PEDERSEN TODD R. (Chief Executive Officer) exercised options at VIVINT SMART HOME, INC.
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 3/1/2021ACC: 0000899243-21-008781
DirectorOfficer· Chief Executive Officer
Since Jan 2020
-64.83K
Net shares
Net seller
$1.13M
Total sold
0
Open market trades
0B · 0S
3
Total transactions
146.34K acquired · 211.17K disposed
Non-Derivative Transactions2
Class A Common Stock
Direct
Shares
+146.34K
Price / share
—
Trade value
—
% of position
57.8%
2/25/2021
253.23K→399.58K
Class A Common Stock
Direct
Shares
−64.83K
Price / share
$17.37
Trade value
$1.13M
% of position
16.2%
2/25/2021
399.58K→334.75K
Total
Net shares
+81.51K
Net value
-$1.13M
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock Direct | 2/25/2021 | M · Option Exercise | +146.34K | — | — | 57.8% | 253.23K | 399.58K |
| Class A Common Stock Direct | 2/25/2021 | F · Tax Withholding | −64.83K | $17.37 | $1.13M | 16.2% | 399.58K | 334.75K |
| Total | +81.51K | -$1.13M | ||||||
Derivative Transactions1
Restricted Stock Units
Direct
Converts to
Class A Common Stock
146.34K shares
Shares
−146.34K
Strike price
Held after
439.02K
Exercisable
—
2/25/2021
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Restricted Stock Units Direct | Class A Common Stock146.34K shares | 2/25/2021 | M · Option Exercise | −146.34K | — | 439.02K |
Non-Derivative Holdings (Post-Transaction)1
Class A Common Stock
IndirectShares owned1.37M
Total
1.37M indirect1.37M
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Class A Common Stock | 1.37M | Indirect |
| Total | 1.37M | 1.37M indirect |
Derivative Holdings (Post-Transaction)0
No derivative holdings reported