PEISERT DANIEL A. (SVP and CFO) exercised options at ASSERTIO THERAPEUTICS, INC
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 12/2/2019ACC: 0001005201-19-000131
Officer· SVP and CFO
Since Dec 2018
-2.45K
Net shares
Net seller
$1.9K
Total sold
0
Open market trades
0B · 0S
3
Total transactions
8.36K acquired · 10.81K disposed
Non-Derivative Transactions2
Common Stock
Direct
Shares
+8.36K
Price / share
—
Trade value
—
% of position
11.2%
12/1/2019
74.87K→83.23K
Common Stock
Direct
Shares
−2.45K
Price / share
$0.76
Trade value
$1.86K
% of position
2.9%
12/1/2019
83.23K→80.78K
Total
Net shares
+5.91K
Net value
-$1.86K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 12/1/2019 | M · Option Exercise | +8.36K | — | — | 11.2% | 74.87K | 83.23K |
| Common Stock Direct | 12/1/2019 | F · Tax Withholding | −2.45K | $0.76 | $1.86K | 2.9% | 83.23K | 80.78K |
| Total | +5.91K | -$1.86K | ||||||
Derivative Transactions1
Restricted Stock Units
Direct
Converts to
Common Stock
8.36K shares
Shares
−8.36K
Strike price
Held after
16.72K
Exercisable
—
12/1/2019
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Restricted Stock Units Direct | Common Stock8.36K shares | 12/1/2019 | M · Option Exercise | −8.36K | — | 16.72K |