PEISERT DANIEL A. (SVP and CFO) exercised options at ASSERTIO THERAPEUTICS, INC
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 9/20/2019ACC: 0001005201-19-000109
Officer· SVP and CFO
Since Dec 2018
-3.40K
Net shares
Net seller
$4.5K
Total sold
0
Open market trades
0B · 0S
3
Total transactions
11.62K acquired · 15.03K disposed
Non-Derivative Transactions2
Common Stock
Direct
Shares
+11.62K
Price / share
—
Trade value
—
% of position
20.5%
9/18/2019
56.66K→68.28K
Common Stock
Direct
Shares
−3.40K
Price / share
$1.33
Trade value
$4.53K
% of position
5.0%
9/18/2019
68.28K→64.87K
Total
Net shares
+8.22K
Net value
-$4.53K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 9/18/2019 | M · Option Exercise | +11.62K | — | — | 20.5% | 56.66K | 68.28K |
| Common Stock Direct | 9/18/2019 | F · Tax Withholding | −3.40K | $1.33 | $4.53K | 5.0% | 68.28K | 64.87K |
| Total | +8.22K | -$4.53K | ||||||
Derivative Transactions1
Restricted Stock Units
Direct
Converts to
Common Stock
11.62K shares
Shares
−11.62K
Strike price
Held after
23.25K
Exercisable
—
9/18/2019
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Restricted Stock Units Direct | Common Stock11.62K shares | 9/18/2019 | M · Option Exercise | −11.62K | — | 23.25K |