PECK BILLY L. JR (EVP, Business Development) exercised options at EVO TRANSPORTATION & ENERGY SERVICES, INC.

Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.

M · 1 exercise

PECK BILLY L. JR

Filed: 8/29/2023ACC: 0001062993-23-017208

InsiderPECK BILLY L. JRCIK 1823517

→

IssuerEVO TRANSPORTATION & ENERGY SERVICES, INC.CIK 728447

Officer· EVP, Business Development

Since Mar 2020

+11.48M

Net shares

Net buyer

$502.30

Total acquired

Open market trades

0B · 0S

Total transactions

16.51M acquired · 5.02M disposed

Non-Derivative Transactions1

Common Stock

Direct

M · Option Exercise

+5.02M

Price / share

$0.00

Trade value

$502.30

% of position

1004.6%

11/22/2022

500K→5.52M

Total

Net shares

+5.02M

Net value

$502.30

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Common Stock Direct	11/22/2022	M · Option Exercise	+5.02M	$0.00	$502.30	1004.6%	500K	5.52M
Total			+5.02M		$502.30

Derivative Transactions6

Warrant (right to buy)

Direct

C · Conversion

Converts to

Common Stock

5.02M shares

+5.02M

Strike price

.0001

Held after

5.02M

Exercisable

—

9/8/2022

Warrant (right to buy)

Direct

C · Conversion

Converts to

Common Stock

2.51M shares

+2.51M

Strike price

Held after

2.51M

Exercisable

—

9/8/2022

Warrant (right to buy)

Direct

M · Option Exercise

Converts to

Common Stock

5.02M shares

−5.02M

Strike price

.0001

Held after

0.00

Exercisable

—

11/22/2022

Restricted Stock Units

Direct

A · Award

Converts to

Common Stock

998.54K shares

+998.54K

Strike price

Held after

998.54K

Exercisable

—

8/28/2023

Restricted Stock Units

Direct

A · Award

Converts to

Common Stock

1.95M shares

+1.95M

Strike price

Held after

1.95M

Exercisable

—

8/28/2023

Warrant (right to buy)

Direct

A · Award

Converts to

Common Stock

995.17K shares

+995.17K

Strike price

0.63

Held after

995.17K

Exercisable

—

8/28/2023

Security	Converts To	Date	Type	Shares	Strike Price	Exercisable	Held After
Warrant (right to buy) Direct	Common Stock5.02M shares	9/8/2022	C · Conversion	+5.02M	.0001	—	5.02M
Warrant (right to buy) Direct	Common Stock2.51M shares	9/8/2022	C · Conversion	+2.51M		—	2.51M
Warrant (right to buy) Direct	Common Stock5.02M shares	11/22/2022	M · Option Exercise	−5.02M	.0001	—	0.00
Restricted Stock Units Direct	Common Stock998.54K shares	8/28/2023	A · Award	+998.54K		—	998.54K
Restricted Stock Units Direct	Common Stock1.95M shares	8/28/2023	A · Award	+1.95M		—	1.95M
Warrant (right to buy) Direct	Common Stock995.17K shares	8/28/2023	A · Award	+995.17K	0.63	—	995.17K

Non-Derivative Holdings (Post-Transaction)0

No non-derivative holdings reported

Derivative Holdings (Post-Transaction)6

Warrant (right to buy)

Direct

Underlying security

Common Stock

Underlying shares

333.33K

Shares owned

333.33K

Exercise price

7.0000

Expiration

—

Exercise window

—

Warrant (right to buy)

Direct

Underlying security

Common Stock

Underlying shares

333.33K

Shares owned

333.33K

Exercise price

3.0000

Expiration

—

Exercise window

—

Warrant (right to buy)

Direct

Underlying security

Common Stock

Underlying shares

333.33K

Shares owned

333.33K

Exercise price

5.0000

Expiration

—

Exercise window

—

Stock Option (right to buy)

Direct

Underlying security

Common Stock

Underlying shares

20K

Shares owned

20K

Exercise price

2.5000

Expiration

—

Exercise window

—

Stock Option (right to buy)

Direct

Underlying security

Common Stock

Underlying shares

500K

Shares owned

500K

Exercise price

1.50

Expiration

—

Exercise window

—

Stock Option (right to buy)

Direct

Underlying security

Common Stock

Underlying shares

20K

Shares owned

20K

Exercise price

1.5000

Expiration

—

Exercise window

—

Total

Underlying

1.54M

Owned

1.54M

Security	Underlying	Exercise Price	Exercise Window	Expiration	Underlying Shares	Shares Owned
Warrant (right to buy) Direct	Common Stock	7.0000	—	—	333.33K	333.33K
Warrant (right to buy) Direct	Common Stock	3.0000	—	—	333.33K	333.33K
Warrant (right to buy) Direct	Common Stock	5.0000	—	—	333.33K	333.33K
Stock Option (right to buy) Direct	Common Stock	2.5000	—	—	20K	20K
Stock Option (right to buy) Direct	Common Stock	1.50	—	—	500K	500K
Stock Option (right to buy) Direct	Common Stock	1.5000	—	—	20K	20K
Total					1.54M	1.54M