PEAK FINANCIAL MANAGEMENT, INC.

Filed: 7/23/2024ACC: 0001085146-24-003169

📋 What this filing means

PEAK FINANCIAL MANAGEMENT, INC. filed this quarterly 13F‑HR report disclosing 94 equity positions with a total reported market value of $319.48M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

Positions

$319.48M

Total AUM (reported)

5.06M

Total Shares

Allocation by class

VG TL INTL STK F$34.80M10.9%

TOTAL STK MKT$27.43M8.6%

PORTFLI MSCI GBL$22.82M7.1%

COM$21.78M6.8%

S&P 500 ETF SHS$17.49M5.5%

US TIPS ETF$11.81M3.7%

CORE US AGGBD ET$10.02M3.1%

Portfolio Concentration

Top 3$85.05M26.6%

4–10$77.69M24.3%

11–25$104.08M32.6%

Rest$52.66M16.5%

Top 3 weight

26.6%

Top 10 weight

50.9%

Voting Authority Distribution

Total shares with voting rights: 5.06M

Sole

Full voting authority

5.06M

% of voting shares100.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

0.00

% of voting shares0.0%

Investment Discretion (by position count)

Sole94

Shared0

Other0

Dominant voting typeSole · 100.0% of voting shares

Institutional Holdings94

Rows:

VANGUARD STAR FDS

SOLE

VG TL INTL STK F

Shares577.11K

TypeSH

Market value$34.80M

10.89%

Sole

577.11K

Shared

0.00

None

0.00

VANGUARD INDEX FDS

SOLE

TOTAL STK MKT

Shares102.52K

TypeSH

Market value$27.43M

8.58%

Sole

102.52K

Shared

0.00

None

0.00

SPDR INDEX SHS FDS

SOLE

PORTFLI MSCI GBL

Shares375.48K

TypeSH

Market value$22.82M

7.14%

Sole

375.48K

Shared

0.00

None

0.00

VANGUARD INDEX FDS

SOLE

S&P 500 ETF SHS

Shares34.97K

TypeSH

Market value$17.49M

5.47%

Sole

34.97K

Shared

0.00

None

0.00

SCHWAB STRATEGIC TR

SOLE

US TIPS ETF

Shares226.99K

TypeSH

Market value$11.81M

3.70%

Sole

226.99K

Shared

0.00

None

0.00

ISHARES TR

SOLE

CORE US AGGBD ET

Shares103.23K

TypeSH

Market value$10.02M

3.14%

Sole

103.23K

Shared

0.00

None

0.00

INVESCO EXCHANGE TRADED FD T

SOLE

S&P500 EQL HLT

Shares329.86K

TypeSH

Market value$9.91M

3.10%

Sole

329.86K

Shared

0.00

None

0.00

SCHWAB STRATEGIC TR

SOLE

US MID-CAP ETF

Shares123.05K

TypeSH

Market value$9.58M

3.00%

Sole

123.05K

Shared

0.00

None

0.00

VANGUARD SCOTTSDALE FDS

SOLE

INT-TERM CORP

Shares119.78K

TypeSH

Market value$9.57M

3.00%

Sole

119.78K

Shared

0.00

None

0.00

APPLE INC

SOLE

COM

Shares44.24K

TypeSH

Market value$9.32M

2.92%

Sole

44.24K

Shared

0.00

None

0.00

SPDR INDEX SHS FDS

SOLE

PORTFOLIO EMG MK

Shares232.94K

TypeSH

Market value$8.77M

2.75%

Sole

232.94K

Shared

0.00

None

0.00

ISHARES TR

SOLE

0-5YR HI YL CP

Shares204.77K

TypeSH

Market value$8.64M

2.70%

Sole

204.77K

Shared

0.00

None

0.00

SCHWAB STRATEGIC TR

SOLE

US BRD MKT ETF

Shares136.29K

TypeSH

Market value$8.57M

2.68%

Sole

136.29K

Shared

0.00

None

0.00

INVESCO EXCHANGE TRADED FD T

SOLE

S&P500 PUR VAL

Shares100.69K

TypeSH

Market value$8.40M

2.63%

Sole

100.69K

Shared

0.00

None

0.00

ISHARES TR

SOLE

CORE LT USDB ETF

Shares163.39K

TypeSH

Market value$8.12M

2.54%

Sole

163.39K

Shared

0.00

None

0.00

ABRDN PRECIOUS METALS BASKET

SOLE

PHYSCL PRECS MET

Shares78.32K

TypeSH

Market value$8.07M

2.52%

Sole

78.32K

Shared

0.00

None

0.00

INVESCO EXCH TRADED FD TR II

SOLE

INTL CORP BD

Shares346.76K

TypeSH

Market value$7.63M

2.39%

Sole

346.76K

Shared

0.00

None

0.00

FIDELITY COVINGTON TRUST

SOLE

MSCI MATLS INDEX

Shares149.31K

TypeSH

Market value$7.38M

2.31%

Sole

149.31K

Shared

0.00

None

0.00

ISHARES TR

SOLE

CORE S&P SCP ETF

Shares65.41K

TypeSH

Market value$6.98M

2.18%

Sole

65.41K

Shared

0.00

None

0.00

ISHARES U S ETF TR

SOLE

GSCI CMDTY STGY

Shares225.44K

TypeSH

Market value$6.16M

1.93%

Sole

225.44K

Shared

0.00

None

0.00

SPDR SER TR

SOLE

BLOOMBERG INTL T

Shares252.02K

TypeSH

Market value$5.40M

1.69%

Sole

252.02K

Shared

0.00

None

0.00

SCHWAB STRATEGIC TR

SOLE

US AGGREGATE B

Shares118.19K

TypeSH

Market value$5.39M

1.69%

Sole

118.19K

Shared

0.00

None

0.00

ISHARES TR

SOLE

MSCI ACWI ETF

Shares46.37K

TypeSH

Market value$5.21M

1.63%

Sole

46.37K

Shared

0.00

None

0.00

ISHARES TR

SOLE

CRE U S REIT ETF

Shares90.77K

TypeSH

Market value$4.86M

1.52%

Sole

90.77K

Shared

0.00

None

0.00

SCHWAB STRATEGIC TR

SOLE

US LRG CAP ETF

Shares70.08K

TypeSH

Market value$4.50M

1.41%

Sole

70.08K

Shared

0.00

None

0.00

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole
VANGUARD STAR FDSSOLE	VG TL INTL STK F	577.11K	SH	$34.80M 10.89%	577.11K
VANGUARD INDEX FDSSOLE	TOTAL STK MKT	102.52K	SH	$27.43M 8.58%	102.52K
SPDR INDEX SHS FDSSOLE	PORTFLI MSCI GBL	375.48K	SH	$22.82M 7.14%	375.48K
VANGUARD INDEX FDSSOLE	S&P 500 ETF SHS	34.97K	SH	$17.49M 5.47%	34.97K
SCHWAB STRATEGIC TRSOLE	US TIPS ETF	226.99K	SH	$11.81M 3.70%	226.99K
ISHARES TRSOLE	CORE US AGGBD ET	103.23K	SH	$10.02M 3.14%	103.23K
INVESCO EXCHANGE TRADED FD TSOLE	S&P500 EQL HLT	329.86K	SH	$9.91M 3.10%	329.86K
SCHWAB STRATEGIC TRSOLE	US MID-CAP ETF	123.05K	SH	$9.58M 3.00%	123.05K
VANGUARD SCOTTSDALE FDSSOLE	INT-TERM CORP	119.78K	SH	$9.57M 3.00%	119.78K
APPLE INCSOLE	COM	44.24K	SH	$9.32M 2.92%	44.24K
SPDR INDEX SHS FDSSOLE	PORTFOLIO EMG MK	232.94K	SH	$8.77M 2.75%	232.94K
ISHARES TRSOLE	0-5YR HI YL CP	204.77K	SH	$8.64M 2.70%	204.77K
SCHWAB STRATEGIC TRSOLE	US BRD MKT ETF	136.29K	SH	$8.57M 2.68%	136.29K
INVESCO EXCHANGE TRADED FD TSOLE	S&P500 PUR VAL	100.69K	SH	$8.40M 2.63%	100.69K
ISHARES TRSOLE	CORE LT USDB ETF	163.39K	SH	$8.12M 2.54%	163.39K
ABRDN PRECIOUS METALS BASKETSOLE	PHYSCL PRECS MET	78.32K	SH	$8.07M 2.52%	78.32K
INVESCO EXCH TRADED FD TR IISOLE	INTL CORP BD	346.76K	SH	$7.63M 2.39%	346.76K
FIDELITY COVINGTON TRUSTSOLE	MSCI MATLS INDEX	149.31K	SH	$7.38M 2.31%	149.31K
ISHARES TRSOLE	CORE S&P SCP ETF	65.41K	SH	$6.98M 2.18%	65.41K
ISHARES U S ETF TRSOLE	GSCI CMDTY STGY	225.44K	SH	$6.16M 1.93%	225.44K
SPDR SER TRSOLE	BLOOMBERG INTL T	252.02K	SH	$5.40M 1.69%	252.02K
SCHWAB STRATEGIC TRSOLE	US AGGREGATE B	118.19K	SH	$5.39M 1.69%	118.19K
ISHARES TRSOLE	MSCI ACWI ETF	46.37K	SH	$5.21M 1.63%	46.37K
ISHARES TRSOLE	CRE U S REIT ETF	90.77K	SH	$4.86M 1.52%	90.77K
SCHWAB STRATEGIC TRSOLE	US LRG CAP ETF	70.08K	SH	$4.50M 1.41%	70.08K

Page 1 of 4