Held after

18.33M

Exercisable

—

11/14/2023

Common Stock Purchase Warrant

Indirect

P · Purchase

Converts to

Common Stock

36.67M shares

+36.67M

Strike price

0.85

Held after

36.67M

Exercisable

—

11/14/2023

Security	Converts To	Date	Type	Shares	Strike Price	Exercisable	Held After
Senior Secured Convertible Note Indirect	Common Stock6.99M shares	11/14/2023	C · Conversion	−N/A	0.90	—	N/A
Senior Secured Convertible Note Indirect	Common Stock8.39M shares	11/14/2023	C · Conversion	−N/A	0.90	—	N/A
Senior Secured Convertible Note Indirect	Common Stock1.98M shares	11/14/2023	C · Conversion	−N/A	0.90	—	N/A
Senior Secured Convertible Note Indirect	Common Stock695.10K shares	11/14/2023	C · Conversion	−N/A	0.90	—	N/A
Common Stock Purchase Warrant Indirect	Common Stock18.05M shares	11/14/2023	P · Purchase	+18.05M	0.90	—	18.05M
Senior Secured Convertible Note Indirect	Common Stock	11/14/2023	S · Sale	−N/A	0.90	—	N/A
Senior Secured Convertible Note Indirect	Common Stock	11/14/2023	S · Sale	−N/A	0.90	—	N/A
Senior Secured Convertible Note Indirect	Common Stock	11/14/2023	S · Sale	−N/A	0.90	—	N/A
Senior Secured Convertible Note Indirect	Common Stock	11/14/2023	P · Purchase	+N/A	0.90	—	N/A
Pre-Funded Common Stock Purchase Warrant Indirect	Common Stock18.33M shares	11/14/2023	P · Purchase	+18.33M	0.0001	—	18.33M
Common Stock Purchase Warrant Indirect	Common Stock36.67M shares	11/14/2023	P · Purchase	+36.67M	0.85	—	36.67M