PEAK FINANCIAL MANAGEMENT, INC.

Filed: 4/23/2024ACC: 0001085146-24-001949

📋 What this filing means

PEAK FINANCIAL MANAGEMENT, INC. filed this quarterly 13F‑HR report disclosing 96 equity positions with a total reported market value of $315.49M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

Positions

$315.49M

Total AUM (reported)

5.02M

Total Shares

Allocation by class

VG TL INTL STK F$34.35M10.9%

TOTAL STK MKT$26.84M8.5%

PORTFLI MSCI GBL$22.27M7.1%

COM$20.64M6.5%

S&P 500 ETF SHS$17.09M5.4%

US TIPS ETF$12.25M3.9%

S&P500 EQL HLT$10.71M3.4%

Portfolio Concentration

Top 3$83.46M26.5%

4–10$78.84M25.0%

11–25$102.84M32.6%

Rest$50.35M16.0%

Top 3 weight

26.5%

Top 10 weight

51.4%

Voting Authority Distribution

Total shares with voting rights: 5.02M

Sole

Full voting authority

5.02M

% of voting shares100.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

0.00

% of voting shares0.0%

Investment Discretion (by position count)

Sole96

Shared0

Other0

Dominant voting typeSole · 100.0% of voting shares

Institutional Holdings96

Rows:

VANGUARD STAR FDS

SOLE

VG TL INTL STK F

Shares569.60K

TypeSH

Market value$34.35M

10.89%

Sole

569.60K

Shared

0.00

None

0.00

VANGUARD INDEX FDS

SOLE

TOTAL STK MKT

Shares103.28K

TypeSH

Market value$26.84M

8.51%

Sole

103.28K

Shared

0.00

None

0.00

SPDR INDEX SHS FDS

SOLE

PORTFLI MSCI GBL

Shares373.21K

TypeSH

Market value$22.27M

7.06%

Sole

373.21K

Shared

0.00

None

0.00

VANGUARD INDEX FDS

SOLE

S&P 500 ETF SHS

Shares35.55K

TypeSH

Market value$17.09M

5.42%

Sole

35.55K

Shared

0.00

None

0.00

SCHWAB STRATEGIC TR

SOLE

US TIPS ETF

Shares234.88K

TypeSH

Market value$12.25M

3.88%

Sole

234.88K

Shared

0.00

None

0.00

INVESCO EXCHANGE TRADED FD T

SOLE

S&P500 EQL HLT

Shares336.86K

TypeSH

Market value$10.71M

3.39%

Sole

336.86K

Shared

0.00

None

0.00

ISHARES TR

SOLE

CORE US AGGBD ET

Shares108.37K

TypeSH

Market value$10.61M

3.36%

Sole

108.37K

Shared

0.00

None

0.00

SCHWAB STRATEGIC TR

SOLE

US MID-CAP ETF

Shares122.34K

TypeSH

Market value$9.96M

3.16%

Sole

122.34K

Shared

0.00

None

0.00

VANGUARD SCOTTSDALE FDS

SOLE

INT-TERM CORP

Shares115.64K

TypeSH

Market value$9.31M

2.95%

Sole

115.64K

Shared

0.00

None

0.00

INVESCO EXCHANGE TRADED FD T

SOLE

S&P500 PUR VAL

Shares100.73K

TypeSH

Market value$8.91M

2.82%

Sole

100.73K

Shared

0.00

None

0.00

ISHARES TR

SOLE

0-5YR HI YL CP

Shares206.45K

TypeSH

Market value$8.78M

2.78%

Sole

206.45K

Shared

0.00

None

0.00

ISHARES TR

SOLE

CORE LT USDB ETF

Shares162.53K

TypeSH

Market value$8.31M

2.63%

Sole

162.53K

Shared

0.00

None

0.00

SPDR INDEX SHS FDS

SOLE

PORTFOLIO EMG MK

Shares227.03K

TypeSH

Market value$8.22M

2.60%

Sole

227.03K

Shared

0.00

None

0.00

SCHWAB STRATEGIC TR

SOLE

US BRD MKT ETF

Shares131.73K

TypeSH

Market value$8.04M

2.55%

Sole

131.73K

Shared

0.00

None

0.00

FIDELITY COVINGTON TRUST

SOLE

MSCI MATLS INDEX

Shares150.19K

TypeSH

Market value$7.87M

2.49%

Sole

150.19K

Shared

0.00

None

0.00

APPLE INC

SOLE

COM

Shares45.87K

TypeSH

Market value$7.87M

2.49%

Sole

45.87K

Shared

0.00

None

0.00

INVESCO EXCH TRADED FD TR II

SOLE

INTL CORP BD

Shares341.20K

TypeSH

Market value$7.63M

2.42%

Sole

341.20K

Shared

0.00

None

0.00

ABRDN PRECIOUS METALS BASKET

SOLE

PHYSCL PRECS MET

Shares78.51K

TypeSH

Market value$7.50M

2.38%

Sole

78.51K

Shared

0.00

None

0.00

ISHARES TR

SOLE

CORE S&P SCP ETF

Shares65.13K

TypeSH

Market value$7.20M

2.28%

Sole

65.13K

Shared

0.00

None

0.00

ISHARES U S ETF TR

SOLE

GSCI CMDTY STGY

Shares225.85K

TypeSH

Market value$6.10M

1.93%

Sole

225.85K

Shared

0.00

None

0.00

SPDR SER TR

SOLE

BLOOMBERG INTL T

Shares263.94K

TypeSH

Market value$5.87M

1.86%

Sole

263.94K

Shared

0.00

None

0.00

ISHARES TR

SOLE

MSCI ACWI ETF

Shares47.65K

TypeSH

Market value$5.25M

1.66%

Sole

47.65K

Shared

0.00

None

0.00

SCHWAB STRATEGIC TR

SOLE

US AGGREGATE B

Shares106.90K

TypeSH

Market value$4.92M

1.56%

Sole

106.90K

Shared

0.00

None

0.00

ISHARES TR

SOLE

CRE U S REIT ETF

Shares89.75K

TypeSH

Market value$4.83M

1.53%

Sole

89.75K

Shared

0.00

None

0.00

SCHWAB STRATEGIC TR

SOLE

US LRG CAP ETF

Shares72.08K

TypeSH

Market value$4.47M

1.42%

Sole

72.08K

Shared

0.00

None

0.00

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole
VANGUARD STAR FDSSOLE	VG TL INTL STK F	569.60K	SH	$34.35M 10.89%	569.60K
VANGUARD INDEX FDSSOLE	TOTAL STK MKT	103.28K	SH	$26.84M 8.51%	103.28K
SPDR INDEX SHS FDSSOLE	PORTFLI MSCI GBL	373.21K	SH	$22.27M 7.06%	373.21K
VANGUARD INDEX FDSSOLE	S&P 500 ETF SHS	35.55K	SH	$17.09M 5.42%	35.55K
SCHWAB STRATEGIC TRSOLE	US TIPS ETF	234.88K	SH	$12.25M 3.88%	234.88K
INVESCO EXCHANGE TRADED FD TSOLE	S&P500 EQL HLT	336.86K	SH	$10.71M 3.39%	336.86K
ISHARES TRSOLE	CORE US AGGBD ET	108.37K	SH	$10.61M 3.36%	108.37K
SCHWAB STRATEGIC TRSOLE	US MID-CAP ETF	122.34K	SH	$9.96M 3.16%	122.34K
VANGUARD SCOTTSDALE FDSSOLE	INT-TERM CORP	115.64K	SH	$9.31M 2.95%	115.64K
INVESCO EXCHANGE TRADED FD TSOLE	S&P500 PUR VAL	100.73K	SH	$8.91M 2.82%	100.73K
ISHARES TRSOLE	0-5YR HI YL CP	206.45K	SH	$8.78M 2.78%	206.45K
ISHARES TRSOLE	CORE LT USDB ETF	162.53K	SH	$8.31M 2.63%	162.53K
SPDR INDEX SHS FDSSOLE	PORTFOLIO EMG MK	227.03K	SH	$8.22M 2.60%	227.03K
SCHWAB STRATEGIC TRSOLE	US BRD MKT ETF	131.73K	SH	$8.04M 2.55%	131.73K
FIDELITY COVINGTON TRUSTSOLE	MSCI MATLS INDEX	150.19K	SH	$7.87M 2.49%	150.19K
APPLE INCSOLE	COM	45.87K	SH	$7.87M 2.49%	45.87K
INVESCO EXCH TRADED FD TR IISOLE	INTL CORP BD	341.20K	SH	$7.63M 2.42%	341.20K
ABRDN PRECIOUS METALS BASKETSOLE	PHYSCL PRECS MET	78.51K	SH	$7.50M 2.38%	78.51K
ISHARES TRSOLE	CORE S&P SCP ETF	65.13K	SH	$7.20M 2.28%	65.13K
ISHARES U S ETF TRSOLE	GSCI CMDTY STGY	225.85K	SH	$6.10M 1.93%	225.85K
SPDR SER TRSOLE	BLOOMBERG INTL T	263.94K	SH	$5.87M 1.86%	263.94K
ISHARES TRSOLE	MSCI ACWI ETF	47.65K	SH	$5.25M 1.66%	47.65K
SCHWAB STRATEGIC TRSOLE	US AGGREGATE B	106.90K	SH	$4.92M 1.56%	106.90K
ISHARES TRSOLE	CRE U S REIT ETF	89.75K	SH	$4.83M 1.53%	89.75K
SCHWAB STRATEGIC TRSOLE	US LRG CAP ETF	72.08K	SH	$4.47M 1.42%	72.08K

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