PEDERSEN TODD R.

PrivateCIK: 1619085

Location

LEHI, UT

PEDERSEN TODD R. (Chief Executive Officer) received a stock award from VIVINT SMART HOME, INC.

Compensation award — not an open‑market transaction. Less informative as a directional signal.

A · 1 award

PEDERSEN TODD R.

Filed: 3/3/2022ACC: 0000899243-22-009279

InsiderPEDERSEN TODD R.CIK 1619085

→

IssuerVIVINT SMART HOME, INC.CIK 1713952

DirectorOfficer· Chief Executive Officer

Since Jan 2020

-5.79K

Net shares

Net seller

$1.68M

Total sold

0

Open market trades

0B · 0S

9

Total transactions

711.55K acquired · 717.34K disposed

Non-Derivative Transactions5

Class A Common Stock

Direct

M · Option Exercise

Shares

+292.68K

Price / share

—

Trade value

—

% of position

17.9%

3/1/2022

1.63M→1.92M

Class A Common Stock

Direct

M · Option Exercise

Shares

+146.34K

Price / share

—

Trade value

—

% of position

7.6%

3/1/2022

1.92M→2.07M

Class A Common Stock

Direct

M · Option Exercise

Shares

+54.51K

Price / share

—

Trade value

—

% of position

2.6%

3/1/2022

2.07M→2.12M

Class A Common Stock

Direct

A · Award

Shares

+54.51K

Price / share

—

Trade value

—

% of position

2.6%

3/1/2022

2.12M→2.18M

Class A Common Stock

Direct

F · Tax Withholding

Shares

−223.81K

Price / share

$7.52

Trade value

$1.68M

% of position

10.3%

3/1/2022

2.18M→1.96M

Total

Net shares

+324.23K

Net value

-$1.68M

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Class A Common Stock Direct	3/1/2022	M · Option Exercise	+292.68K	—	—	17.9%	1.63M	1.92M
Class A Common Stock Direct	3/1/2022	M · Option Exercise	+146.34K	—	—	7.6%	1.92M	2.07M
Class A Common Stock Direct	3/1/2022	M · Option Exercise	+54.51K	—	—	2.6%	2.07M	2.12M
Class A Common Stock Direct	3/1/2022	A · Award	+54.51K	—	—	2.6%	2.12M	2.18M
Class A Common Stock Direct	3/1/2022	F · Tax Withholding	−223.81K	$7.52	$1.68M	10.3%	2.18M	1.96M
Total			+324.23K		-$1.68M

Derivative Transactions4

Restricted Stock Units

Direct

M · Option Exercise

Converts to

Class A Common Stock

292.68K shares

Shares

−292.68K

Strike price

Held after

0.00

Exercisable

—

3/1/2022

Restricted Stock Units

Direct

M · Option Exercise

Converts to

Class A Common Stock

146.34K shares

Shares

−146.34K

Strike price

Held after

292.68K

Exercisable

—

3/1/2022

Restricted Stock Units

Direct

M · Option Exercise

Converts to

Class A Common Stock

54.51K shares

Shares

−54.51K

Strike price

Held after

163.52K

Exercisable

—

3/1/2022

Restricted Stock Units

Direct

A · Award

Converts to

Class A Common Stock

163.52K shares

Shares

+163.52K

Strike price

Held after

163.52K

Exercisable

—

3/1/2022

Security	Converts To	Date	Type	Shares	Strike Price	Exercisable	Held After
Restricted Stock Units Direct	Class A Common Stock292.68K shares	3/1/2022	M · Option Exercise	−292.68K		—	0.00
Restricted Stock Units Direct	Class A Common Stock146.34K shares	3/1/2022	M · Option Exercise	−146.34K		—	292.68K
Restricted Stock Units Direct	Class A Common Stock54.51K shares	3/1/2022	M · Option Exercise	−54.51K		—	163.52K
Restricted Stock Units Direct	Class A Common Stock163.52K shares	3/1/2022	A · Award	+163.52K		—	163.52K

Non-Derivative Holdings (Post-Transaction)1

Class A Common Stock

Indirect

Shares owned13.66M

Total

13.66M indirect13.66M

Security Title	Shares Owned	Ownership Type
Class A Common Stock	13.66M	Indirect
Total	13.66M	13.66M indirect

Derivative Holdings (Post-Transaction)0

No derivative holdings reported

PEDERSEN TODD R. — Insider Transaction (Form 4) Filed Mar 3, 2022 | Finecho