PEDERSON ANDREW JAMES (Head of P&C and L&D) exercised options at GREAT WESTERN BANCORP, INC.

Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.

M · 3 exercises

PEDERSON ANDREW JAMES

Filed: 11/30/2021ACC: 0001613665-21-000076

InsiderPEDERSON ANDREW JAMESCIK 1732882

→

IssuerGREAT WESTERN BANCORP, INC.CIK 1613665

Officer· Head of P&C and L&D

Since Nov 2018

+2.72K

Net shares

Net buyer

$0.00

Total acquired

Open market trades

0B · 0S

Total transactions

4.07K acquired · 1.34K disposed

Non-Derivative Transactions5

Common Stock, par value $0.01 per share

Direct

M · Option Exercise

+163.00

Price / share

—

Trade value

—

% of position

3.4%

11/27/2021

4.78K→4.94K

Common Stock, par value $0.01 per share

Direct

M · Option Exercise

+675.00

Price / share

—

Trade value

—

% of position

13.7%

11/27/2021

4.94K→5.62K

Common Stock, par value $0.01 per share

Direct

F · Tax Withholding

−205.00

Price / share

—

Trade value

—

% of position

3.7%

11/27/2021

5.62K→5.41K

Common Stock, par value $0.01 per share

Direct

M · Option Exercise

+242.00

Price / share

—

Trade value

—

% of position

4.5%

11/29/2021

5.41K→5.65K

Common Stock, par value $0.01 per share

Direct

F · Tax Withholding

−60.00

Price / share

—

Trade value

—

% of position

1.1%

11/29/2021

5.65K→5.59K

Total

Net shares

+815.00

Net value

$0.00

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Common Stock, par value $0.01 per share Direct	11/27/2021	M · Option Exercise	+163.00	—	—	3.4%	4.78K	4.94K
Common Stock, par value $0.01 per share Direct	11/27/2021	M · Option Exercise	+675.00	—	—	13.7%	4.94K	5.62K
Common Stock, par value $0.01 per share Direct	11/27/2021	F · Tax Withholding	−205.00	—	—	3.7%	5.62K	5.41K
Common Stock, par value $0.01 per share Direct	11/29/2021	M · Option Exercise	+242.00	—	—	4.5%	5.41K	5.65K
Common Stock, par value $0.01 per share Direct	11/29/2021	F · Tax Withholding	−60.00	—	—	1.1%	5.65K	5.59K
Total			+815.00		$0.00

Derivative Transactions4

Restricted Stock Units - 2021

Direct

A · Award

Converts to

Common Stock, par value $0.01 per share

2.99K shares

+2.99K

Strike price

Held after

2.99K

Exercisable

—

11/26/2021

Restricted Stock Units (2020 STI)

Direct

M · Option Exercise

Converts to

Common Stock, par value $0.01 per share

163.00 shares

−163.00

Strike price

Held after

0.00

Exercisable

—

11/27/2021

Restricted Stock Units - 2020

Direct

M · Option Exercise

Converts to

Common Stock, par value $0.01 per share

675.00 shares

−675.00

Strike price

Held after

1.35K

Exercisable

—

11/27/2021

Restricted Stock Units - 2019

Direct

M · Option Exercise

Converts to

Common Stock, par value $0.01 per share

242.00 shares

−242.00

Strike price

Held after

243.00

Exercisable

—

11/29/2021

Security	Converts To	Date	Type	Shares	Exercisable	Held After
Restricted Stock Units - 2021 Direct	Common Stock, par value $0.01 per share2.99K shares	11/26/2021	A · Award	+2.99K	—	2.99K
Restricted Stock Units (2020 STI) Direct	Common Stock, par value $0.01 per share163.00 shares	11/27/2021	M · Option Exercise	−163.00	—	0.00
Restricted Stock Units - 2020 Direct	Common Stock, par value $0.01 per share675.00 shares	11/27/2021	M · Option Exercise	−675.00	—	1.35K
Restricted Stock Units - 2019 Direct	Common Stock, par value $0.01 per share242.00 shares	11/29/2021	M · Option Exercise	−242.00	—	243.00

Non-Derivative Holdings (Post-Transaction)1

Common Stock, par value $0.01 per share

Direct

Shares owned4.78K

Total

4.78K direct4.78K

Security Title	Shares Owned	Ownership Type
Common Stock, par value $0.01 per share	4.78K	Direct
Total	4.78K	4.78K direct

Derivative Holdings (Post-Transaction)1

Restricted Stock Units - 2018

Direct

Underlying security

Common Stock, par value $0.01 per share

Underlying shares

224.00

Shares owned

224.00

Exercise price

Expiration

—

Exercise window

—

Total

Underlying

224.00

Owned

224.00

Security	Underlying	Exercise Price	Exercise Window	Expiration	Underlying Shares	Shares Owned
Restricted Stock Units - 2018 Direct	Common Stock, par value $0.01 per share		—	—	224.00	224.00
Total					224.00	224.00