PEEBLES YALE enters HAWKEYE SYSTEMS, INC. with 500K shares plus derivative instruments
Holding both equity and derivatives at entry signals strong long-term conviction in the company.
Direct Derivatives
Filed: 2/12/2019ACC: 0001763780-19-000002
500K
Baseline shares
100% direct
500K
Direct ownership
1 position
150K
Derivative underlying
1 instrument
1
Security positions
All direct
Non-Derivative Holdings1
common stock
DirectShares owned500K
Total
500K direct500K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| common stock | 500K | Direct |
| Total | 500K | 500K direct |
Derivative Holdings1
stock options
DirectUnderlying security
common stock
Underlying shares
150K
Shares owned
N/A
Exercise price
0.55
Expiration
—
Exercise window
—
Total
Underlying
150K
Owned
0.00
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| stock options Direct | common stock | 0.55 | — | — | 150K | N/A |
| Total | 150K | 0.00 | ||||