Filed: 9/8/2021ACC: 0000914190-21-000370
Officer· EVP, Business Development
Since Mar 2020
+20K
Net shares
Net buyer
$0.00
Total acquired
0
Open market trades
0B · 0S
3
Total transactions
40K acquired · 20K disposed
Non-Derivative Transactions0
No non-derivative transactions reported
Derivative Transactions3
Stock Option (right to buy)
Direct
Converts to
Common Stock
20K shares
Shares
+20K
Strike price
2.50
Held after
20K
Exercisable
—
12/27/2020
Stock Option (right to buy)
Direct
Converts to
Common Stock
20K shares
Shares
−20K
Strike price
2.5
Held after
0.00
Exercisable
—
9/1/2021
Stock Option (right to buy)
Direct
Converts to
Common Stock
20K shares
Shares
+20K
Strike price
1.5
Held after
20K
Exercisable
—
9/1/2021
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Stock Option (right to buy) Direct | Common Stock20K shares | 12/27/2020 | A · Award | +20K | 2.50 | — | 20K |
| Stock Option (right to buy) Direct | Common Stock20K shares | 9/1/2021 | J · J | −20K | 2.5 | — | 0.00 |
| Stock Option (right to buy) Direct | Common Stock20K shares | 9/1/2021 | J · J | +20K | 1.5 | — | 20K |
Non-Derivative Holdings (Post-Transaction)1
Common Stock
DirectShares owned500K
Total
500K direct500K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 500K | Direct |
| Total | 500K | 500K direct |
Derivative Holdings (Post-Transaction)3
Warrant (right to buy)
DirectUnderlying security
Common Stock
Underlying shares
333.33K
Shares owned
333.33K
Exercise price
5.00
Expiration
—
Exercise window
—
Warrant (right to buy)
DirectUnderlying security
Common Stock
Underlying shares
333.33K
Shares owned
333.33K
Exercise price
7.00
Expiration
—
Exercise window
—
Warrant (right to buy)
DirectUnderlying security
Common Stock
Underlying shares
333.33K
Shares owned
333.33K
Exercise price
3.00
Expiration
—
Exercise window
—
Total
Underlying
1000K
Owned
1000K
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Warrant (right to buy) Direct | Common Stock | 5.00 | — | — | 333.33K | 333.33K |
| Warrant (right to buy) Direct | Common Stock | 7.00 | — | — | 333.33K | 333.33K |
| Warrant (right to buy) Direct | Common Stock | 3.00 | — | — | 333.33K | 333.33K |
| Total | 1000K | 1000K | ||||