PEISERT DANIEL A. (SVP and CFO) exercised options at ASSERTIO THERAPEUTICS, INC
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 2/6/2020ACC: 0001005201-20-000007
Officer· SVP and CFO
Since Dec 2018
+369.30K
Net shares
Net buyer
$2.4K
Total sold
0
Open market trades
0B · 0S
4
Total transactions
378.32K acquired · 9.02K disposed
Non-Derivative Transactions2
Common Stock
Direct
Shares
+6.70K
Price / share
—
Trade value
—
% of position
8.3%
2/6/2020
80.78K→87.48K
Common Stock
Direct
Shares
−2.32K
Price / share
$1.04
Trade value
$2.41K
% of position
2.6%
2/6/2020
87.48K→85.17K
Total
Net shares
+4.38K
Net value
-$2.41K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 2/6/2020 | M · Option Exercise | +6.70K | — | — | 8.3% | 80.78K | 87.48K |
| Common Stock Direct | 2/6/2020 | F · Tax Withholding | −2.32K | $1.04 | $2.41K | 2.6% | 87.48K | 85.17K |
| Total | +4.38K | -$2.41K | ||||||
Derivative Transactions2
Restricted Stock Units
Direct
Converts to
Common Stock
371.62K shares
Shares
+371.62K
Strike price
Held after
371.62K
Exercisable
—
2/4/2020
Restricted Stock Units
Direct
Converts to
Common Stock
6.70K shares
Shares
−6.70K
Strike price
Held after
6.70K
Exercisable
—
2/6/2020
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Restricted Stock Units Direct | Common Stock371.62K shares | 2/4/2020 | A · Award | +371.62K | — | 371.62K | |
| Restricted Stock Units Direct | Common Stock6.70K shares | 2/6/2020 | M · Option Exercise | −6.70K | — | 6.70K |