PEISERT DANIEL A. (SVP and CFO) exercised options at ASSERTIO THERAPEUTICS, INC
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 2/12/2020ACC: 0001005201-20-000013
Officer· SVP and CFO
Since Dec 2018
-9.54K
Net shares
Net seller
$12.9K
Total sold
0
Open market trades
0B · 0S
3
Total transactions
27.59K acquired · 37.13K disposed
Non-Derivative Transactions2
Common Stock
Direct
Shares
+27.59K
Price / share
—
Trade value
—
% of position
32.4%
2/12/2020
85.17K→112.75K
Common Stock
Direct
Shares
−9.54K
Price / share
$1.35
Trade value
$12.89K
% of position
8.5%
2/12/2020
112.75K→103.21K
Total
Net shares
+18.04K
Net value
-$12.89K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 2/12/2020 | M · Option Exercise | +27.59K | — | — | 32.4% | 85.17K | 112.75K |
| Common Stock Direct | 2/12/2020 | F · Tax Withholding | −9.54K | $1.35 | $12.89K | 8.5% | 112.75K | 103.21K |
| Total | +18.04K | -$12.89K | ||||||
Derivative Transactions1
Restricted Stock Units
Direct
Converts to
Common Stock
27.59K shares
Shares
−27.59K
Strike price
Held after
55.17K
Exercisable
—
2/12/2020
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Restricted Stock Units Direct | Common Stock27.59K shares | 2/12/2020 | M · Option Exercise | −27.59K | — | 55.17K |