PEAK FINANCIAL MANAGEMENT, INC.

Filed: 1/18/2024ACC: 0001085146-24-000303

📋 What this filing means

PEAK FINANCIAL MANAGEMENT, INC. filed this quarterly 13F‑HR report disclosing 85 equity positions with a total reported market value of $297.68M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

Positions

$297.68M

Total AUM (reported)

4.96M

Total Shares

Allocation by class

VG TL INTL STK F$32.53M10.9%

TOTAL STK MKT$24.56M8.3%

PORTFLI MSCI GBL$20.49M6.9%

COM$19.29M6.5%

S&P 500 ETF SHS$15.99M5.4%

US TIPS ETF$12.06M4.1%

CORE US AGGBD ET$10.77M3.6%

Portfolio Concentration

Top 3$77.58M26.1%

4–10$77.30M26.0%

11–25$98.85M33.2%

Rest$43.94M14.8%

Top 3 weight

26.1%

Top 10 weight

52.0%

Voting Authority Distribution

Total shares with voting rights: 4.96M

Sole

Full voting authority

4.96M

% of voting shares100.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

0.00

% of voting shares0.0%

Investment Discretion (by position count)

Sole85

Shared0

Other0

Dominant voting typeSole · 100.0% of voting shares

Institutional Holdings85

Rows:

VANGUARD STAR FDS

SOLE

VG TL INTL STK F

Shares561.25K

TypeSH

Market value$32.53M

10.93%

Sole

561.25K

Shared

0.00

None

0.00

VANGUARD INDEX FDS

SOLE

TOTAL STK MKT

Shares103.55K

TypeSH

Market value$24.56M

8.25%

Sole

103.55K

Shared

0.00

None

0.00

SPDR INDEX SHS FDS

SOLE

PORTFLI MSCI GBL

Shares370.24K

TypeSH

Market value$20.49M

6.88%

Sole

370.24K

Shared

0.00

None

0.00

VANGUARD INDEX FDS

SOLE

S&P 500 ETF SHS

Shares36.60K

TypeSH

Market value$15.99M

5.37%

Sole

36.60K

Shared

0.00

None

0.00

SCHWAB STRATEGIC TR

SOLE

US TIPS ETF

Shares231.01K

TypeSH

Market value$12.06M

4.05%

Sole

231.01K

Shared

0.00

None

0.00

ISHARES TR

SOLE

CORE US AGGBD ET

Shares108.55K

TypeSH

Market value$10.77M

3.62%

Sole

108.55K

Shared

0.00

None

0.00

INVESCO EXCHANGE TRADED FD T

SOLE

S&P500 EQL HLT

Shares342.45K

TypeSH

Market value$10.20M

3.43%

Sole

342.45K

Shared

0.00

None

0.00

APPLE INC

SOLE

COM

Shares51.38K

TypeSH

Market value$9.89M

3.32%

Sole

51.38K

Shared

0.00

None

0.00

SCHWAB STRATEGIC TR

SOLE

US MID-CAP ETF

Shares122.70K

TypeSH

Market value$9.24M

3.10%

Sole

122.70K

Shared

0.00

None

0.00

VANGUARD SCOTTSDALE FDS

SOLE

INT-TERM CORP

Shares112.53K

TypeSH

Market value$9.15M

3.07%

Sole

112.53K

Shared

0.00

None

0.00

ISHARES TR

SOLE

0-5YR HI YL CP

Shares202.16K

TypeSH

Market value$8.54M

2.87%

Sole

202.16K

Shared

0.00

None

0.00

ISHARES TR

SOLE

CORE LT USDB ETF

Shares158.52K

TypeSH

Market value$8.33M

2.80%

Sole

158.52K

Shared

0.00

None

0.00

INVESCO EXCHANGE TRADED FD T

SOLE

S&P500 PUR VAL

Shares101.28K

TypeSH

Market value$8.31M

2.79%

Sole

101.28K

Shared

0.00

None

0.00

SPDR INDEX SHS FDS

SOLE

PORTFOLIO EMG MK

Shares219.13K

TypeSH

Market value$7.76M

2.61%

Sole

219.13K

Shared

0.00

None

0.00

INVESCO EXCH TRADED FD TR II

SOLE

INTL CORP BD

Shares335.83K

TypeSH

Market value$7.74M

2.60%

Sole

335.83K

Shared

0.00

None

0.00

FIDELITY COVINGTON TRUST

SOLE

MSCI MATLS INDEX

Shares148.27K

TypeSH

Market value$7.23M

2.43%

Sole

148.27K

Shared

0.00

None

0.00

SCHWAB STRATEGIC TR

SOLE

US BRD MKT ETF

Shares128.91K

TypeSH

Market value$7.18M

2.41%

Sole

128.91K

Shared

0.00

None

0.00

ABRDN PRECIOUS METALS BASKET

SOLE

PHYSCL PRECS MET

Shares76.90K

TypeSH

Market value$7.00M

2.35%

Sole

76.90K

Shared

0.00

None

0.00

ISHARES TR

SOLE

CORE S&P SCP ETF

Shares63.86K

TypeSH

Market value$6.91M

2.32%

Sole

63.86K

Shared

0.00

None

0.00

SPDR SER TR

SOLE

BLOOMBERG INTL T

Shares265.95K

TypeSH

Market value$6.16M

2.07%

Sole

265.95K

Shared

0.00

None

0.00

ISHARES U S ETF TR

SOLE

GSCI CMDTY STGY

Shares211.95K

TypeSH

Market value$5.31M

1.79%

Sole

211.95K

Shared

0.00

None

0.00

ISHARES TR

SOLE

MSCI ACWI ETF

Shares48K

TypeSH

Market value$4.89M

1.64%

Sole

48K

Shared

0.00

None

0.00

SCHWAB STRATEGIC TR

SOLE

US AGGREGATE B

Shares101K

TypeSH

Market value$4.71M

1.58%

Sole

101K

Shared

0.00

None

0.00

ISHARES TR

SOLE

CRE U S REIT ETF

Shares85.45K

TypeSH

Market value$4.64M

1.56%

Sole

85.45K

Shared

0.00

None

0.00

SCHWAB STRATEGIC TR

SOLE

US LRG CAP ETF

Shares73.48K

TypeSH

Market value$4.14M

1.39%

Sole

73.48K

Shared

0.00

None

0.00

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole
VANGUARD STAR FDSSOLE	VG TL INTL STK F	561.25K	SH	$32.53M 10.93%	561.25K
VANGUARD INDEX FDSSOLE	TOTAL STK MKT	103.55K	SH	$24.56M 8.25%	103.55K
SPDR INDEX SHS FDSSOLE	PORTFLI MSCI GBL	370.24K	SH	$20.49M 6.88%	370.24K
VANGUARD INDEX FDSSOLE	S&P 500 ETF SHS	36.60K	SH	$15.99M 5.37%	36.60K
SCHWAB STRATEGIC TRSOLE	US TIPS ETF	231.01K	SH	$12.06M 4.05%	231.01K
ISHARES TRSOLE	CORE US AGGBD ET	108.55K	SH	$10.77M 3.62%	108.55K
INVESCO EXCHANGE TRADED FD TSOLE	S&P500 EQL HLT	342.45K	SH	$10.20M 3.43%	342.45K
APPLE INCSOLE	COM	51.38K	SH	$9.89M 3.32%	51.38K
SCHWAB STRATEGIC TRSOLE	US MID-CAP ETF	122.70K	SH	$9.24M 3.10%	122.70K
VANGUARD SCOTTSDALE FDSSOLE	INT-TERM CORP	112.53K	SH	$9.15M 3.07%	112.53K
ISHARES TRSOLE	0-5YR HI YL CP	202.16K	SH	$8.54M 2.87%	202.16K
ISHARES TRSOLE	CORE LT USDB ETF	158.52K	SH	$8.33M 2.80%	158.52K
INVESCO EXCHANGE TRADED FD TSOLE	S&P500 PUR VAL	101.28K	SH	$8.31M 2.79%	101.28K
SPDR INDEX SHS FDSSOLE	PORTFOLIO EMG MK	219.13K	SH	$7.76M 2.61%	219.13K
INVESCO EXCH TRADED FD TR IISOLE	INTL CORP BD	335.83K	SH	$7.74M 2.60%	335.83K
FIDELITY COVINGTON TRUSTSOLE	MSCI MATLS INDEX	148.27K	SH	$7.23M 2.43%	148.27K
SCHWAB STRATEGIC TRSOLE	US BRD MKT ETF	128.91K	SH	$7.18M 2.41%	128.91K
ABRDN PRECIOUS METALS BASKETSOLE	PHYSCL PRECS MET	76.90K	SH	$7.00M 2.35%	76.90K
ISHARES TRSOLE	CORE S&P SCP ETF	63.86K	SH	$6.91M 2.32%	63.86K
SPDR SER TRSOLE	BLOOMBERG INTL T	265.95K	SH	$6.16M 2.07%	265.95K
ISHARES U S ETF TRSOLE	GSCI CMDTY STGY	211.95K	SH	$5.31M 1.79%	211.95K
ISHARES TRSOLE	MSCI ACWI ETF	48K	SH	$4.89M 1.64%	48K
SCHWAB STRATEGIC TRSOLE	US AGGREGATE B	101K	SH	$4.71M 1.58%	101K
ISHARES TRSOLE	CRE U S REIT ETF	85.45K	SH	$4.64M 1.56%	85.45K
SCHWAB STRATEGIC TRSOLE	US LRG CAP ETF	73.48K	SH	$4.14M 1.39%	73.48K

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