PEAK FINANCIAL MANAGEMENT, INC.

Filed: 10/15/2024ACC: 0001085146-24-004909

📋 What this filing means

PEAK FINANCIAL MANAGEMENT, INC. filed this quarterly 13F‑HR report disclosing 98 equity positions with a total reported market value of $340.58M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

Positions

$340.58M

Total AUM (reported)

4.86M

Total Shares

Allocation by class

VG TL INTL STK F$37.55M11.0%

TOTAL STK MKT$28.84M8.5%

PORTFLI MSCI GBL$24.38M7.2%

COM$22.00M6.5%

S&P 500 ETF SHS$17.99M5.3%

S&P500 EQL WGT$12.97M3.8%

US TIPS ETF$12.47M3.7%

Portfolio Concentration

Top 3$90.77M26.7%

4–10$84.64M24.9%

11–25$107.98M31.7%

Rest$57.19M16.8%

Top 3 weight

26.7%

Top 10 weight

51.5%

Voting Authority Distribution

Total shares with voting rights: 4.86M

Sole

Full voting authority

4.86M

% of voting shares100.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

0.00

% of voting shares0.0%

Investment Discretion (by position count)

Sole98

Shared0

Other0

Dominant voting typeSole · 100.0% of voting shares

Institutional Holdings98

Rows:

VANGUARD STAR FDS

SOLE

VG TL INTL STK F

Shares580.08K

TypeSH

Market value$37.55M

11.03%

Sole

580.08K

Shared

0.00

None

0.00

VANGUARD INDEX FDS

SOLE

TOTAL STK MKT

Shares101.85K

TypeSH

Market value$28.84M

8.47%

Sole

101.85K

Shared

0.00

None

0.00

SPDR INDEX SHS FDS

SOLE

PORTFLI MSCI GBL

Shares376.35K

TypeSH

Market value$24.38M

7.16%

Sole

376.35K

Shared

0.00

None

0.00

VANGUARD INDEX FDS

SOLE

S&P 500 ETF SHS

Shares34.10K

TypeSH

Market value$17.99M

5.28%

Sole

34.10K

Shared

0.00

None

0.00

INVESCO EXCHANGE TRADED FD T

SOLE

S&P500 EQL WGT

Shares72.38K

TypeSH

Market value$12.97M

3.81%

Sole

72.38K

Shared

0.00

None

0.00

SCHWAB STRATEGIC TR

SOLE

US TIPS ETF

Shares232.52K

TypeSH

Market value$12.47M

3.66%

Sole

232.52K

Shared

0.00

None

0.00

ISHARES TR

SOLE

CORE US AGGBD ET

Shares106.33K

TypeSH

Market value$10.77M

3.16%

Sole

106.33K

Shared

0.00

None

0.00

VANGUARD SCOTTSDALE FDS

SOLE

INT-TERM CORP

Shares123.62K

TypeSH

Market value$10.35M

3.04%

Sole

123.62K

Shared

0.00

None

0.00

SCHWAB STRATEGIC TR

SOLE

US MID-CAP ETF

Shares124.13K

TypeSH

Market value$10.31M

3.03%

Sole

124.13K

Shared

0.00

None

0.00

SPDR INDEX SHS FDS

SOLE

PORTFOLIO EMG MK

Shares236.72K

TypeSH

Market value$9.77M

2.87%

Sole

236.72K

Shared

0.00

None

0.00

SCHWAB STRATEGIC TR

SOLE

US BRD MKT ETF

Shares140.20K

TypeSH

Market value$9.33M

2.74%

Sole

140.20K

Shared

0.00

None

0.00

APPLE INC

SOLE

COM

Shares39.66K

TypeSH

Market value$9.24M

2.71%

Sole

39.66K

Shared

0.00

None

0.00

ISHARES TR

SOLE

0-5YR HI YL CP

Shares209.54K

TypeSH

Market value$9.10M

2.67%

Sole

209.54K

Shared

0.00

None

0.00

ISHARES TR

SOLE

CORE LT USDB ETF

Shares169.11K

TypeSH

Market value$9.01M

2.65%

Sole

169.11K

Shared

0.00

None

0.00

INVESCO EXCHANGE TRADED FD T

SOLE

S&P500 PUR VAL

Shares100.75K

TypeSH

Market value$8.96M

2.63%

Sole

100.75K

Shared

0.00

None

0.00

ABRDN PRECIOUS METALS BASKET

SOLE

PHYSCL PRECS MET

Shares78.03K

TypeSH

Market value$8.84M

2.60%

Sole

78.03K

Shared

0.00

None

0.00

INVESCO EXCH TRADED FD TR II

SOLE

INTL CORP BD

Shares352.90K

TypeSH

Market value$8.26M

2.43%

Sole

352.90K

Shared

0.00

None

0.00

ISHARES TR

SOLE

CORE S&P SCP ETF

Shares66.33K

TypeSH

Market value$7.76M

2.28%

Sole

66.33K

Shared

0.00

None

0.00

ISHARES U S ETF TR

SOLE

GSCI CMDTY STGY

Shares233.55K

TypeSH

Market value$6.05M

1.78%

Sole

233.55K

Shared

0.00

None

0.00

SCHWAB STRATEGIC TR

SOLE

US AGGREGATE B

Shares125.22K

TypeSH

Market value$5.95M

1.75%

Sole

125.22K

Shared

0.00

None

0.00

SPDR SER TR

SOLE

BLOOMBERG INTL T

Shares254K

TypeSH

Market value$5.93M

1.74%

Sole

254K

Shared

0.00

None

0.00

ISHARES TR

SOLE

CRE U S REIT ETF

Shares90.80K

TypeSH

Market value$5.59M

1.64%

Sole

90.80K

Shared

0.00

None

0.00

ISHARES TR

SOLE

MSCI ACWI ETF

Shares45.94K

TypeSH

Market value$5.49M

1.61%

Sole

45.94K

Shared

0.00

None

0.00

SCHWAB STRATEGIC TR

SOLE

US LRG CAP ETF

Shares70.07K

TypeSH

Market value$4.75M

1.40%

Sole

70.07K

Shared

0.00

None

0.00

ISHARES TR

SOLE

TIPS BD ETF

Shares33.67K

TypeSH

Market value$3.72M

1.09%

Sole

33.67K

Shared

0.00

None

0.00

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole
VANGUARD STAR FDSSOLE	VG TL INTL STK F	580.08K	SH	$37.55M 11.03%	580.08K
VANGUARD INDEX FDSSOLE	TOTAL STK MKT	101.85K	SH	$28.84M 8.47%	101.85K
SPDR INDEX SHS FDSSOLE	PORTFLI MSCI GBL	376.35K	SH	$24.38M 7.16%	376.35K
VANGUARD INDEX FDSSOLE	S&P 500 ETF SHS	34.10K	SH	$17.99M 5.28%	34.10K
INVESCO EXCHANGE TRADED FD TSOLE	S&P500 EQL WGT	72.38K	SH	$12.97M 3.81%	72.38K
SCHWAB STRATEGIC TRSOLE	US TIPS ETF	232.52K	SH	$12.47M 3.66%	232.52K
ISHARES TRSOLE	CORE US AGGBD ET	106.33K	SH	$10.77M 3.16%	106.33K
VANGUARD SCOTTSDALE FDSSOLE	INT-TERM CORP	123.62K	SH	$10.35M 3.04%	123.62K
SCHWAB STRATEGIC TRSOLE	US MID-CAP ETF	124.13K	SH	$10.31M 3.03%	124.13K
SPDR INDEX SHS FDSSOLE	PORTFOLIO EMG MK	236.72K	SH	$9.77M 2.87%	236.72K
SCHWAB STRATEGIC TRSOLE	US BRD MKT ETF	140.20K	SH	$9.33M 2.74%	140.20K
APPLE INCSOLE	COM	39.66K	SH	$9.24M 2.71%	39.66K
ISHARES TRSOLE	0-5YR HI YL CP	209.54K	SH	$9.10M 2.67%	209.54K
ISHARES TRSOLE	CORE LT USDB ETF	169.11K	SH	$9.01M 2.65%	169.11K
INVESCO EXCHANGE TRADED FD TSOLE	S&P500 PUR VAL	100.75K	SH	$8.96M 2.63%	100.75K
ABRDN PRECIOUS METALS BASKETSOLE	PHYSCL PRECS MET	78.03K	SH	$8.84M 2.60%	78.03K
INVESCO EXCH TRADED FD TR IISOLE	INTL CORP BD	352.90K	SH	$8.26M 2.43%	352.90K
ISHARES TRSOLE	CORE S&P SCP ETF	66.33K	SH	$7.76M 2.28%	66.33K
ISHARES U S ETF TRSOLE	GSCI CMDTY STGY	233.55K	SH	$6.05M 1.78%	233.55K
SCHWAB STRATEGIC TRSOLE	US AGGREGATE B	125.22K	SH	$5.95M 1.75%	125.22K
SPDR SER TRSOLE	BLOOMBERG INTL T	254K	SH	$5.93M 1.74%	254K
ISHARES TRSOLE	CRE U S REIT ETF	90.80K	SH	$5.59M 1.64%	90.80K
ISHARES TRSOLE	MSCI ACWI ETF	45.94K	SH	$5.49M 1.61%	45.94K
SCHWAB STRATEGIC TRSOLE	US LRG CAP ETF	70.07K	SH	$4.75M 1.40%	70.07K
ISHARES TRSOLE	TIPS BD ETF	33.67K	SH	$3.72M 1.09%	33.67K

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